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Deep learning assisted pre-carrier phase recovery EVM estimation for coherent transmission systems
KTH, School of Engineering Sciences (SCI), Applied Physics, Photonics. RISE Research Institutes of Sweden, Isafjordsgatan 22, Kista, 164 40, Sweden.ORCID iD: 0000-0001-5783-8996
KTH, School of Engineering Sciences (SCI), Applied Physics, Photonics. RISE Research Institutes of Sweden, Isafjordsgatan 22, Kista, 164 40, Sweden.ORCID iD: 0000-0003-4906-1704
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2021 (English)In: Optics InfoBase Conference Papers, The Optical Society , 2021Conference paper, Published paper (Refereed)
Abstract [en]

We exploit deep supervised learning and amplitude histograms of coherent optical signals captured before carrier phase recovery (CPR) to perform time-sensitive and accurate error vector magnitude (EVM) estimation for 32 Gbaud mQAM signal monitoring purposes. 

Place, publisher, year, edition, pages
The Optical Society , 2021.
Keywords [en]
Electric power transmission, Optical fiber communication, Optical fibers, Signal reconstruction, Amplitude histograms, Carrier phase recovery, Coherent optical, Coherent transmission systems, Error vector, Magnitude estimation, Monitoring purpose, Optical signals, Signal monitoring, Vector magnitude, Deep learning
National Category
Subatomic Physics Other Physics Topics Communication Systems
Identifiers
URN: urn:nbn:se:kth:diva-313212Scopus ID: 2-s2.0-85120063779OAI: oai:DiVA.org:kth-313212DiVA, id: diva2:1665911
Conference
CLEO: Science and Innovations, CLEO:S and I 2021 - Part of Conference on Lasers and Electro-Optics, CLEO 2021, 9 May 2021 through 14 May 2021
Note

Part of proceedings: ISBN 978-1-55752-820-9

Syskonpost

Not duplicate with DiVA 1668254

QC 20220608

Available from: 2022-06-08 Created: 2022-06-08 Last updated: 2023-07-19Bibliographically approved
In thesis
1. Optical Performance Monitoring in Digital Coherent Communications: Intelligent Error Vector Magnitude Estimation
Open this publication in new window or tab >>Optical Performance Monitoring in Digital Coherent Communications: Intelligent Error Vector Magnitude Estimation
2022 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

The rapid development of data-driven techniques brings us new applications, such asfifth-generation new radio (5G NR), high-definition video, Internet of things (IoT),etc., which has greatly facilitated our daily lives. Optical networks as one fundamen-tal infrastructure are evolving to simultaneously support these high dimensional dataservices, with a feature of flexible, dynamic, and heterogeneous. Optical performancemonitoring (OPM) is a key enabler to guarantee reliable network management andmaintenance, which improving network controllability and resource efficiency. Accu-rately telemetry key performance indicators (KPIs) such as bit error rate (BER) canextend monitoring functionality and secure network management. However, retrievingthe BER level metric is time-consuming and inconvenient for OPM. Low-complexityOPM strategies are highly desired for ubiquitous departments at optical network nodes.This thesis investigates machine learning (ML) based intelligent error vector mag-nitude (EVM) estimation schemes in digital coherent communications, where EVMis widely used as an alternative BER metric for multilevel modulated signals. Wepropose a prototype of EVM estimation, which enables monitoring signal quality froma short observation period. Three alternative ML algorithms are explored to facilitatethe implementation of this prototype, namely convolutional neural networks (CNNs),feedforward neural networks (FFNNs), and linear regression (LR). We show that CNNconjunction with graphical signal representations, i.e., constellation diagrams and am-plitude histograms (AHs), can achieve decent EVM estimation accuracy for signalsbefore and after carrier phase recovery (CPR), which outperforms the conventionalEVM calculation. Moreover, we show that an FFNN-based scheme can reduce poten-tial energy and keep the estimation accuracy by directly operating with AH vectors.Furthermore, the estimation capability is thoroughly studied when the system hasdifferent impairments. Lastly, we demonstrate that a simple LR-designed model canperform as well as FFNN when the information on modulation formats is known. SuchLR-based can be easily implemented with modulation formats identification modulein OPM, providing accurate signal quality information.

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2022
Series
TRITA-SCI-FOU ; 2022:34
National Category
Electrical Engineering, Electronic Engineering, Information Engineering
Research subject
Physics
Identifiers
urn:nbn:se:kth:diva-313688 (URN)978-91-8040-287-3 (ISBN)
Public defence
2022-09-05, https://kth-se.zoom.us/j/65316551055, FB42, Roslagstullsbacken 21, Stockholm, 13:00 (English)
Opponent
Supervisors
Available from: 2022-06-15 Created: 2022-06-09 Last updated: 2022-10-04Bibliographically approved

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Fan, YuchuanPang, XiaodanSchatz, RichardPopov, SergeiOzolins, Oskars

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