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Tools for characterizing performance degradation in lithium-ion batteries
KTH, School of Engineering Sciences in Chemistry, Biotechnology and Health (CBH), Chemical Engineering, Applied Electrochemistry.ORCID iD: 0000-0003-1321-6639
2023 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Lithium-ion batteries have enabled vast societal changes, ranging in scale from the adoption of personal electronics to electromobility and grid-scale, renewable energy storage. However, all applications face performance fade over time, observed as losses of battery capacity and power. This gradual degradation is most often due to electrochemical aging processes inside the cell, including phenomena causing a loss of cyclable lithium (e.g., lithium plating, growth of the solid­‑electrolyte interphase or SEI), a loss of active material (e.g., particle cracking), and/or a loss of ionic or electronic conductivity. In the compiled works, many individual batteries have been aged and analyzed to better understand the conditions contributing to aging in different cell designs. The cells studied include lab-built pouch cells, commercial cylindrical cells (with electrodes LiNixMnyCo1‑x‑yO2‑LiMn2O4/C6 and LiNixCoyAl1‑x‑yO2/C6‑SiOx), and larger automotive-grade prismatic cells (LiNixMnyCo1‑x‑yO2/C6).

Complementary in situ and post mortem methods are developed, with relevance for both battery research and battery control systems. Excellent characterization can often be achieved by a combination of differential voltage and incremental capacity analyses. Obtained from a simple, slow cycle, the derivatives of the voltage profile reveal many features that can be tracked over aging. This thesis particularly develops these techniques for blended electrodes, deconvoluting the aging of individual components. Dynamic performance is resolved with a novel polarization factor, impedance spectroscopy, and tools based on current pulses/interruptions. Finally, a protocol based on nuclear magnetic resonance spectroscopy is developed, enabling fast and direct quantification of lithium plating and SEI on harvested battery components. With such tools, we can improve how batteries are used and monitored, paving the way for efficient research and safer, more reliable batteries.

Abstract [sv]

Litiumjonbatterier har haft en stor betydelse för samhällsutvecklingen då de möjliggjort allt från bärbar elektronik till elektromobilitet och balansering av elnätet. Tyvärr tappar batterier prestanda över tid, både genom försämrad kapacitet och effekt. Den gradvisa försämringen beror främst på interna elektrokemiska processer, varav förluster av cyklingsbart litium genom plätering av litiummetall eller tillväxt av deponerade skikt av nedbrytningsmaterial, så kallat SEI-skikt, är typiska. Andra mekanismer är degradering av de elektrokemiskt aktiva materialen och/eller förluster i ledningsförmåga. Avhandlingen behandlar ett stort antal battericeller som åldrats och därefter analyserats elektrokemiskt både under och efter cyklingen. Syftet har varit att förbättra förståelsen av degradering av olika batterityper som funktion av hur de har använts. I arbetet ingår labbceller såväl som kommersiellt tillgängliga cylindriska och prismatiska celler med nickelrik cellkemi ämnade för fordons-tillämpningar.

Kompletterande in situ och post mortem metoder har utvecklas med relevans såväl för forskning som för kontrollsystem för batterier. Utförlig identifiering av åldringsprocesser är möjlig med en kombination av differentiella spännings- och kapacitetsanalyser. Derivatan av en långsam upp- eller urladdningscykel ger nyttig information om åldrings-processerna som pågår. Arbetet i den här avhandlingen syftar till att förbättra metoderna särskilt gällande elektroder med fler än en aktiv komponent. Dynamiska driftegenskaper påvisades med mätningar av polarisering och impedans, samt strömpulsmetoder. Slutligen har en metodik utvecklats för att kvantitativt bestämma förekomsten av litiumplätering och SEI i post mortem analys med kärnmagnetisk resonansspektroskopi. Med dessa metoder kan vi förbättra kontrollen av batterier för att förlänga deras livslängd, vilket gynnar såväl fortsatt forskning som en säkrare och mer tillförlitlig användning av batterier i framtiden.

