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Identifying Parameters for Aging-Adaptive Battery Management
KTH, School of Engineering Sciences in Chemistry, Biotechnology and Health (CBH), Chemical Engineering, Applied Electrochemistry.ORCID iD: 0000-0002-1733-4248
2024 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

The modern transportation system is largely based on fossil fuels. To reduce this reliance on oil and gas and thereby drastically reduce emissions, a transition to renewable power sources is necessary. Lithium-ion batteries are the most established candidate for electromobility applications, with suitable energy and power densities. However, their limited lifetime is often further reduced by inadequate battery utilization. Battery usage is overseen by the battery management system relying on different models to determine for instance the charging procedure or estimate the state of charge. Degradation affects internal rate-determining processes and precise battery management is only possible if the used model resolves the battery-internal states and accounts for their changes. In this thesis, I therefore investigate if suitable adjustments to usage can prolong battery lifetime. To achieve such aging-adaptive battery management, the online diagnosis of degradation is paramount. 

A novel method for the identification of electrochemical parameters relying on optimal experiment design is presented. The operando identification of electrochemical parameters is demonstrated using an established physics-based model and improved accuracy of the model and the estimated parameter set is shown. The method is then utilized to estimate parameter changes in a cycling study on commercial cells, highlighting how beginning-of-life estimates quickly become obsolete. Identified parameter estimates correlate with post-mortem analysis and therefore offer meaningful insight into battery degradation. The information content in real-world driving patterns is investigated for three distinct heavy-duty vehicle types. We show that it is possible to gain meaningful insight into battery degradation from such driving data alone but the information content heavily depends on usage type. Finally, the benefit of the proposed aging-adaptive battery management is demonstrated for fast charging of automotive prototype cells. 

Abstract [sv]

Det moderna transportsystemet är till stor del baserat på fossila bränslen. För att minska beroendet av olja och gas och därmed drastiskt minska utsläppen krävs en övergång till förnybara energikällor. Eldrift med litiumjonbatterier är den mest etablerade kandidaten, med tillräcklig energi- och effekttäthet. Deras redan begränsade livslängd förkortas dock ofta ytterligare av otillräcklig batterihantering. Batterianvändningen övervakas av ett batteristyrningssystem som förlitar sig på olika modeller för att t.ex. bestämma laddningsstrategin eller uppskatta laddningstillståndet. Åldring av batteriet påverkar interna hastighetsbestämmande processer och exakt batterihantering är endast möjlig om den använda modellen visar batteriets interna tillstånd och tar hänsyn till dess förändringar. I denna avhandling undersöker jag därför om lämpliga justeringar av användningen kan förlänga batteriets livslängd. För att uppnå en sådan åldringsanpassad batterihantering är onlinediagnos av åldring av största vikt. 

En ny metod för identifiering av elektrokemiska parametrar som bygger på design av optimala experiment presenteras. Operandoidentifiering av elektrokemiska parametrar demonstreras med hjälp av en etablerad fysikbaserad modell, och förbättrad precision för modellen och det uppskattade parametersetet visas. Metoden används sedan för att uppskatta parameterförändringar i en åldringsstudie på kommersiella celler, vilken belyser hur initiala uppskattade parametrar snabbt blir föråldrade. Identifierade parametrar korrelerar med post-mortem-analys och ger därför en meningsfull inblick i batteriets åldring. Informationsinnehållet i verkliga körmönster undersöks för tre olika tunga fordonstyper. Vi visar att det är möjligt att få en meningsfull inblick i batteriets åldring enbart från sådana kördata, men informationsinnehållet beror starkt på användningstyp. Slutligen demonstreras fördelarna med den föreslagna åldersadaptiva batterihanteringen för snabbladdning av prototypceller för fordon. 

