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Han, T., Wang, Y., Guo, J. & Zhao, Y. (2026). A compensation-oriented algorithm for difference-driven identification under binary-valued observations and data packet dropout. Automatica, 183, Article ID 112604.
Open this publication in new window or tab >>A compensation-oriented algorithm for difference-driven identification under binary-valued observations and data packet dropout
2026 (English)In: Automatica, ISSN 0005-1098, E-ISSN 1873-2836, Vol. 183, article id 112604Article in journal (Refereed) Published
Abstract [en]

This paper investigates the identification problem for finite impulse response (FIR) systems with binary-valued observations under event-triggered communication mechanism and data packet dropout. The challenge lies in the inability to distinguish between untriggered events and packet loss when no information is received, which prevents us from obtaining the statistical properties of the binary-valued sequence. A compensation-oriented difference-driven identification (CODD) algorithm is proposed to estimate the parameter by recovering the mean of the original binary-valued sequence, where different values for the observation estimates are assigned when receiving 0, 1 or nothing. Even though, the convergence analysis of the parameter estimate is still challenging since the assigned values are dependent. To tackle this difficulty, the estimate error is divided into two parts: an initial assigned value related part, which is demonstrated to be convergent through the construction of an auxiliary set, and the remaining component, which happens to be a convergent martingale-difference sequence. As a result, the almost sure convergence and the asymptotic normality of the CODD algorithm are established when data packet loss probability is less than [Formula presented]. By calculating the communication rate, it is proven that the difference-driven mechanism can save 50% of the communication cost compared to original binary-valued systems. Furthermore, when data packet loss probability is high, an m-channel compensation-oriented identification (m-CODD) algorithm is constructed by utilizing retransmission of the each observation for m times, which is designed based on the packet loss probability. The properties of m-CODD algorithm including convergence, asymptotic normality and communication rate are established. Numerical simulations are illustrated to show the theoretical results.

Place, publisher, year, edition, pages
Elsevier BV, 2026
Keywords
Binary-valued observations, Data packet dropout, Difference-driven event triggering, System identification
National Category
Control Engineering
Identifiers
urn:nbn:se:kth:diva-371281 (URN)10.1016/j.automatica.2025.112604 (DOI)001578618900001 ()2-s2.0-105016713955 (Scopus ID)
Note

QC 20251014

Available from: 2025-10-14 Created: 2025-10-14 Last updated: 2026-04-01Bibliographically approved
Kong, C. & Wang, Y. (2026). Adaptive Tracking Control for ARMA Models with Quantized Observations Under Non-Periodic Reference Signals. Journal of Systems Science and Complexity, 39(4), 1387-1413
Open this publication in new window or tab >>Adaptive Tracking Control for ARMA Models with Quantized Observations Under Non-Periodic Reference Signals
2026 (English)In: Journal of Systems Science and Complexity, ISSN 1009-6124, E-ISSN 1559-7067, Vol. 39, no 4, p. 1387-1413Article in journal (Refereed) Published
Abstract [en]

This paper investigates the adaptive tracking control problem for AutoRegressive Moving Average (ARMA) systems with quantized observations, explicitly focusing on reference signals composed of non-periodic sequences. The authors propose an adaptive tracking control scheme integrating an adaptive controller with a stochastic approximation-type estimation algorithm. Different from the control scheme for Finite Impulse Response (FIR) systems, the estimation part not only estimates the unknown system parameters but also the unknown system outputs. Next, based on the certainty equivalent principle, the adaptive controller is designed using the above two estimates instead of the actual parameters and system outputs. To tackle the inherent coupling between the two estimates, the authors introduce a novel approach that combines the Lyapunov function method with a backward-shifted polynomial method featuring time-varying coefficients. This approach assists in establishing the mean square convergence of the estimates with a convergence rate of O(1k) under suitable conditions of the step size coefficient. Additionally, this paper shows that the designed adaptive control law can achieve asymptotically optimal tracking of non-periodic reference signals in the mean square sense. Finally, a numerical simulation is presented to validate the theoretical results obtained in this paper.