Place, publisher, year, edition, pages
KTH Royal Institute of Technology, 2023. , p. 66
Series
TRITA-CBH-FOU ; 2023:21
National Category
Other Chemical Engineering
Research subject
Chemical Engineering
Identifiers
URN: urn:nbn:se:kth:diva-326611ISBN: 978-91-8040-577-5 (print)OAI: oai:DiVA.org:kth-326611DiVA, id: diva2:1756332
Public defence
2023-06-09, K1, Teknikringen 56, via Zoom: https://kth-se.zoom.us/meeting/register/u5Etce6sqTstE9Y4nbFlbiRT1GFpb5apYS_f, Stockholm, 10:00 (English)
Opponent
Supervisors
Note

QC 2023-05-11

Available from: 2023-05-11 Created: 2023-05-11 Last updated: 2023-05-26Bibliographically approved
List of papers
1. Evaluating Performance and Cycle Life Improvements in the Latest Generations of Prismatic Lithium-Ion Batteries
Open this publication in new window or tab >>Evaluating Performance and Cycle Life Improvements in the Latest Generations of Prismatic Lithium-Ion Batteries
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2022 (English)In: IEEE TRANSACTIONS ON TRANSPORTATION ELECTRIFICATION, ISSN 2332-7782, Vol. 8, no 3, p. 3696-3706Article in journal (Refereed) Published
Abstract [en]

During the last decade, the market interest for electrified vehicles has increased considerably alongside global climate initiatives. This has coincided with vast improvements in automotive-grade, lithium-ion battery performance. This has increased the range of battery electric vehicles and plug-in hybrids, but lifetime remains a challenge. Aging during fast charging is especially difficult to understand due to its nonlinear dependence on charge rate, state-of-charge, and temperature. We present results from fast charging of several energy-optimized, prismatic lithium-ion battery cell generations with a nickel manganese cobalt (NMC)/graphite chemistry through comparison of capacity retention, resistance, and dQ/dV analysis. Changes in cell design have increased energy density by almost 50% over six years of cell development and acceptable cycle life can be expected, even under fast charging, when restricting the usage of the available capacity. Even though this approach reduces the useable energy density of a battery system, this tradeoff could still be acceptable for vehicle applications where conventional overnight charging is not possible. The tested cell format has been used for a decade in electrified vehicles. The ongoing development and improvement of this cell format by several cell manufacturers suggests that it will continue to be a good choice for future vehicles.

Place, publisher, year, edition, pages
Institute of Electrical and Electronics Engineers (IEEE), 2022
Keywords
Aging, Temperature measurement, Lithium-ion batteries, Transportation, Electrodes, Discharges (electric), Voltage measurement, electric vehicles (EVs), fast charging, Verband der Automobilindustrie (VDA) PHEV2 battery cells
National Category
Other Electrical Engineering, Electronic Engineering, Information Engineering Vehicle and Aerospace Engineering Construction Management
Identifiers
urn:nbn:se:kth:diva-316713 (URN)10.1109/TTE.2022.3158838 (DOI)000837770500054 ()2-s2.0-85126323629 (Scopus ID)
Note

QC 20220830

Available from: 2022-08-30 Created: 2022-08-30 Last updated: 2025-02-14Bibliographically approved
2. Expanded In Situ Aging Indicators for Lithium-Ion Batteries with a Blended NMC-LMO Electrode Cycled at Sub-Ambient Temperature
Open this publication in new window or tab >>Expanded In Situ Aging Indicators for Lithium-Ion Batteries with a Blended NMC-LMO Electrode Cycled at Sub-Ambient Temperature
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2021 (English)In: Journal of the Electrochemical Society, ISSN 0013-4651, E-ISSN 1945-7111, Vol. 168, no 11, p. 110530-, article id 110530Article in journal (Refereed) Published
Abstract [en]

An important step toward safer and more reliable lithium-ion battery systems is the improvement of methods for detection and characterization of battery degradation. In this work, we develop and track aging indicators over the life of 18650-format lithium-ion batteries with a blended NMC532-LMO positive electrode and graphite negative electrode. Cells are cycled until reaching 80% of their original capacity under combinations of four cycling conditions: ambient and sub-ambient temperatures (29 degrees C and 10 degrees C) and fast and mild rates (2.7 and 1.0C). Loss of lithium inventory dominates aging for all cases, with additional loss of NMC capacity under the combination of sub-ambient temperature and mild rate. A novel, easily acquired polarization factor complements capacity fade analysis; it correlates well with impedance and galvanostatic cycle life and indicates changes in active aging processes. These processes are further revealed by differential voltage analysis (DVA) and incremental capacity analysis (ICA). New indicators and aging scenarios are evaluated for these techniques and supported by post mortem analysis. From in operando cycling data and a single, slow discharge curve, these four methods (capacity fade, polarization factor, DVA, and ICA) comprise a simple, explanatory, and non-invasive toolbox for evaluating aging in lithium-ion battery systems.

