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EVM Estimation for Performance Monitoring in Coherent Optical Systems: An Approach of Linear Regression
KTH, School of Engineering Sciences (SCI), Applied Physics, Photonics.ORCID iD: 0000-0001-5783-8996
KTH, School of Engineering Sciences (SCI), Applied Physics, Photonics.ORCID iD: 0000-0003-4906-1704
KTH, School of Engineering Sciences (SCI), Applied Physics, Photonics.ORCID iD: 0000-0003-3754-0265
KTH, School of Electrical Engineering and Computer Science (EECS), Computer Science, Communication Systems, CoS, Optical Network Laboratory (ON Lab). CTH.ORCID iD: 0000-0001-7501-5547
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2022 (English)Conference paper, Oral presentation with published abstract (Refereed)
Place, publisher, year, edition, pages
2022.
National Category
Electrical Engineering, Electronic Engineering, Information Engineering
Identifiers
URN: urn:nbn:se:kth:diva-312909OAI: oai:DiVA.org:kth-312909DiVA, id: diva2:1660674
Conference
IEEE/OSA Conference on Lasers and Electro-Optics (CLEO)
Note

QC 20220530

Available from: 2022-05-24 Created: 2022-05-24 Last updated: 2024-04-03Bibliographically approved
In thesis
1. Optical Performance Monitoring in Digital Coherent Communications: Intelligent Error Vector Magnitude Estimation
Open this publication in new window or tab >>Optical Performance Monitoring in Digital Coherent Communications: Intelligent Error Vector Magnitude Estimation
2022 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

The rapid development of data-driven techniques brings us new applications, such asfifth-generation new radio (5G NR), high-definition video, Internet of things (IoT),etc., which has greatly facilitated our daily lives. Optical networks as one fundamen-tal infrastructure are evolving to simultaneously support these high dimensional dataservices, with a feature of flexible, dynamic, and heterogeneous. Optical performancemonitoring (OPM) is a key enabler to guarantee reliable network management andmaintenance, which improving network controllability and resource efficiency. Accu-rately telemetry key performance indicators (KPIs) such as bit error rate (BER) canextend monitoring functionality and secure network management. However, retrievingthe BER level metric is time-consuming and inconvenient for OPM. Low-complexityOPM strategies are highly desired for ubiquitous departments at optical network nodes.This thesis investigates machine learning (ML) based intelligent error vector mag-nitude (EVM) estimation schemes in digital coherent communications, where EVMis widely used as an alternative BER metric for multilevel modulated signals. Wepropose a prototype of EVM estimation, which enables monitoring signal quality froma short observation period. Three alternative ML algorithms are explored to facilitatethe implementation of this prototype, namely convolutional neural networks (CNNs),feedforward neural networks (FFNNs), and linear regression (LR). We show that CNNconjunction with graphical signal representations, i.e., constellation diagrams and am-plitude histograms (AHs), can achieve decent EVM estimation accuracy for signalsbefore and after carrier phase recovery (CPR), which outperforms the conventionalEVM calculation. Moreover, we show that an FFNN-based scheme can reduce poten-tial energy and keep the estimation accuracy by directly operating with AH vectors.Furthermore, the estimation capability is thoroughly studied when the system hasdifferent impairments. Lastly, we demonstrate that a simple LR-designed model canperform as well as FFNN when the information on modulation formats is known. SuchLR-based can be easily implemented with modulation formats identification modulein OPM, providing accurate signal quality information.

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2022
Series
TRITA-SCI-FOU ; 2022:34
National Category
Electrical Engineering, Electronic Engineering, Information Engineering
Research subject
Physics
Identifiers
urn:nbn:se:kth:diva-313688 (URN)978-91-8040-287-3 (ISBN)
Public defence
2022-09-05, https://kth-se.zoom.us/j/65316551055, FB42, Roslagstullsbacken 21, Stockholm, 13:00 (English)
Opponent
Supervisors
Available from: 2022-06-15 Created: 2022-06-09 Last updated: 2022-10-04Bibliographically approved

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Fan, YuchuanPang, XiaodanUdalcovs, AleksejsNatalino, CarlosSchatz, RichardFurdek, MarijaPopov, SergeiOzolins, Oskars

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Fan, YuchuanPang, XiaodanUdalcovs, AleksejsNatalino, CarlosSchatz, RichardFurdek, MarijaPopov, SergeiOzolins, Oskars
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