Place, publisher, year, edition, pages
Springer Nature, 2026
Keywords
Adaptive tracking control, ARMA model, non-periodic reference signals, quantized observation
National Category
Control Engineering Signal Processing
Identifiers
urn:nbn:se:kth:diva-377607 (URN)10.1007/s11424-026-4618-9 (DOI)001692532100001 ()2-s2.0-105030293798 (Scopus ID)
Note

QC 20260603

Available from: 2026-03-05 Created: 2026-03-05 Last updated: 2026-06-03Bibliographically approved
Wang, Y., Guo, J., Zhao, Y. & Zhang, J. F. (2026). Distributed estimation with quantized measurements and communication over Markovian switching topologies. Automatica, 183, Article ID 112658.
Open this publication in new window or tab >>Distributed estimation with quantized measurements and communication over Markovian switching topologies
2026 (English)In: Automatica, ISSN 0005-1098, E-ISSN 1873-2836, Vol. 183, article id 112658Article in journal (Refereed) Published
Abstract [en]

This paper addresses distributed parameter estimation in stochastic dynamic systems with quantized measurements, constrained by quantized communication and Markovian switching directed topologies. To enable accurate recovery of the original signal from quantized communication signal, a persistent excitation-compliant linear compression encoding method is introduced. Leveraging this encoding, this paper proposes an estimation-fusion type quantized distributed identification algorithm under a stochastic approximation framework. The algorithm operates in two phases: first, it estimates neighboring estimates using quantized communication information, then it creates a fusion estimate by combining these estimates through a consensus-based distributed stochastic approximation approach. To tackle the difficulty caused by the coupling between these two estimates, two combined Lyapunov functions are constructed to analyze the convergence performance. Specifically, the mean-square convergence of the estimates is established under a conditional expectation-type cooperative excitation condition and the union topology containing a spanning tree. Besides, the convergence rate is derived to match the step size's order under suitable step-size coefficients. Furthermore, the impact of communication uncertainties including stochastic communication noise and Markov-switching rate is analyzed on the convergence rate. A numerical example illustrates the theoretical findings and highlights the joint effect of sensors under quantized communication.

Place, publisher, year, edition, pages
Elsevier BV, 2026
Keywords
Distributed estimation, Markovian switching topologies, Quantized communication, Quantized measurements, Stochastic approximation
National Category
Control Engineering Signal Processing
Identifiers
urn:nbn:se:kth:diva-372446 (URN)10.1016/j.automatica.2025.112658 (DOI)001598930300007 ()2-s2.0-105018662919 (Scopus ID)
Note

QC 20251107

Available from: 2025-11-07 Created: 2025-11-07 Last updated: 2026-04-01Bibliographically approved
Han, T., Wang, Y. & Zhao, Y. (2026). Joint identification of system parameters and packet loss rate for FIR systems with event-triggered communication under communication constraints. Nonlinear Analysis: Hybrid Systems, 61, Article ID 101691.
Open this publication in new window or tab >>Joint identification of system parameters and packet loss rate for FIR systems with event-triggered communication under communication constraints
2026 (English)In: Nonlinear Analysis: Hybrid Systems, ISSN 1751-570X, E-ISSN 1878-7460, Vol. 61, article id 101691Article in journal (Refereed) Published
Abstract [en]

This paper investigates joint estimation of the system parameters and packet loss rate for finite impulse response (FIR) systems with binary-valued observations under event-triggered communication and packet loss. To address the trade-off between identifying system parameters, unknown packet loss rate and minimizing communication cost, switching difference-driven communication mechanism is proposed, where the data transmission switches between two strategies. One mode maintains continuous communication to estimate the unknown packet loss rate, while the other follows the difference-driven communication rule to reduce communication cost. Based on this, a joint compensation difference-driven algorithm is developed to jointly estimate the system parameters and the packet loss rate, which is proved to achieve almost sure convergence and asymptotic normality. Besides, the communication rate of the proposed algorithm is characterized. An optimization strategy for data transmission is further formulated to minimize the communication rate while ensuring convergence performance, yielding an optimal rule for selecting transmitted data for packet loss rate estimation. This provides a practical guideline for balancing estimation performance and communication cost in networked systems. Numerical simulations are illustrated to show the theoretical results.

Place, publisher, year, edition, pages
Elsevier BV, 2026
Keywords
Event-triggered communication, Networked systems, Packet loss, System identification
National Category
Control Engineering Communication Systems
Identifiers
urn:nbn:se:kth:diva-379100 (URN)10.1016/j.nahs.2026.101691 (DOI)001709319900001 ()2-s2.0-105033015332 (Scopus ID)
Note

QC 20260416

Available from: 2026-04-16 Created: 2026-04-16 Last updated: 2026-04-16Bibliographically approved
An, R., Wang, Y., Zhao, Y. & Zhang, J.-F. (2026). One-Bit Consensus of Controllable Linear Multi-Agent Systems With Communication Noises. IEEE Transactions on Automatic Control
Open this publication in new window or tab >>One-Bit Consensus of Controllable Linear Multi-Agent Systems With Communication Noises
2026 (English)In: IEEE Transactions on Automatic Control, ISSN 0018-9286, E-ISSN 1558-2523Article in journal (Refereed) Epub ahead of print
Abstract [en]

