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Assessing circular economy progress in urban areas: An Industrial Ecology perspective
KTH, School of Architecture and the Built Environment (ABE), Sustainable development, Environmental science and Engineering, Resources, Energy and Infrastructure.ORCID iD: 0000-0001-6303-0029
2025 (English)Doctoral thesis, comprehensive summary (Other academic)
Sustainable development
SDG 11: Sustainable cities and communities, SDG 12: Responsible consumption and production, SDG 13: Climate action
Abstract [en]

Rapid urbanization in recent decades, combined with unsustainable production and consumption practices rooted in the linear “take-make-use-waste” model, has transformed urban areas into global hotspots of resource consumption, waste, and emissions. As a consequence, urban areas today exert tremendous pressure on natural resources and contribute to severe environmental problems both within and beyond their boundaries. To address the challenges of unsustainable urbanization, an increasing number of local governments worldwide are embracing the circular economy (CE) concept and are actively working to develop and implement circular strategies at the urban level. In this context, it is crucial to equip local decision-makers, such as policy makers and urban planners, with effective tools to assess progress toward the CE, enabling them to design impactful strategies and monitor their implementation based on comprehensive information.

This thesis aims to advance knowledge on approaches to monitor and assess CE progress at the urban level to support informed decision-making within the CE context. To achieve this, it investigates how the indicator-based approach and urban metabolism (UM) assessment methods can be used to assess CE progress in urban areas. Specifically, the research focuses on indicator-based frameworks and two UM assessment methods: material and energy flow analysis (MEFA) and urban metabolic life cycle assessment (UM-LCA), which integrates MEFA with life cycle assessment (LCA). The aim of the thesis is addressed by answering the following research questions: 

1.      What is the availability of indicator-based frameworks for assessing and monitoring CE progress at the urban level, and what are their strengths and limitations? 

2.      What is the applicability and utility of MEFA and UM-LCA in supporting the design and monitoring of urban-level circular strategies? 

3.      How can the indicator-based and UM-LCA approaches be integrated to provide a comprehensive assessment of UM and circularity in urban areas, supporting decision-making within the context of the CE?

To address these research questions, a combination of methods is employed, including literature reviews, indicator-based assessments, MEFA, and UM-LCA, with the urban area of Umeå in Sweden serving as a study area. Additionally, a novel framework that integrates the indicator-based and UM-LCA approaches is developed and applied to the study area. 

The results indicate that existing indicator-based frameworks have potential for monitoring and assessing CE progress at the urban level. However, they also have limitations, particularly in relation to data constraints and their scopes, which are not comprehensive enough to capture all aspects related to the CE. Thus, relying solely on indicator-based frameworks cannot provide all the necessary information for decision-making in the CE context.

The applications of MEFA and UM-LCA to the study area demonstrate that these two methods can provide detailed quantitative information on material and energy flows and environmental impacts caused by urban areas, thus offering insights that indicators alone cannot provide. This makes them particularly useful tools for supporting the design and monitoring of circular strategies. Nevertheless, applying these methods without the use of appropriate indicators cannot fully support decision-making within the CE context, as they have limited potential to capture specific aspects of the CE, such as resource efficiency, waste management performance and governance aspects.

As the use of the indicator-based apprach and UM assessment approaches in isolation can only provide fragmented and incomplete insights, this thesis advocates for their integration. For this purpose, it introduces a novel framework that combines the UM-LCA approach with an indicator-based framework comprising 27 CE indicators. The application of the framework demonstrates its great potential to inform decision-making in the CE context by providing detailed insights into material and energy flows, environmental impacts and urban circularity. However, the proposed framework also has limitations, including complexity of application, extensive data requirements, and limited capacity to assess socio-economic aspects. Thus, further research is recommended to address these limitations.