Place, publisher, year, edition, pages
The Electrochemical Society, 2021
Keywords
Batteries-Li-ion, Energy Storage, Incremental capacity analysis, Differential voltage analysis, Polarization
National Category
Materials Chemistry
Identifiers
urn:nbn:se:kth:diva-305549 (URN)10.1149/1945-7111/ac2d17 (DOI)000720104600001 ()2-s2.0-85120798604 (Scopus ID)
Note

QC 20220301

Available from: 2021-12-06 Created: 2021-12-06 Last updated: 2023-05-11Bibliographically approved
3. The state of charge dependence of degradation in lithium-ion cells from a Tesla Model 3
Open this publication in new window or tab >>The state of charge dependence of degradation in lithium-ion cells from a Tesla Model 3
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

The Tesla Model 3 is currently one of the most popular electric vehicles (EV)and was the best selling EV in 2020. In this article, performance and degradation are studied for 21700 cylindrical cells from a Tesla Model 3 cycledwithin nine, sequential state of charge (SOC) windows, each using 10% ofthe cell capacity is studied. Cells tested in either very high and very low SOCwindows show faster degradation than at moderate SOC. In particular, theshortest service life was for cells cycled below 25% SOC. The ageing mechanisms of the cells cycled in these most extreme windows have been monitoredby non-destructive electrochemical methods including analyses of differentialvoltage, incremental capacity, and voltage hysteresis. The combination ofloss of active material (LAM) and loss of lithium inventory (LLI) are responsible for the most rapid ageing observed in the cells cycled in the 5-15%SOC window. Calendar ageing, however, is not accelerated by storage atlow SOC. The results from this study offer an understanding of the distinct,SOC-dependent ageing patterns observed in the cells. This understanding ofthe ageing mechanisms in different cycling and storage conditions can be usedto recommend improved customer usage patterns and substantially extendthe lifetime of lithium-ion batteries in operation.

National Category
Other Chemical Engineering
Identifiers
urn:nbn:se:kth:diva-326610 (URN)
Note

QC 20230511

Available from: 2023-05-05 Created: 2023-05-05 Last updated: 2023-05-11Bibliographically approved
4. Ageing of High Energy Density Automotive Li-ion Batteries: The Effect of Temperature and State-of-Charge
Open this publication in new window or tab >>Ageing of High Energy Density Automotive Li-ion Batteries: The Effect of Temperature and State-of-Charge
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

Lithium ion batteries (LIB) have become a cornerstone of the shift to electric transportation. In an attempt to decrease the production load and prolong battery life, understanding different degradation mechanisms in state-of-the-art LIBs is essential. Here, we analyze how operational temperature and state-of-charge (SoC) range in cycling influence the ageing of automotive grade 21700 batteries, extracted from a Tesla 3 Long Range 2018 battery pack with positive electrode containing LiNixCoyAlzO2 (NCA) and negative electrode containing SiOx-C. In the given study we use a combination of electrochemical and material analysis to understand degradation sources in the cell. Herein we show that loss of lithium inventory is the main degradation mode in the cells, with loss of material on the negative electrode as there is a significant contributor when cycled in the low SoC range. Degradation of NCA dominates at elevated temperatures with combination of cycling to high SoC (beyond 50%).

National Category
Other Chemical Engineering
Identifiers
urn:nbn:se:kth:diva-326606 (URN)10.26434/chemrxiv-2023-n4cd9 (DOI)
Note

QC 20230508

Available from: 2023-05-05 Created: 2023-05-05 Last updated: 2023-05-11Bibliographically approved
5. Quantifying lithium lost to plating and formation of the solid-electrolyte interphase in graphite and commercial battery components
Open this publication in new window or tab >>Quantifying lithium lost to plating and formation of the solid-electrolyte interphase in graphite and commercial battery components
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2022 (English)In: Applied Materials Today, ISSN 2352-9407, Vol. 28, article id 101527Article in journal (Refereed) Published
Abstract [en]

