Shearing of rock joints is a critical failure mode in rock masses. The shear strength of rock joints must, therefore, be considered in the design of structures in rock masses. Several criteria for prediction of shear strength have been proposed over the years. However, the possible effect of scale on shear strength is an issue. One possible reason for this is that previous experimental studies on the scale effect contain various sources of uncertainties (mixed test methods, multiple testing of same specimen, application of results to other materials than tested, and omitted handling of statistical dispersion). In this paper, the results from a uniquely comprehensive experimental laboratory program, that handles these uncertainties and also extends the range of previously tested conditions, is presented. 46 direct shear tests on two joint types, natural and tensile induced granite rock joints, have been performed under the constant normal stress and the constant normal stiffness boundary condition at 5 MPa initial normal stress applied over three specimen sizes (35 mm × 60 mm, 70 mm × 100 mm and 300 mm × 500 mm). Analysis of variance shows no effect of the specimen size on the shear strength, whereas the joint type and boundary condition has. Quantitative estimates of the influence of the joint type and boundary condition on the shear strength are presented. A consistent approach for determination of shear strength from the point of time associated with a shear stiffness change of the test system is also presented.

Load capacity assessment of concrete dams often includes verification of the stability for multiple separate failure modes, such as sliding and overturning. However, in the case of dams, the underlying failure mechanism for these failure modes may be too idealized, and the analysis could yield inaccurate results. Previous research has, for example, shown that regular rigid-body sliding failure analysis provides inaccurate load capacity estimates for dams with uneven interface geometries. This article discusses the behavior of such dams and presents a failure mode that combines the traditional sliding and overturning failures. The failure mode is termed combined sliding and overturning and serves as an intermediate to the traditional failure modes. It allows for the assessment of concrete dams with uneven interface geometries, whose behavior is not expected to be fully represented by only sliding or overturning. To estimate the load capacity for the presented failure mode, an analytical formulation based on simple force and moment equilibrium is provided. The formulation is compared with finite element simulations and previously reported results from experimental scale model tests and is shown to accurately predict the load capacity.

Grouting is widely used in tunnel construction as a measure to reduce water seepage through rock fractures. Fresh cement-based grout often comes into contact with flowing water after being injected into rock fractures, especially in post-excavation grouting scenarios in rock tunnels or pre-excavation grouting in deep tunnels and remedial grouting in dam foundations. The flowing water can cause erosion of the fresh grout and viscous fingering in the grout, which reduces the efficiency of the grouting. In the present study, experimental tests using a simulated fracture were carried out to investigate grout erosion and viscous fingering in the time period after the injection stops until the grout has gained sufficient strength. The aim of the tests was to evaluate the validity of the existing criteria used to determine grout erosion and viscous fingering. The test results showed significant grout erosion and viscous fingering caused by the flowing water despite these behaviors not being expected according to the existing criteria. The reduction in the grouted area was up to 50% after 10 min and up to 64% after 60 min. Based on these results, the mechanism of grout erosion and viscous fingering between water and grout is discussed with respect to grouting design strategy. The present study provides a deeper understanding of grout erosion and viscous fingering after the grouting is completed, indicating complex mechanisms of these behaviors and oversimplification in the existing criteria. The results are useful for the design of grouting in fractures with flowing water.

The partial factor method is the most common approach to verify structural safety in Eurocode 7. Given the ongoing discussion on the European level to include also underground excavations in rock in the scope of the Eurocodes, there is a clear need to investigate the applicability of partial factors to the design of rock tunnels. However, implementing fixed partial factors, in accordance with the suggestion in the current Eurocode 7, may not be appropriate to account for the large uncertainties and variable conditions prevalent in rock engineering. This paper studies the critical characteristics and underlying assumptions of different reliability-based partial factor formats. The suitability of the analyzed partial factor formats to evaluate safety is analysed and discussed with reference to a design example of a rock-shotcrete interaction system for support against block failure in an underground opening. The results show that reliability-based partial factor methods outperform the traditional partial safety format suggested in the Eurocode in terms of accuracy and consistency.

Grout curtains are commonly constructed in the dam foundation to reduce the water seepage through the foundation. Specifically for concrete dams, the grout curtain together with the drainage system reduce the pore pressure in the foundation and the uplift pressure acting on the dam body, thereby reducing the risk of sliding failure. Previously, an analytical method was developed to estimate the reduction of uplift pressure from grout curtains under concrete dams. In this paper, a case study was carried out with the aim of presenting a systematic review on this analytical method. The case study focuses on a Swedish concrete dam which is under reconstruction after more than 100 yearsin service. As part of the reconstruction, a new grout curtain was constructed to reduce the seepage inthe foundation and reduce the uplift pressure on the dam body to enhance the dam safety. This case study provides an opportunity to validate the analytical method. In the case study, the results from geological and hydrogeological investigations, as well as the initial grouting design and grouting procedure during the construction was summarized. Based on this input, calculations were performed using the new analytical method to estimate the reduction of uplift after grouting. As a part of the dam’s monitoring system, and a validation measure of the calculation, four piezometers were placed in the rock foundation after the grouting was completed, two on the upstream side of the grout curtainand two on the downstream side. The readings of all the piezometers were recorded to show the actual reduction on the uplift pressure. Results from the calculations and the piezometer readings were compared and discussed. As an additional comparison, numerical analyses on the studied dam using software COMSOL Multiphysics® were performed. The numerical analyses took the influence from the drainage system on the pore pressure into consideration, which could isolate the effect from the drainage system from the grout curtain. The comparison of the grout curtain and the drainage system with respect to the uplift pressure reduction is further evaluated and discussed. Finally, the authors provide some practical suggestions on future dam foundation design with respect to uplift pressure reduction.