Abstract [sv]

Den snabba urbaniseringen under de senaste decennierna tillsammans med ohållbars produktions- och konsumtionsmönster baserade på den linjära "ta-tillverka-använd-släng"-modellen har gjort urbana områden till globala ”hotspots” av resursförbrukning, avfall och utsläpp. Detta har lett till att dessa områden idag utgör en enorm belastning på naturresurser och bidrar till allvarliga miljöproblem både inom och utanför deras gränser. För att möta utmaningarna med ohållbar urbanisering, har ett växande antal lokala myndigheter världen över anammat konceptet cirkulär ekonomi (CE) och arbetar aktivt för att utveckla och implementera cirkulära strategier på urban nivå. I detta sammanhang är det avgörande att ge lokala beslutsfattare, såsom politiker och stadsplanerare, effektiva verktyg för att bedöma utvecklingen mot CE för att stödja dem att utforma effektfulla cirkulära strategier och följa deras genomförande baserat på heltäckande information.

Denna avhandling syftar till att främja kunskap om metoder för att övervaka och utvärdera utvecklingen mot CE i urbana områden för att stödja beslutsfattande inom CE-sammanhang. För att uppnå detta undersöker avhanlingen hur indikatorbaserade metoder och bedömningsmetoder för urban metabolism (UM) kan användas för att bedöma utvecklingen mot CE i urbana områden. Forskningsfokus ligger specifikt på indikatorbaserade ramverk och två UM-bedömningsmetoder: material- och energiflödesanalys (MEFA) och urban metabolic livscykelanalys (UM-LCA), som kombinerar MEFA med livscykelanalys (LCA). Avhandlingens syfte uppfylls genom att besvara följande forskningsfrågor:

1.      Vilka indikatorbaserade ramverk finns för att bedöma och övervaka utvecklingn mot CE i urbana områden, och vilka är deras styrkor och begränsningar?

2.      Vilken är användbarheten och nyttan av MEFA och UM-LCA för att stödja utformning och övervakning av cirkulära strategier i urbana områden?

3.      Hur kan indikatorbaserade och UM-LCA-metoder integreras för att ge en heltäckande bedömning av UM och cirkularitet i urbana områden  för att stödja beslutsfattande inom CE-sammanhang?

För att svara på dessa forskningsfrågor används en kombination av metoder, inklusive litteraturöversikter, indikatorbaserade bedömningar, MEFA och UM-LCA, med tätorten Umeå i Sverige som studieområde. Dessutom utvecklas ett nytt ramverk som integrerar de indikatorbaserade och UM-LCA metoderna och tillämpas på studieområdet. 

Resultaten visar att befintliga indikatorbaserade ramverk har potential att övervaka och bedöma utvecklingen mot CE i urbana områden . Däremot har de också vissa begränsningar, särskilt vad gäller tillgång till data och dess omfattning, som inte är tillräckligt för att fånga alla aspekter relaterade till CE. Att använda enbart indikatorbaserade ramverk kan alltså inte ge all nödvändig information för beslutsfattande i CE-sammanhang.

Tillämpningarna av MEFA och UM-LCA på studieområdet visar att dessa två metoder kan ge detaljerad kvantitativ information om material- och energiflöden samt den miljöpåverkan som urbana områden  orsakar, vilket ger insikter som indikatorer ensamma inte kan ge. Detta gör dem särskilt användbara verktyg för att stödja utformningen och övervakningen av cirkulära strategier. Däremot kan enbart användning av dessa metoder utan att integrera lämpliga indikatorer inte fullt ut stödja beslutsfattande inom CE-sammanhang, eftersom de har begränsad potential att fånga specifika aspekter av CE, såsom resurseffektivitet, avfallshanteringsprestanda och förvaltningsaspekter.

Således kan användningen av indikatorbaserade metoder och UM-bedömningsmetoder var för sig endast ge fragmenterade och ofullständiga insikter. För att ta itu med detta problem förespråkar denna avhandling att de integreras. Därför introducerar avhandlingen ett nytt ramverk som kombinerar UM-LCA med ett indikatorbaserat ramverk som omfattar 27 CE-indikatorer. Tillämpningen av ramverket visar dess stora potential att stödja beslutsfattande i CE-sammanhang genom att ge detaljerade insikter om material- och energiflöden, miljöpåverkan och urban cirkularitet. Det föreslagna ramverket har dock också begränsningar, såsom komplexiteten i tillämpningen, omfattande datakrav och begränsad kapacitet att bedöma socioekonomiska aspekter. Därför rekommenderas ytterligare forskning för att hantera dessa begränsningar.

