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Rapid Urbanization: An Inquiry into the Nature and Causes of the Urban Transition in Developing Countries
KTH, School of Architecture and the Built Environment (ABE), Urban Planning and Environment, Urban and Regional Studies.
2018 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

This thesis is concerned with the challenges posed by the contemporary urban narrative in developing countries. It is premised on the notion of the urban transition, which posits that as a country develops it undergoes a transformation from a predominantly rural society to a predominantly urban one. Throughout most of history, the urban transition was largely a phenomenon confined to what are considered todays developed countries; however, sometime around the middle of the 20th century, this began to change and the urban transition began to takeoff in developing countries. The contemporary urban narrative differentiates itself from historical accounts in that it is unfolding at an unprecedented pace and scale, placing significant pressure on urban areas. With the pressures of rapid urbanization and rapid urban growth already outstripping the capacities of local governments, planning and managing the urban transition is arguably one of the most important topics of the 21st century. In an attempt to identify approaches for managing the unprecedented pace and scale of the contemporary urban narrative, this thesis sets out to investigate the forces underpinning it. It has been organized into two parts: the first part comprises a comprehensive cover essay setting out the overarching research agenda and the second part comprises a series of five articles that make up the empirical analysis. Both sections can be read independently or constitute a single entity.

The main contribution of this thesis is the introduction of a multidisciplinary framework for conceptualizing the urban transition in developing countries and its application to several case studies. The so-called ‘Rapid Urban Growth Triad’ situates the components of urban growth (rural to urban migration, urban natural population increase and reclassification of rural areas as urban) within their dominant theoretical discourses. As such, it views urban natural population increase as a demographic factor effected by changes in fertility and mortality patterns, rural to urban migration as an economic factor resulting from rural push and urban pull dynamics, and reclassification of rural areas as urban as a political/ administrative factor which occurs through the annexation of neighboring settlements, rural areas upgraded as urban, settlements crossing defined population thresholds and changes in urban definition. The framework offers explanatory power to the previously neglected components of urban growth and serves as a diagnostic for examining the urban transition under a range of circumstances.

Utilizing the new conceptual framework as the primary mode of analysis, this thesis employs several demographic accounting techniques to disaggregate urbanization into its individual components of urban growth and computes their individual contributions to the overall urban increment. China, Nigeria and India have been selected as notable case studies, as these three countries are expected to account for the largest increase in urban population over the coming decades. The findings indicate that rural to urban migration has been the dominant component of urban growth in China, while urban natural population increase has been the dominant component in Nigeria and India; furthermore, in all three case studies, reclassification has made a more sizable contribution than initially understood. Moreover, it was found that in some instances the policies being prescribed to manage the urban transition did not match the identified sources of growth, suggesting a potential policy mismatch. This thesis also reveals several dynamics pertaining to the unprecedented pace and scale of the urban transition and the relationship between urbanization and economic growth. Collectively, these findings offer a more nuanced account of the urban transition in developing countries.

Despite the urban transition being a universal event that unfolds in nearly all countries of the world, this thesis finds that it does not necessarily unfold in a uniform manner, suggesting the notion of multiple urbanization trajectories. These findings have implications for existing policies, which tend to be based on a rather outmoded understanding of the urban transition. Ultimately, this thesis calls for more informed (evidenced-based) approaches for understanding and managing the urban transition in developing countries.

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2018. , p. i-xiii, 60
Series
TRITA-ABE-DLT ; 1824
Keywords [en]
urban transition, rapid urbanization, rapid urban growth, components of urban growth, economic development, developing countries, national urban systems, China, Nigeria, India
National Category
Economic Geography
Research subject
Planning and Decision Analysis
Identifiers
URN: urn:nbn:se:kth:diva-236539ISBN: 978-91-7729-982-0 (print)OAI: oai:DiVA.org:kth-236539DiVA, id: diva2:1257531
Public defence
2018-11-14, F3, Lindstedtsvagen 26, Stockholm, 09:00 (English)
Opponent
Supervisors
Note

QC 20181022

Available from: 2018-10-22 Created: 2018-10-22 Last updated: 2022-06-26Bibliographically approved
List of papers
1. The Rapid Urban Growth Triad: A New Conceptual Framework for Examining the Urban Transition in Developing Countries
Open this publication in new window or tab >>The Rapid Urban Growth Triad: A New Conceptual Framework for Examining the Urban Transition in Developing Countries
2017 (English)In: Sustainability, E-ISSN 2071-1050, Vol. 9, no 8, p. 1-19Article in journal (Refereed) Published
Abstract [en]