A key degradation mechanism in lithium-ion batteries (LIBs) is the irreversible loss of cyclable lithium during cycling. At the graphite negative electrode, this loss occurs through the deposition of lithium-containing compounds in the solid-electrolyte interphase (SEI) and through plating of metallic lithium, resulting in so-called dead lithium. The separate quantification of SEI and dead lithium has so far been a challenge in post mortem analysis of commercial LIBs. Here we report a simple and fast 7Li nuclear magnetic resonance spectroscopy (NMR) protocol applied to solid-state samples derived from lab-built batteries to independently quantify these and other lithium species in graphite electrodes without the need for specialized cell design nor knowledge of prior charging history. The metallic lithium content is corroborated by electrochemical calculations; the total amount of lithium is also determined from 7Li liquid-state NMR and inductively coupled plasma optical emission spectroscopy (ICP-OES) in suitably digested samples. Factors influencing accuracy like the sample handling process, the radiofrequency skin effect, and re-intercalation losses are investigated. Measurements on samples from commercial cells aged under realistic conditions demonstrate quantification of dead lithium and remaining ionic species (SEI), and further reveal lithium dendrites entrained in the separator following cell disassembly. The method uses conventional and widely available NMR instrumentation and is applicable to samples from lab-scale test cells or commercial batteries, thereby presenting a vast improvement over prior post mortem methods. 

Place, publisher, year, edition, pages
Elsevier BV, 2022
Keywords
Graphite electrode, Irreversible Li: solid-electrolyte interphase (SEI), Lithium plating, NMR spectroscopy, Post mortem analysis, Degradation, Graphite, Graphite electrodes, Inductively coupled plasma, Lithium compounds, Lithium-ion batteries, Optical emission spectroscopy, Solid electrolytes, Spectrum analysis, Cyclable, Degradation mechanism, Irreversible li: solid-electrolyte interphase, Irreversible loss, Metallic lithium, Nuclear magnetic resonance spectroscopy spectroscopy, Postmortem analysis, Solid electrolyte interphase, Spectroscopy:spectroscopy, Nuclear magnetic resonance spectroscopy
National Category
Materials Chemistry
Identifiers
urn:nbn:se:kth:diva-324570 (URN)10.1016/j.apmt.2022.101527 (DOI)2-s2.0-85131464431 (Scopus ID)
Note

QC 20230308

Available from: 2023-03-08 Created: 2023-03-08 Last updated: 2023-07-06Bibliographically approved
6. Localized lithium plating under mild cycling conditions in high-energy lithium-ion batteries
Open this publication in new window or tab >>Localized lithium plating under mild cycling conditions in high-energy lithium-ion batteries
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2023 (English)In: Journal of Power Sources, ISSN 0378-7753, E-ISSN 1873-2755, Vol. 573, p. 233118-, article id 233118Article in journal (Refereed) Published
Abstract [en]

Conditions such as the temperature and pressure experienced by lithium-ion battery components are dependent oncell geometry and can vary widely within a large cell. The resulting uneven degradation is challenging to study at thefull cell level but can be revealed upon disassembly and post mortem analysis. In this work, we report localizedlithium plating in automotive-grade, prismatic lithium-ion cells, also under cycling conditions generally consideredto be mild (e.g., 5–65 %SOC, 23 ◦C, 0.5C cycle rate). Dead lithium content is quantified using 7Li nuclear magneticresonance spectroscopy in both electrode and separator samples, corresponding to substantial capacity fade(26–46%) of the full cells. Severe lithium plating is typically initiated in regions near the positive tab, in which boththe separators and negative electrodes are ultimately deactivated. High pressure arises during cycling, and wepropose a deactivation mechanism based on high local stress due to electrode expansion and external constraint.Further, we develop a model to demonstrate that component deactivation can result in lithium plating even undermild cycling conditions. Notably, components harvested from regions with no detected lithium plating maintainedadequate electrochemical performance.

Place, publisher, year, edition, pages
Elsevier, 2023
National Category
Other Chemical Engineering
Identifiers
urn:nbn:se:kth:diva-326604 (URN)10.1016/j.jpowsour.2023.233118 (DOI)000999120900001 ()2-s2.0-85154565447 (Scopus ID)
Note

QC 20230522

Available from: 2023-05-05 Created: 2023-05-05 Last updated: 2023-07-06Bibliographically approved

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