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Experimental validation of CNNs versus FFNNs for time- and energy-efficient EVM estimation in coherent optical systems
KTH, School of Engineering Sciences (SCI), Applied Physics, Photonics. RISE .ORCID iD: 0000-0001-5783-8996
RISE Res Inst Sweden, Isatjordsgatan 22, S-16440 Kista, Sweden..
Chalmers Univ Technol, Dept Elect Engn, Chalmersplatsen 4, S-41296 Gothenburg, Sweden..
KTH, School of Electrical Engineering and Computer Science (EECS), Computer Science, Communication Systems, CoS, Optical Network Laboratory (ON Lab). KTH, School of Engineering Sciences (SCI), Applied Physics, Photonics.ORCID iD: 0000-0003-4906-1704
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2021 (English)In: Journal of Optical Communications and Networking, ISSN 1943-0620, E-ISSN 1943-0639, Vol. 13, no 10, p. E63-E71Article in journal (Refereed) Published
Abstract [en]

Error vector magnitude (EVM) has proven to be one of the optical performance monitoring metrics providing the quantitative estimation of error statistics. However, the EVM estimation efficiency has not been fully exploited in terms of complexity and energy consumption. Therefore, in this paper, we explore two deep-learning-based EVM estimation schemes. The first scheme exploits convolutional neural networks (CNNs) to extract EVM information from images of the constellation diagram in the in-phase/quadrature (IQ) complex plane or amplitude histograms (AHs). The second scheme relies on feedforward neural networks (FFNNs) extracting features from a vectorized representation of AHs. In both cases, we use short sequences of 32 Gbaud m-ary quadrature amplitude modulation (mQAM) signals captured before or after a carrier phase recovery. The impacts of the sequence length, neural network structure, and data set representation on the EVM estimation accuracy as well as the model training time are thoroughly studied. Furthermore, we validate the performance of the proposed schemes using the experimental implementation of 28 Gbaud 64QAM signals. We achieve a mean absolute estimation error below 0.15%, with short signals consisting of only 100 symbols per IQ cluster. Considering the estimation accuracy, the implementation complexity, and the potential energy savings, the proposed CNN- and FFNN-based schemes can be used to perform time-sensitive and accurate EVM estimation for mQAM signal quality monitoring purposes.

Place, publisher, year, edition, pages
OPTICAL SOC AMER , 2021. Vol. 13, no 10, p. E63-E71
National Category
Telecommunications
Identifiers
URN: urn:nbn:se:kth:diva-298738DOI: 10.1364/JOCN.423384ISI: 000667934300001Scopus ID: 2-s2.0-85112315655OAI: oai:DiVA.org:kth-298738DiVA, id: diva2:1581018
Note

QC 20210719

Available from: 2021-07-19 Created: 2021-07-19 Last updated: 2023-07-19Bibliographically approved
In thesis
1. Optical Performance Monitoring in Digital Coherent Communications: Intelligent Error Vector Magnitude Estimation
Open this publication in new window or tab >>Optical Performance Monitoring in Digital Coherent Communications: Intelligent Error Vector Magnitude Estimation
2022 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

The rapid development of data-driven techniques brings us new applications, such asfifth-generation new radio (5G NR), high-definition video, Internet of things (IoT),etc., which has greatly facilitated our daily lives. Optical networks as one fundamen-tal infrastructure are evolving to simultaneously support these high dimensional dataservices, with a feature of flexible, dynamic, and heterogeneous. Optical performancemonitoring (OPM) is a key enabler to guarantee reliable network management andmaintenance, which improving network controllability and resource efficiency. Accu-rately telemetry key performance indicators (KPIs) such as bit error rate (BER) canextend monitoring functionality and secure network management. However, retrievingthe BER level metric is time-consuming and inconvenient for OPM. Low-complexityOPM strategies are highly desired for ubiquitous departments at optical network nodes.This thesis investigates machine learning (ML) based intelligent error vector mag-nitude (EVM) estimation schemes in digital coherent communications, where EVMis widely used as an alternative BER metric for multilevel modulated signals. Wepropose a prototype of EVM estimation, which enables monitoring signal quality froma short observation period. Three alternative ML algorithms are explored to facilitatethe implementation of this prototype, namely convolutional neural networks (CNNs),feedforward neural networks (FFNNs), and linear regression (LR). We show that CNNconjunction with graphical signal representations, i.e., constellation diagrams and am-plitude histograms (AHs), can achieve decent EVM estimation accuracy for signalsbefore and after carrier phase recovery (CPR), which outperforms the conventionalEVM calculation. Moreover, we show that an FFNN-based scheme can reduce poten-tial energy and keep the estimation accuracy by directly operating with AH vectors.Furthermore, the estimation capability is thoroughly studied when the system hasdifferent impairments. Lastly, we demonstrate that a simple LR-designed model canperform as well as FFNN when the information on modulation formats is known. SuchLR-based can be easily implemented with modulation formats identification modulein OPM, providing accurate signal quality information.

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2022
Series
TRITA-SCI-FOU ; 2022:34
National Category
Electrical Engineering, Electronic Engineering, Information Engineering
Research subject
Physics
Identifiers
urn:nbn:se:kth:diva-313688 (URN)978-91-8040-287-3 (ISBN)
Public defence
2022-09-05, https://kth-se.zoom.us/j/65316551055, FB42, Roslagstullsbacken 21, Stockholm, 13:00 (English)
Opponent
Supervisors
Available from: 2022-06-15 Created: 2022-06-09 Last updated: 2022-10-04Bibliographically approved

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Fan, YuchuanPang, XiaodanSchatz, RichardPopov, SergeiOzolins, Oskars

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