Place, publisher, year, edition, pages
Stockholm, Sweden: KTH Royal Institute of Technology, 2025. , p. 92
Series
TRITA-ABE-DLT ; 255
Keywords [en]
Circular economy, urban areas, circular strategies, indicators, indicator-based frameworks, urban metabolism, life cycle assessment, material and energy flow analysis, urban metabolic life cycle assessment
Keywords [sv]
Cirkulär ekonomi, Urbana områden, cirkulära strategier, indikatorer, indikatorbaserade ramverk, urban metabolism, livscykelanalys, material- och energiflödesanalys, urban metabolic livscykelanalys
National Category
Environmental Management
Research subject
Industrial Ecology
Identifiers
URN: urn:nbn:se:kth:diva-362484ISBN: 978-91-8106-244-1 (print)OAI: oai:DiVA.org:kth-362484DiVA, id: diva2:1952887
Public defence
2025-05-26, Kollegiesalen, Brinellvägen 8, KTH Campus, video conference link https://kth-se.zoom.us/j/67911971822, Stockholm, 09:00 (English)
Opponent
Supervisors
Note

QC 20250423

Available from: 2025-04-23 Created: 2025-04-16 Last updated: 2025-05-05Bibliographically approved
List of papers
1. Mapping and assessing indicator-based frameworks for monitoring Circular Economy development at the city-level
Open this publication in new window or tab >>Mapping and assessing indicator-based frameworks for monitoring Circular Economy development at the city-level
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2021 (English)In: Sustainable cities and society, ISSN 2210-6707, Vol. 75, article id 103378Article in journal (Refereed) Published
Abstract [en]

The transition towards a circular economy (CE) is increasingly recognized as a promising pathway to tackle pressing sustainability challenges at the city-level. Indicator-based frameworks, that is, integrated systems of indicators, are considered as useful tools for monitoring this transition. Yet, studies that map and assess such frameworks are scanty. This article addresses this gap by assessing 15 indicator-based frameworks applicable to measure circularity at the city-level. The identified frameworks were assessed using eight criteria (transparency, stakeholder engagement, effective communication, ability to track temporal changes, applicability, alignment with CE principles, validity and relevance to sustainable development). Additionally, 12 validity requirements were defined to assess to what extent the indicators in the frameworks reflect CE aspects. The assessment reveals a wide variation regarding the extent to which the frameworks match the criteria with none of them satisfying all. In addition, in terms of validity criterion, none includes indicators that fulfill all the validity requirements. Furthermore, most frameworks consist mainly of environmental indicators and only three include indicators reflecting aspects related to the four pillars of sustainable development (environmental, social, economic and governance). Further research could develop a standardized framework for measuring circularity at the city-level and improving existing frameworks.

Place, publisher, year, edition, pages
Elsevier BV, 2021
Keywords
Circular cities, Circularity, Indicators, indicators, Metrics, Monitoring and evaluation, Sustainable urban development
National Category
Economic Geography
Identifiers
urn:nbn:se:kth:diva-302983 (URN)10.1016/j.scs.2021.103378 (DOI)000728571100006 ()2-s2.0-85116134733 (Scopus ID)
Funder
Vinnova, 2019-03237
Note

QC 20211213

Available from: 2021-10-03 Created: 2021-10-03 Last updated: 2025-04-16Bibliographically approved
2. Monitoring progress towards a circular economy in urban areas: An application of the European Union circular economy monitoring framework in Umeå municipality
Open this publication in new window or tab >>Monitoring progress towards a circular economy in urban areas: An application of the European Union circular economy monitoring framework in Umeå municipality
Show others...
2022 (English)In: Sustainable cities and society, ISSN 2210-6707, Vol. 87, article id 104245Article in journal (Refereed) Published
Abstract [en]

As cities worldwide implement strategies to accelerate the transition toward a circular economy (CE), there is an increasing need for tools to monitor progress. However, a standardised metric for CE monitoring in urban areas is lacking. This study examines the potential of the EU Circular Economy Monitoring Framework (CEMF), an established indicator-based framework for measuring national- and EU-level circularity performance, as a monitoring tool for urban areas. For this purpose, available data sources that can support the framework's application at the urban level are mapped, and data quality is assessed following the pedigree matrix approach. Next, the CEMF indicators are computed for the urban area of Umeå, Sweden. The mapping showed limited availability of urban-level data, necessitating the downscaling of national-level data using proxy factors. Most available urban-level data are of high quality, while the quality of national-level data is reduced when used to compute indicators at the urban level. The application of the CEMF in Umeå indicates that there are areas where the municipality performs well, though further improvements are needed. We conclude that the CEMF has potential as a monitoring tool for urban areas. However, improvements in CEMF...s scope and data availability are recommended.