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2024. , p. 74
Series
TRITA-CBH-FOU ; 2024:5
Keywords [en]
Lithium-ion battery, Parameter estimation, Aging-adaptive usage, Electrochemical battery management
Keywords [sv]
Litiumjonbatteri, Parameteruppskattning, Åldringsmedveten användning, Elektrokemisk batterikontroll
National Category
Chemical Engineering
Research subject
Chemical Engineering
Identifiers
URN: urn:nbn:se:kth:diva-342173ISBN: 978-91-8040-825-7 (print)OAI: oai:DiVA.org:kth-342173DiVA, id: diva2:1828178
Public defence
2024-02-12, F3, Lindstedtsvägen 26, https://kth-se.zoom.us/meeting/register/u5ctc-iopjgsG93HDPjpY660rOTFbHZKIpzP, Stockholm, 14:00 (English)
Opponent
Supervisors
Funder
Swedish Energy Agency, 47103-1
Note

QC 20240117

Available from: 2024-01-17 Created: 2024-01-16 Last updated: 2024-01-22Bibliographically approved
List of papers
1. p Parametrization of physics-based battery models from input-output data: A review of methodology and current research
Open this publication in new window or tab >>p Parametrization of physics-based battery models from input-output data: A review of methodology and current research
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2022 (English)In: Journal of Power Sources, ISSN 0378-7753, E-ISSN 1873-2755, Vol. 521, p. 230859-, article id 230859Article, review/survey (Refereed) Published
Abstract [en]

Physics-based battery models are important tools in battery research, development, and control. To obtain useful information from the models, accurate parametrization is essential. A complex model structure and many unknown and hard-to-measure parameters make parametrization challenging. Furthermore, numerous applications require non-invasive parametrization relying on parameter estimation from measurements of current and voltage. Parametrization of physics-based battery models from input-output data is a growing research area with many recent publications. This paper aims to bridge the gap between researchers from different fields that work with battery model parametrization, since successful parametrization requires both knowledge of the underlying physical system as well as understanding of theory and concepts behind parameter estimation. The review encompasses sensitivity analyses, methods for parameter optimization, structural and practical identifiability analyses, design of experiments and methods for validation as well as the use of machine learning in parametrization. We highlight that not all model parameters can accurately be identified nor are all relevant for model performance. Nonetheless, no consensus on parameter importance could be shown. Local methods are commonly chosen because of their computational advantages. However, we find that the implications of local methods for analysis of non-linear models are often not sufficiently considered in reviewed literature.

Place, publisher, year, edition, pages
Elsevier BV, 2022
Keywords
Battery model, Parameter estimation, Optimization, Sensitivity, Identifiability, Experiment design
National Category
Control Engineering
Identifiers
urn:nbn:se:kth:diva-308563 (URN)10.1016/j.jpowsour.2021.230859 (DOI)000745959800003 ()2-s2.0-85122683684 (Scopus ID)
Note

QC 20220215

Available from: 2022-02-15 Created: 2022-02-15 Last updated: 2024-03-15Bibliographically approved
2. Improving Li-ion battery parameter estimation by global optimal experiment design
Open this publication in new window or tab >>Improving Li-ion battery parameter estimation by global optimal experiment design
2022 (English)In: Journal of Energy Storage, ISSN 2352-152X, E-ISSN 2352-1538, Vol. 56, article id 105948Article in journal (Refereed) Published
Abstract [en]

Li-ion batteries are a key enabling technology for electric vehicles and determining their properties precisely is an essential step in improving utilization and performance. Batteries are highly complex electrochemical sys-tems, with processes occurring in parallel on many time-and length-scales. Models describing these mechanisms require extensive parametrization efforts, conventionally using a combination of ex-situ characterization and systems identification. We present a methodology that algorithmically designs current input signals to optimize parameter identifiability from voltage measurements. Our approach uses global sensitivity analysis based on the generalized polynomial chaos expansion to map the entire parameter uncertainty space, relying on minimal prior knowledge of the system. Parameter specific optimal experiments are designed to maximize sensitivity and simultaneously minimize interactions and unwanted contributions by other parameters. Experiments are defined using only three design variables making our approach computationally efficient. The methodology is demon-strated using the Doyle-Fuller-Newman battery model for eight parameters of a 2.6 Ah 18,650 cell. Validation confirms that the proposed approach significantly improves model performance and parameter accuracy, while lowering experimental burden.