Although the urban transition is a universal event that unfolds in all countries, the determinants, patterns, and outcomes do not necessarily follow a uniform process. With the urban transition being basically completed in developed countries around the turn of the 21st century, the growth of cities today is almost entirely confined to developing countries. Still, much of our conceptual understanding of this process is derived from earlier accounts, with definitions rooted in a historical context. This has resulted in common misconceptions such as a tendency to view the growth of cities primarily as an outcome of rural to urban migration, neglecting the growing contributions of urban natural population increase and reclassification of rural areas. A tendency to treat the components of urban growth in isolation has created a rift within the urban studies discourse, preventing any real theorization of their combined impacts and the interplay among them. Applying a systems thinking approach, this paper introduces a multidisciplinary framework for conceptualizing rapid urban growth in developing countries. The framework offers explanatory power to previously neglected components of urban growth and serves as a diagnostic for examining the urban transition—ultimately revealing new policy levers for managing it in a sustainable way.

Place, publisher, year, edition, pages
Basel: MDPI, 2017
Keywords
rapid urban growth, developing countries, components of urban growth, internal migration, urban natural population increase, reclassification
National Category
Social and Economic Geography
Identifiers
urn:nbn:se:kth:diva-236521 (URN)10.3390/su9081407 (DOI)000408861800122 ()2-s2.0-85027258922 (Scopus ID)
Note

QC 20181030

Available from: 2018-10-19 Created: 2018-10-19 Last updated: 2024-03-15Bibliographically approved
2. China’s Rapid Urban Ascent: An Examination into the Components of Urban Growth
Open this publication in new window or tab >>China’s Rapid Urban Ascent: An Examination into the Components of Urban Growth
2018 (English)In: Asian Geographer, ISSN 1022-5706, E-ISSN 2158-1762, Vol. 35, no 1, p. 85-106Article in journal (Refereed) Published
Abstract [en]

Having gone from 11.8% of its population inhabiting urban areas in 1950 to 49.2% by 2010, China represents the most dramatic urban transformation the world has seen. With the contemporary urban narrative presenting new challenges, particularly in terms of its unprecedented pace and scale, this paper conducts an inquiry into the nature and causes of China’s rapid urban ascent. Making use of a new analytical framework, this paper maps out the changing stages of China’s urban transition and examines the components of urban growth underpinning it. It arrives at several notable findings. Rural to urban migration has been the dominant component of urban growth, followed by urban natural population increase and reclassification. Although China’s urban growth rates were high, it is the reduction in rural growth rates that underpinned China’s particularly rapid urbanization rates. China is currently in the latter part of the accelerated stage of its urban transition, and is expected to enter the terminal stage by 2030. In light of China’s ongoing urban transition, this paper concludes with reflections on China’s New-Type Urbanization Plan 2014–2020.

Place, publisher, year, edition, pages
London: Taylor & Francis Group, 2018
Keywords
China, urban transition, late-urbanizer, urbanization curve, rapid urbanization, components of urban growth
National Category
Economic Geography
Identifiers
urn:nbn:se:kth:diva-236524 (URN)10.1080/10225706.2018.1476256 (DOI)000446189700005 ()2-s2.0-85047557569 (Scopus ID)
Note

QC 20181023

Available from: 2018-10-19 Created: 2018-10-19 Last updated: 2022-06-26Bibliographically approved
3. An Inquiry into the Nature and Causes of Nigeria’s Rapid Urban Transition
Open this publication in new window or tab >>An Inquiry into the Nature and Causes of Nigeria’s Rapid Urban Transition
2018 (English)In: Urban Forum, ISSN 1015-3802, E-ISSN 1874-6330, Vol. 29, no 3, p. 277-298Article in journal (Refereed) Published
Abstract [en]

Owing to the dramatic pace and scale of its transformation, Nigeria is considered Africa’s next urban giant. Between 1960 and 2010, Nigeria added approximately 62.5 million inhabitants to its urban population, with forecasts to 2050 projecting an additional 226 million. As Nigeria forges ahead into the next chapter of its urban transition, there is an unmet need to take stock of past experiences, identify trends, and speculate on future growth trajectories. Taking advantage of recently available datasets from the United Nations and the Africapolis Project, this paper launches an inquiry into the nature and causes of Nigeria’s rapid urban transition between 1960 and 2010. It disaggregates urbanization into its individual components of urban growth and calculates their contributions to the overall urban increment. Several notable findings are highlighted. Nigeria, which is considered a late urbanizer, is currently in the accelerated stage of its urban transition and is projected to enter the terminal stage by 2030. Urban natural population increase has been the dominant component of urban growth in the post-colonial period and will likely continue to be so in the immediate future. Despite this, policies aimed at stemming rural to urban migration appear to have been the preferred mechanism for lessening the pressures posed by the contemporary urban transition, suggesting a potential policy mismatch.