This paper addresses the one-bit consensus of controllable linear multi-agent systems (MASs) with communication noises. A consensus algorithm consisting of a communication protocol and a consensus controller is designed. The communication protocol introduces a linear compression encoding function to achieve a one-bit data rate, thereby saving communication costs. The consensus controller with a stabilization term and a consensus term is proposed to ensure the consensus of a potentially unstable but controllable MAS. Specifically, in the consensus term, we adopt an estimation method to overcome the information loss caused by one-bit communications and a decay step to attenuate the effect of communication noise. Two combined Lyapunov functions are constructed to overcome the difficulty arising from the coupling of the control and estimation. By establishing similar iterative structures of these two functions, this paper shows that the MAS can achieve consensus in the mean square sense at the rate of the reciprocal of the iteration number under the case with a connected fixed topology. Moreover, the theoretical results are generalized to the case with jointly connected Markovian switching topologies by establishing a certain equivalence relationship between the Markovian switching topologies and a fixed topology. Two simulation examples are given to validate the algorithm.

Place, publisher, year, edition, pages
Institute of Electrical and Electronics Engineers (IEEE), 2026
Keywords
Communication noise, consensus, controllable linear MASs, markovian switching topologies, one-bit data rate
National Category
Control Engineering Communication Systems Signal Processing
Identifiers
urn:nbn:se:kth:diva-380504 (URN)10.1109/TAC.2026.3680847 (DOI)2-s2.0-105035677499 (Scopus ID)
Note

QC 20260430

Available from: 2026-04-30 Created: 2026-04-30 Last updated: 2026-04-30Bibliographically approved
An, R., Wang, Y., Zhao, Y. & Zhang, J. F. (2025). Consensus of High-Order Multi-Agent Systems with Binary-Valued Communications and Switching Topologies. IEEE Transactions on Control of Network Systems, 12(2), 1369-1380
Open this publication in new window or tab >>Consensus of High-Order Multi-Agent Systems with Binary-Valued Communications and Switching Topologies
2025 (English)In: IEEE Transactions on Control of Network Systems, E-ISSN 2325-5870, Vol. 12, no 2, p. 1369-1380Article in journal (Refereed) Published
Abstract [en]

This paper studies the consensus problem of high-order multi-agent systems (MASs) with binary-valued communications and switching topologies. To tackle the challenge of unknown states caused by binary-valued communications, this paper constructs an estimation-based consensus algorithm. First, a recursive projection identification algorithm is presented to estimate the neighbors' states dynamically. Then, based on these estimates, a consensus law is designed. By constructing and analyzing two combined Lyapunov functions about estimation error and state error, this paper establishes their relation, to overcome the difficulty resulting from the coupling of the estimation and control and less information due to switching topologies. Under the condition of jointly connected topologies, it is proven that by properly selecting the step coefficient, the estimates of states can converge to the true states with a convergence rate as the reciprocal of the recursion times. Besides, the MAS is proved to achieve weak consensus and the consensus rate is also established as the reciprocal of the recursion times. Finally, a simulation example is given to validate the algorithm.

Place, publisher, year, edition, pages
Institute of Electrical and Electronics Engineers (IEEE), 2025
Keywords
binary-valued communication, consensus, high-order, multi-agent system, recursive projection identification algorithm, switching topology
National Category
Control Engineering
Identifiers
urn:nbn:se:kth:diva-367336 (URN)10.1109/TCNS.2024.3516582 (DOI)001512536600009 ()2-s2.0-85212397269 (Scopus ID)
Note

QC 20250716

Available from: 2025-07-16 Created: 2025-07-16 Last updated: 2026-04-01Bibliographically approved
An, R., Wang, Y., Zhao, Y. & Zhang, J. F. (2025). One-bit Consensus Control of Multi-Agent Systems With Packet Loss. IEEE Control Systems Letters, 9, 1640-1645
Open this publication in new window or tab >>One-bit Consensus Control of Multi-Agent Systems With Packet Loss
2025 (English)In: IEEE Control Systems Letters, E-ISSN 2475-1456, Vol. 9, p. 1640-1645Article in journal (Refereed) Published
Abstract [en]

This letter investigates the one-bit consensus control of multi-agent systems (MASs) with independent and identically distributed and Markovian packet loss. To explore the impact of packet loss on one-bit communication, this letter first quantitatively characterizes the information loss of one-bit communications caused by packet loss, which provides the proportional relationship between one-bit data with and without packet loss in the sense of expectation. Based on quantitative characterizations, a one-bit packet loss consensus algorithm with a packet loss proportional coefficient is proposed to compensate for the information loss, where the coefficient is designed as the reciprocal of the information loss proportion. Furthermore, this letter demonstrates that the proposed algorithm enables the MAS to achieve one-bit consensus in the mean square sense at a rate of O(1/t) with packet loss. Two simulation examples are given to validate the algorithm.