Place, publisher, year, edition, pages
Elsevier BV, 2022
Keywords
Lithium -ion battery, Physics -based model, Parameter estimation, Optimal experiment design, Global sensitivity analysis
National Category
Control Engineering
Identifiers
urn:nbn:se:kth:diva-322174 (URN)10.1016/j.est.2022.105948 (DOI)000883109300003 ()2-s2.0-85140984662 (Scopus ID)
Note

QC 20221205

Available from: 2022-12-05 Created: 2022-12-05 Last updated: 2024-10-22Bibliographically approved
3. Diagnosis and prognosis of battery degradation through re-evaluation and Gaussian process regression of electrochemical model parameters
Open this publication in new window or tab >>Diagnosis and prognosis of battery degradation through re-evaluation and Gaussian process regression of electrochemical model parameters
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2023 (English)In: Journal of Power Sources, ISSN 0378-7753, E-ISSN 1873-2755, Vol. 588, article id 233686Article in journal (Refereed) Published
Abstract [en]

Lithium-ion battery degradation is complex, and many mechanisms occur concurrently. In-depth degradation is traditionally investigated by post-mortem characterization in lab-settings. If mechanisms could instead be identified in-operando, utilization could be adjusted, and battery lifetime extended. We investigate changes in electrochemical model parameters during battery testing and their correlation with degradation observed in a traditional post-mortem characterization. Commercial batteries are cycle-aged using different stationary storage service cycles and a novel reference performance test is applied intermittently. This test is based on current profiles optimally designed with respect to maximized sensitivity for individual electrochemical parameters and embedded within a charging procedure. Usage dependency of parameter trajectories over the course of ageing is demonstrated and coupled to observed micro-structural changes. Subsequently, the parameter trajectories are extrapolated using Gaussian Process Regression for physics-based state-of-health estimation and remaininguseful-life prediction. We demonstrate and validate estimation of full cell performance under constant load at a later state in life.

Place, publisher, year, edition, pages
Elsevier BV, 2023
Keywords
Lithium-ion battery modelling, State-of-health diagnosis, Electrochemical model, Gaussian process regression, Lifetime prognosis
National Category
Other Chemical Engineering
Identifiers
urn:nbn:se:kth:diva-340887 (URN)10.1016/j.jpowsour.2023.233686 (DOI)001103986200001 ()2-s2.0-85174322860 (Scopus ID)
Note

QC 20231218

Available from: 2023-12-18 Created: 2023-12-18 Last updated: 2024-10-22Bibliographically approved
4. Investigating re-parametrization of electrochemical model-based battery management using real-world driving data
Open this publication in new window or tab >>Investigating re-parametrization of electrochemical model-based battery management using real-world driving data
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2023 (English)In: eTransporation, E-ISSN 2590-1168, Vol. 16, article id 100231Article in journal (Refereed) Published
Abstract [en]

Li-ion batteries in electric vehicles must be utilized more efficiently to lower their economic and environmental cost. To achieve this increase in efficiency, it is of large interest to develop more thorough battery management that can predict internal states in online settings and update usage and control accordingly. Electrochemical models are an important tool in achieving this, and their implementation in battery management systems is the topic of ongoing research. However, electrochemical battery management relies on accurate parametrization and thus requires re-parametrization as a battery ages. We therefore studied viability of re-parametrization for electrochemical model-based battery management. To this end, we performed global sensitivity analysis on selected Doyle-Fuller-Newman model parameters using on-board current measurements. Representative driving data was collected from several types of heavy-duty vehicles. This elucidated which model parameters should be updated periodically to conserve model accuracy and which parameters are sensitive enough to be estimated from the on-board data. Additionally, we studied how parameter uncertainty affects estimation of internal states and highlight how model-based state estimation relying on a beginning-of-life parametrization degrades as electrochemical parameters change with aging.