Place, publisher, year, edition, pages
Springer Netherlands, 2018
Keywords
Nigeria, urban transition, urbanization curve, rapid urbanization, rapid urban growth, components of urban growth
National Category
Economic Geography
Identifiers
urn:nbn:se:kth:diva-236525 (URN)10.1007/s12132-018-9335-6 (DOI)2-s2.0-85047944866 (Scopus ID)
Note

QC 20181030

Available from: 2018-10-19 Created: 2018-10-19 Last updated: 2024-03-15Bibliographically approved
4. A Reluctant Urban Transition: Should India pursue an accelerated urbanization strategy?
Open this publication in new window or tab >>A Reluctant Urban Transition: Should India pursue an accelerated urbanization strategy?
(English)Manuscript (preprint) (Other academic)
Abstract [en]

Despite adding 292 million inhabitants to its urban population between 1960 and 2010, the level of urbanization in India has remained considerably low. Recent efforts on behalf of the government, however, illustrate a shift from a previously passive approach to urban development to a more active one, signifying a concerted effort to accelerate urbanization. In an attempt to better understand India’s contemporary urban narrative, this paper sets out to examine its urban transition between 1960 and 2010, and to speculate on its future growth trajectory. In doing so, it seeks to explore the questions, why has India’s urbanization failed to take-off? And, should India be pursuing an accelerated urbanization strategy? Findings suggest that India’s urban transition has been underpinned by processes of demographic change, leading to dramatic increases in both urban and rural populations; a dynamic that has slowed urbanization. It also finds that, despite there being a strong relationship between the level of urbanization and the level of economic growth, no compelling relationship between the speed of urbanization and the speed of economic growth was found. This suggests that pursuing an accelerated urbanization strategy may not lead to the intended economic outcomes. This goes to show that the relationship between urbanization and economic growth is complex, and that urbanization on its own is not a panacea for development. Urbanization strategies thus need to be complimented and reinforced by a range of other development policies.

Keywords
India, demographic change, accelerated urbanization, economic growth, national urban policy
National Category
Economic Geography
Identifiers
urn:nbn:se:kth:diva-236526 (URN)
Note

QC 20180926

Available from: 2018-10-19 Created: 2018-10-19 Last updated: 2022-06-26Bibliographically approved
5. The Evolution of National Urban Systems in China, Nigeria and India
Open this publication in new window or tab >>The Evolution of National Urban Systems in China, Nigeria and India
(English)Manuscript (preprint) (Other academic)
Abstract [en]

As a country transitions from a lower order of development to a higher order of development, it undergoes a structural transformation. Accordingly, the spatial economy transforms from a system organized around smaller economic units distributed throughout the countryside, to one comprising larger economic units concentrated in dense urban areas. While historically this process unfolded at a rather gradual pace, it is now being redefined by the unprecedented pace and scale of the contemporary urban narrative. This has presented new patterns of urbanization. Utilizing comparable datasets for China, Nigeria and India this paper examines the evolution of national urban systems under conditions of rapid urban transformation. In doing so, it scrutinizes three key dynamics: the spatial distribution of cities, the rate of growth by city size class and the size hierarchy of cities. The results are compared to see if uniform patterns emerge. The findings of this paper suggest a certain degree of heterogeneity among national urban systems; and in some instances contrasting patterns can be observed. We thus caution against a ‘one size fits all’ approach to interpreting the urban transition in developing countries. The findings of this paper have implications for both theory and policy.

Keywords
national urban systems, developing countries, spatial Lorenz curve, urban growth rate, rank size distribution
National Category
Economic Geography
Identifiers
urn:nbn:se:kth:diva-236527 (URN)
Note

QC 20180926

Available from: 2018-10-19 Created: 2018-10-19 Last updated: 2022-06-26Bibliographically approved

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