Place, publisher, year, edition, pages
Elsevier BV, 2022
Keywords
Cities Circularity Indicators Resources Waste Sustainable urban transitions
National Category
Engineering and Technology Other Engineering and Technologies Other Social Sciences not elsewhere specified
Research subject
Planning and Decision Analysis, Environmental Strategic Analysis
Identifiers
urn:nbn:se:kth:diva-320346 (URN)10.1016/j.scs.2022.104245 (DOI)000876395200002 ()2-s2.0-85139840787 (Scopus ID)
Funder
Vinnova, 2019–03237
Note

QC 20221205

Available from: 2022-10-19 Created: 2022-10-19 Last updated: 2025-05-05Bibliographically approved
3. Applying material and energy flow analysis to assess urban metabolism in the context of the circular economy
Open this publication in new window or tab >>Applying material and energy flow analysis to assess urban metabolism in the context of the circular economy
2024 (English)In: Journal of Industrial Ecology, ISSN 1088-1980, E-ISSN 1530-9290, Vol. 28, no 4, p. 885-900Article in journal (Refereed) Published
Abstract [en]

With the circular economy (CE) gaining more traction worldwide, local authorities are engaging in efforts to develop circular strategies at the urban level. Developing and monitoring such strategies require detailed quantitative information on material and energy flows, which can be obtained through an urban metabolism (UM) analysis. This study demonstrates a bottom-up approach to analyze UM at the sectoral level based on material and energy flow analysis (MEFA), aiming to examine its utility within the context of the CE. The analysis is performed for Umeå urban area (Sweden) with a 5-year timeframe (2017–2021). The application of MEFA provides a detailed quantitative description of material and energy flows per sector, indicating the critical sectors in terms of resource consumption and waste generation and the most significant flows. More specifically, it reveals that the construction sector and households are key sectors within Umeå’s UM and that construction materials, food products, fossil fuels, and drinking water are significant metabolic flows. Furthermore, the application of MEFA with a multi-year timeframe uncovers trends in consumption rates of materials and generation rates of waste and emissions, revealing, for example, the correlation of material consumption and waste generation with the level of construction activity. Overall, by illustrating the potential of MEFA to provide a detailed quantitative analysis of material and energy flows, this study emphasizes its utility in supporting the design and monitoring of circular strategies at the urban level. At the same time, it highlights limitations of the method and suggests areas for future research.

Place, publisher, year, edition, pages
Wiley, 2024
Keywords
bottom-up approach, circular strategies, industrial ecology, material flows and stocks, monitoring, urban systems
National Category
Environmental Management
Identifiers
urn:nbn:se:kth:diva-362480 (URN)10.1111/jiec.13504 (DOI)001247896100001 ()2-s2.0-85192057491 (Scopus ID)
Note

QC 20250416

Available from: 2025-04-16 Created: 2025-04-16 Last updated: 2025-04-16Bibliographically approved
4. Coupling material and energy flow analysis with life cycle assessment to support circular strategies at the urban level
Open this publication in new window or tab >>Coupling material and energy flow analysis with life cycle assessment to support circular strategies at the urban level
Show others...
2024 (English)In: The International Journal of Life Cycle Assessment, ISSN 0948-3349, E-ISSN 1614-7502, Vol. 29, no 7, p. 1209-1228Article in journal (Refereed) Published
Abstract [en]

Purpose: This study aims to investigate how the coupling of Material and Energy Flow Analysis (MEFA) with Life Cycle Assessment (LCA) under an urban metabolism (UM) perspective (referred to as the UM-LCA approach) can support the design, evaluation, and monitoring of urban-level circular strategies. For this purpose, we apply the UM-LCA approach to the urban area of Umeå (Sweden) by expanding the goal and scope of a recent MEFA study conducted by the authors of the article.