In the context of geo-infrastructures and specifically tunneling projects, analyzing the large-scale sensor-based measurement-while-drilling (MWD) data plays a pivotal role in assessing rock engineering conditions. However, handling the big MWD data due to multiform stacking is a time-consuming and challenging task. Extracting valuable insights and improving the accuracy of geoengineering interpretations from MWD data necessitates a combination of domain expertise and data science skills in an iterative process. To address these challenges and efficiently normalize and filter out noisy data, an automated processing approach integrating the stepwise technique, mode, and percentile gate bands for both single and peer group-based holes was developed. Subsequently, the mathematical concept of a novel normalizing index for classifying such big datasets was also presented. The visualized results from different geo-infrastructure datasets in Sweden indicated that outliers and noisy data can more efficiently be eliminated using single hole-based normalizing. Additionally, a relational unified PostgreSQL database was created to store and automatically transfer the processed and raw MWD as well as real time grouting data that offers a cost effective and efficient data extraction tool. The generated database is expected to facilitate in-depth investigations and enable application of the artificial intelligence (AI) techniques to predict rock quality conditions and design appropriate support systems based on MWD data.

When assessing the sliding stability of a concrete dam, the influence of large-scale asperities in the sliding plane is often ignored due to limitations of the analytical rigid body assessment methods provided by current dam assessment guidelines. However, these asperities can potentially improve the load capacity of a concrete dam in terms of sliding stability. Although their influence in a sliding plane has been thoroughly studied for direct shear, their influence under eccentric loading, as in the case of dams, is unknown. This paper presents the results of a parametric study that used finite element analysis (FEA) to investigate the influence of large-scale asperities on the load capacity of small buttress dams. By varying the inclination and location of an asperity located in the concrete-rock interface along with the strength of the rock foundation material, transitions between different failure modes and correlations between the load capacity and the varied parameters were observed. The results indicated that the inclination of the asperity had a significant impact on the failure mode. When the inclination was 30 degrees and greater, interlocking occurred between the dam and foundation and the governing failure modes were either rupture of the dam body or asperity. When the asperity inclination was significant enough to provide interlocking, the load capacity of the dam was impacted by the strength of the rock in the foundation through influencing the load capacity of the asperity. The location of the asperity along the concrete-rock interface did not affect the failure mode, except for when the asperity was located at the toe of the dam, but had an influence on the load capacity when the failure occurred by rupture of the buttress or by sliding. By accounting for a single large-scale asperity in the concrete-rock interface of the analysed dam, a horizontal load capacity increase of 30%-160% was obtained, depending on the inclination and location of the asperity and the strength of the foundation material.

The transition to a fossil-free energy matrix may require large quantities of hydrogen gas, which could be stored efficiently in an underground lined rock cavern (LRC). Since the consequences of failure can be catastrophic, the LRC design needs to have a small probability of failure. However, the current design practice for LRCs is deterministic, which limits the possibility to stringently address geotechnical uncertainties in the design. In this paper, a reliability-based design tool is presented for LRCs. The adaptive directional importance sampling (ADIS) method, which requires a relatively small number of samples, is used with a 3D finite element (FE) model to evaluate small probabilities of failure. An illustrative example based on the LRC in Skallen, southwestern Sweden, demonstrates the implementation and applicability of the developed design tool. The considered uncertainties are related to the geological conditions and the steel lining. The results show that the reliability of this LRC design meets the expected safety requirements. Considering different geological conditions with correlations, at least “good” quality rock mass is needed for the LRC design. An additional sensitivity analysis is performed to study the potential influence of corrosion and hydrogen embrittlement on the reduction of the LRC design reliability.

Since each rock joint is unique by nature, the utilization of replicas in direct shear testing is required to carry out experimental parameter studies. However, information about the ability of the replicas to simulate the shear mechanical behavior of the rock joint and their dispersion in direct shear testing is lacking. With the aim to facilitate generation of high-quality direct shear test data from replicas, a novel component in the testing procedure is introduced by presenting two parameters for geometric quality assurance. The parameters are derived from surface comparisons of three-dimensional (3D) scanning data of the rock joint and its replicas. The first parameter, sigma(mf), captures morphological deviations between the replica and the rock joint surfaces. sigma(mf) is derived as the standard deviation of the deviations between the coordinate points of the replica and the rock joint. Four sources of errors introduced in the replica manufacturing process employed in this study could be identified. These errors could be minimized, yielding replicas with sigma(mf) <= 0.06 mm. The second parameter is a vector, V-Hp100, which describes deviations with respect to the shear direction. It is the projection of the 100 mm long normal vector of the best-fit plane of the replica joint surface to the corresponding plane of the rock joint. vertical bar V-Hp100 vertical bar was found to be less than or equal to 0.36 mm in this study. Application of these two geometric quality assurance parameters demonstrates that it is possible to manufacture replicas with high geometric similarity to the rock joint. In a subsequent paper (part 2), sigma(mf) and V-Hp100 are incorporated in a novel quality assurance method, in which the parameters shall be evaluated prior to direct shear testing. Replicas having parameter values below established thresholds shall have a known and narrow dispersion and imitate the shear mechanical behavior of the rock joint.