Place, publisher, year, edition, pages
Elsevier BV, 2023
Keywords
Battery management system, Electrochemical control, Sensitivity analysis, Battery parametrization, Heavy-duty electric vehicles
National Category
Control Engineering
Identifiers
urn:nbn:se:kth:diva-324880 (URN)10.1016/j.etran.2023.100231 (DOI)000939576900001 ()2-s2.0-85148012055 (Scopus ID)
Note

QC 20230320

Available from: 2023-03-20 Created: 2023-03-20 Last updated: 2024-02-27Bibliographically approved
5. Electrochemical model-based aging-adaptive fast charging of automotive lithium-ion cells
Open this publication in new window or tab >>Electrochemical model-based aging-adaptive fast charging of automotive lithium-ion cells
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

Fast charging of electric vehicles remains a compromise between charging time and degradation penalty. Conventional battery management systems use experience-based charging protocols that are expected to meet vehicle lifetime goals. Novel electrochemical model-based battery fast charging uses a model to observe internal battery states. This enables control of charging rates based on states such as the lithium-plating potential but relies on an accurate model as well as accurate model parameters. However, the impact of battery degradation on the model’s accuracy and therefore the fitness of the estimated optimal charging procedure is often not considered. In this work, we therefore investigate electrochemical model-based aging-adaptive fast charging of automotive lithium-ion cells. First, an electrochemical model is identified at the beginning of life for 6 automotive prototype cells and the electrochemically constrained fast-charge is designed. The model parameters are then periodically re-evaluated during a cycling study and the charging procedure is updated to account for cell degradation. The proposed method is compared with two reference protocols to investigate both the effectiveness of selected electrochemical constraints as well as the benefit of aging-adaptive usage. Finally, post-mortem characterization is presented to highlight the benefit of aging-adaptive battery utilization.

Keywords
Battery management system, Electrochemical control, Fast charging, Battery parametrization, Battery degradation, Aging-aware usage
National Category
Chemical Engineering
Identifiers
urn:nbn:se:kth:diva-342153 (URN)
Note

QC 20240116

Available from: 2024-01-15 Created: 2024-01-15 Last updated: 2024-01-16Bibliographically approved
6. Layer-Resolved Mechanical Degradation of a Ni-Rich Positive Electrode
Open this publication in new window or tab >>Layer-Resolved Mechanical Degradation of a Ni-Rich Positive Electrode
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2023 (English)In: Batteries, E-ISSN 2313-0105, Vol. 9, no 12, p. 575-, article id 575Article in journal (Refereed) Published
Abstract [en]

The effects of electrochemical aging on the mechanical properties of electrodes in lithium-ion batteries are challenging to measure and are largely unknown. Mechanochemical degradation processes occur at different scales within an electrode and understanding the correlation between the degradation of mechanical properties, electrochemical aging, and morphological changes is crucial for mitigating battery performance degradation. This paper explores the evolution of mechanical and electrochemical properties at the layer level in a Ni-rich positive electrode during the initial stages of electrochemical cycling. The investigation involves complementary cross-section analyses aimed at unraveling the connection between observed changes on both macroscopic and microscopic scales. The macroscopic constitutive properties were assessed using a U-shaped bending test method that had been previously developed. The compressive modulus exhibited substantial dependency on both the porous structure and binder properties. It experienced a notable reduction with electrolyte wetting but demonstrated an increase with cycling and aging. During the initial stages of aging, electrochemical impedance spectra revealed increased local resistance near the particle–electrolyte interface. This is likely attributable to factors such as secondary particle grain separation and the redistribution of carbon black. The swelling of particles, compression of the binder phase, and enhanced particle contact were identified as probable factors adding to the elevation of the elastic modulus within the porous layer as a result of cycling.

Place, publisher, year, edition, pages
MDPI AG, 2023
Keywords
constitutive behavior, lithium-ion batteries, materials science, mechanical properties, U-shape bending
National Category
Materials Chemistry Other Materials Engineering
Identifiers
urn:nbn:se:kth:diva-342152 (URN)10.3390/batteries9120575 (DOI)001130542700001 ()2-s2.0-85180705767 (Scopus ID)
Note

QC 20240115

Available from: 2024-01-15 Created: 2024-01-15 Last updated: 2024-02-29Bibliographically approved

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