Methods: The modeling combines MEFA with LCA and is performed both retrospectively and prospectively. The MEFA was performed in the prior study following a bottom-up approach to map and quantify material and energy flows in the urban system at the sectoral level. The quantified flows are used in the present study to construct the life cycle inventory (LCI) model of the urban system. The LCI model is first used as a basis of the retrospective LCA (rLCA), which is conducted to assess the environmental performance of the urban system with its sectors. The LCI model is then modified according to future scenarios and is used as a basis of the prospective LCA (pLCA), which is performed to assess the environmental implications of implementing circular strategies in the future.

Results and discussion: The rLCA shows that the construction and household sectors are major drivers of environmental impacts in the urban system, with households being the largest contributors to 11 out of 12 analyzed impact categories. It also reveals the most impacting flows within these sectors, including food in households and steel in the construction sector. These findings indicate that the construction and household sectors and their most impacting flows should be prioritized in a circular strategy. Furthermore, the pLCA highlights that a future circular strategy promoting reductions in the material used in these two sectors could lead to higher reductions in all impact categories, ranging from 4.3 to 8.6%, than a strategy focused only on recycling, which could lead to reductions ranging from 0.2 to 1.2%.

Conclusions: This study concludes that the UM-LCA approach has great potential to comprehensively analyze, both retrospectively and prospectively, the environmental performance of an urban system providing valuable insights that could support policy makers in designing, assessing, and monitoring urban-level circular strategies. However, further research should address identified limitations of the UM-LCA approach (e.g., limited available data, inability to consider social and economic aspects) to facilitate its applicability and enhance its comprehensiveness.

Place, publisher, year, edition, pages
Springer Nature, 2024
National Category
Environmental Management
Identifiers
urn:nbn:se:kth:diva-362481 (URN)10.1007/s11367-024-02320-y (DOI)001214083600001 ()2-s2.0-85192104186 (Scopus ID)
Funder
Swedish Research Council Formas, FR-2017/0009KTH Royal Institute of Technology
Note

QC 20250416

Available from: 2025-04-16 Created: 2025-04-16 Last updated: 2025-04-16Bibliographically approved
5. A novel assessment framework for circular urban areas with its application to a Swedish municipality
Open this publication in new window or tab >>A novel assessment framework for circular urban areas with its application to a Swedish municipality
(English)Manuscript (preprint) (Other academic)
Abstract [en]

As local authorities worldwide increasingly embrace the circular economy (CE) concept, it is crucial to equip decision-makers with the necessary tools to design and monitor effective urban-level circular strategies. With this study, we introduce a novel framework for assessing the urban metabolism and circularity of urban areas to support decision-making within the CE context. The framework integrates a structured dashboard of 27 CE indicators with the urban metabolic life cycle assessment approach (UM-LCA), which couples Material and Energy Flow Analysis (MEFA) with Life Cycle Assessment. We developed this framework building on insights from two prior studies, where we explored the utility of MEFA and UM-LCA as decision-support tools within the CE context, and by identifying CE indicators in the literature based on the RACER (Relevant, Acceptable, Credible, Easy, Robust) criteria. To demonstrate the applicability and utility of the framework and examine its strengths and weaknesses, we applied the framework to the Umeå urban area in Sweden. The application of the framework provided a detailed quantitative analysis of material and energy flows and environmental impacts per sector within the urban area, indicating key sectors in terms of resource use, waste generation and environmental performance. It also provided a comprehensive evaluation of Umeå’s current level of CE development, highlighting areas of strength and improvement, and offered a prospective assessment of the environmental implications of potential future circular strategies. Overall, the framework proved to be a valuable tool for generating detailed insights into material and energy flows, environmental impacts and circularity, which can be particularly useful for the design, monitoring and evaluation of urban-level circular strategies. However, the application also revealed some weaknesses of the framework, including its significant data demands, complexity and limited capacity to capture social and economic aspects, suggesting areas for further research to fully unlock its potential as a decision-support tool.

Keywords
circular economy; urban metabolism; life cycle assessment; material and energy flow analysis; circular strategies; cities
National Category
Environmental Management
Identifiers
urn:nbn:se:kth:diva-362482 (URN)
Note

QC 20250416

Available from: 2025-04-16 Created: 2025-04-16 Last updated: 2025-04-16Bibliographically approved

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