Place, publisher, year, edition, pages
Institute of Electrical and Electronics Engineers (IEEE), 2025
Keywords
multi-agent systems, one-bit consensus, packet loss
National Category
Communication Systems Computer Sciences
Identifiers
urn:nbn:se:kth:diva-368552 (URN)10.1109/LCSYS.2025.3579411 (DOI)001531172800020 ()2-s2.0-105008130694 (Scopus ID)
Note

QC 20250820

Available from: 2025-08-20 Created: 2025-08-20 Last updated: 2026-04-01Bibliographically approved
Wang, Y., Zhao, Y., Zhang, J.-F. & Johansson, K. H. (2025). Quantized Distributed Estimation with Event-triggered Communication and Packet Loss. In: Proceedings 64th IEEE Conference on Decision and Control, CDC 2025: . Paper presented at 64th IEEE Conference on Decision and Control, CDC 2025, Rio de Janeiro, Brazil, December 9-12, 2025 (pp. 7740-7745). Institute of Electrical and Electronics Engineers (IEEE)
Open this publication in new window or tab >>Quantized Distributed Estimation with Event-triggered Communication and Packet Loss
2025 (English)In: Proceedings 64th IEEE Conference on Decision and Control, CDC 2025, Institute of Electrical and Electronics Engineers (IEEE) , 2025, p. 7740-7745Conference paper, Published paper (Refereed)
Abstract [en]

This paper focuses on the problem of quantized distributed estimation with event-triggered communication and packet loss, aiming to reduce the number of transmitted bits. The main challenge lies in the inability to differentiate between an untriggered event and a packet loss occurrence. This paper proposes an event-triggered distributed estimation algorithm with quantized communication and quantized measurement, in which it introduces a one-bit information reconstruction method to deal with packet loss. The almost sure convergence and convergence rate of the proposed algorithm are established. Besides, it is demonstrated that the global average communication bit-rate decreases to zero over time. Moreover, the trade-off between communication rate and convergence rate is revealed, providing guidance for designing the communication rate required to achieve the algorithm’s convergence rate. A numerical example is supplied to validate the findings.

Place, publisher, year, edition, pages
Institute of Electrical and Electronics Engineers (IEEE), 2025
National Category
Control Engineering
Identifiers
urn:nbn:se:kth:diva-378922 (URN)10.1109/cdc57313.2025.11312920 (DOI)2-s2.0-105031897874 (Scopus ID)
Conference
64th IEEE Conference on Decision and Control, CDC 2025, Rio de Janeiro, Brazil, December 9-12, 2025
Note

Part of ISBN 979-8-3315-2627-6

QC 20260331

Available from: 2026-03-31 Created: 2026-03-31 Last updated: 2026-04-01Bibliographically approved
Han, T., Wang, Y. & Zhao, Y. (2025). Recursive projection-free identification with binary-valued observations. Systems & control letters (Print), 204, Article ID 106162.
Open this publication in new window or tab >>Recursive projection-free identification with binary-valued observations
2025 (English)In: Systems & control letters (Print), ISSN 0167-6911, E-ISSN 1872-7956, Vol. 204, article id 106162Article in journal (Refereed) Published
Abstract [en]

This paper is concerned with parameter identification problem for finite impulse response (FIR) systems with binary-valued observations under low computational complexity. Most of the existing algorithms under binary-valued observations rely on projection operators, which leads to a high computational complexity of much higher than On<sup>2</sup>. In response, this paper introduces a recursive projection-free identification algorithm that incorporates a specialized cut-off coefficient to fully utilize prior information, thereby eliminating the need for projection operators. The algorithm is proved to be mean square and almost surely convergent. Furthermore, to better leverage prior information, an adaptive accelerated coefficient is introduced, resulting in a mean square convergence rate of [Formula presented], which matches the convergence rate with accurate observations. Inspired by the structure of the Cramér–Rao lower bound, the algorithm can be extended to an information-matrix projection-free algorithm by designing adaptive weight coefficients. This extension is proved to be asymptotically efficient for first-order FIR systems, with simulations indicating similar results for high-order FIR systems. Finally, numerical examples are provided to demonstrate the main results.

Place, publisher, year, edition, pages
Elsevier BV, 2025
Keywords
Asymptotic efficiency, Binary-valued observations, Computational complexity, Projection-free identification
National Category
Control Engineering
Identifiers
urn:nbn:se:kth:diva-368660 (URN)10.1016/j.sysconle.2025.106162 (DOI)001518838600001 ()2-s2.0-105008540065 (Scopus ID)
Note

QC 20250821

Available from: 2025-08-21 Created: 2025-08-21 Last updated: 2026-04-01Bibliographically approved
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ORCID iD: ORCID iD iconorcid.org/0000-0002-0550-8204

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