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A mechanistic framework for evaluating the performance of asphalt pavements subjected to frost heave and thaw settlement
KTH, School of Architecture and the Built Environment (ABE), Civil and Architectural Engineering, Road and Railway Engineering. Trafikverket.ORCID iD: 0000-0002-4395-2541
2026 (English)Doctoral thesis, comprehensive summary (Other academic)
Sustainable development
SDG 9: Industry, innovation and infrastructure
Abstract [en]

Asphalt pavements are subjected to various forms of deterioration throughout their service life due to the combined effects of traffic loading and environmental conditions. In cold regions, the coexistence of subfreezing temperatures and a high moisture content promotes the formation of ice lenses in frost-susceptible soils that may be present in the subgrade layer. This phenomenon, known as frost heave, induces differential upward movement of the ground surface, leading to cracking and surface irregularities in pavements. During the subsequent thawing period, the melting of ice lenses leads to a significant reduction in the stiffness and stability of the underlying soil, thereby compromising the structural integrity of the pavement. This cycle of frost heave and thaw settlement contributes to progressive surface degradation, a phenomenon commonly observed in countries like Sweden, where long winters and moisture-saturated soils are prevalent.

The present thesis proposes a mechanistic framework to assess the performance of asphalt pavements under frost heave and thaw settlement. To achieve this, a thermomechanical frost heave–thaw settlement model is coupled with a thermodynamics-based asphalt damage model. In the frost heave–thaw settlement component, thermal and mechanical fields are coupled through a porosity evolution function, which implicitly accounts for water seepage during frost heave. Notably, the proposed model introduces a new approach in which the formation of ice lenses during frost heave and the excess water introduced into soil composite during the thawing phase are treated analogously to the healing and damage processes in continuum damage mechanics. 

The mechanical behavior of asphalt materials is modeled using a continuum constitutive framework capturing viscoelasticity, viscoplasticity, and material degradation. The formulation is developed in the context of finite strain theory and is grounded in thermodynamic principles governing irreversible processes. In this model, damage initiation and evolution are ascribed to the restored viscoelastic energy. 

The proposed framework is implemented and evaluated across study scenarios that include both uniform and non-uniform frost heave and thaw settlement. The scenarios comprise isolated freeze-thaw cycles and full-scale cases using measured climate data from the city of Kiruna in northern Sweden. The results show that the framework effectively captures the frost action within the soil by modeling the evolution of porosity, the distribution of ice and liquid water contents, and the associated ground surface deformations. In addition, it enables the analysis of the subsequent propagation of damage within the asphalt layer. The framework also serves as a valuable tool for assessing the effectiveness of various mitigation strategies aimed at alleviating the detrimental effects of annual ground surface deformations induced by frost heave and thaw settlement.

Abstract [sv]

Asfaltbeläggningar utsätts under sin livslängd för olika former av nedbrytningtill följd av den sammantagna påverkan från trafikbelastningoch miljöförhållanden. I kalla regioner främjar samtidig förekomst avtemperaturer under fryspunkten och hög fukthalt bildningen av islinser ifrostkänsliga jordar som kan förekomma i undergrunden. Detta fenomen,känt som tjällyftning, orsakar ojämn upplyftning av markytan, vilketleder till sprickbildning och ytojämnheter i beläggningar. Under denefterföljande töperioden medför smältning av islinser en avsevärd minskningav styvhet och stabilitet i den underliggande jorden, vilket försämrarbeläggningens bärförmåga. Denna cykel av tjällyftning och tösättningbidrar till successiv ytdegradering, ett vanligt förekommande problemi länder som Sverige där långa vintrar och fuktsaturerade jordar ärvanliga.

Föreliggande avhandling föreslår ett mekanistiskt ramverk för att bedömaasfaltbeläggningars prestanda under tjällyftning och tösättning. Fördetta kopplas en termomekanisk modell för tjällyftning–tösättning sammanmed en termodynamiskt baserad skademodell för asfalt. I delmodellenför tjällyftning–tösättning kopplas de termiska och mekaniskafälten via en funktion för porositetsutveckling som implicit beaktarvattengenomströmning under tjällyftning. Särskilt kan nämnas att denföreslagna modellen introducerar ett nytt angreppssätt där bildningenav islinser under tjällyftning och det överskottsvatten som tillförs jordmaterialetunder töfasen behandlas analogt med läknings- respektiveskadeprocesser inom kontinuumskademekanik.

Det mekaniska beteendet hos asfaltmaterial modelleras med ett kontinuummekaniskt konstitutivt ramverk som fångar viskoelasticitet, viskoplasticitetoch materialdegradering. Formuleringen utvecklas inom ramenför stora deformationer och vilar på termodynamiska principer för irreversiblaprocesser. I modellen kopplas initiering och utveckling av skadatill den återvunna viskoelastiska energin.

Ramverket implementeras och utvärderas i studiescenarier som omfattarbåde uniforma och icke-uniforma tjällyftningar och tösättningar. Scenariernainkluderar enstaka frys–töcykler samt fullskalefall baseradepå uppmätta klimatdata från Kiruna i norra Sverige. Resultaten visaratt ramverket effektivt fångar tjälprocesserna i jord genom att modelleraporositetsutveckling, fördelningen av is- och vattenhalter samttillhörande markdeformationer. Vidare möjliggörs analys av efterföljandeskadeutbredning i asfaltlagret. Ramverket utgör också ett värdefulltverktyg för att bedöma effektiviteten hos olika åtgärdsstrategier somsyftar till att mildra de skadliga effekterna av årliga markdeformationerorsakade av tjällyftning och tösättning.

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2026. , p. 95
Series
TRITA-ABE-DLT ; 2548
Keywords [en]
Asphalt pavements, Asphalt damage model, Frost heave, Thaw settlement.
Keywords [sv]
Asfaltbeläggningar, Skademodell för asfalt, Tjällyftning, Sättning vid upptining
National Category
Civil Engineering
Research subject
Civil and Architectural Engineering, Structural Engineering and Bridges
Identifiers
URN: urn:nbn:se:kth:diva-374330ISBN: 978-91-8106-503-9 (print)OAI: oai:DiVA.org:kth-374330DiVA, id: diva2:2022851
Public defence
2026-01-20, F3, Lindstedtsvägen 26, KTH Campus, Public video conference link [MISSING], Stockholm, 09:30 (English)
Opponent
Supervisors
Funder
Swedish Transport Administration, Grant No. TRV 2020/19896
Note

QC 20251218

Available from: 2025-12-18 Created: 2025-12-17 Last updated: 2026-01-16Bibliographically approved
List of papers
1. Thermo-mechanical simulation of frost heave in saturated soils
Open this publication in new window or tab >>Thermo-mechanical simulation of frost heave in saturated soils
2024 (English)In: Frontiers of Structural and Civil Engineering, ISSN 2095-2430, E-ISSN 2095-2449, Vol. 17, no 9, p. 1400-1412Article in journal (Refereed) Published
Abstract [en]

Roads are exposed to various degradation mechanisms during their lifetime. The pavement deterioration caused by the surrounding environment is particularly severe in winter when the humidity and subfreezing temperatures prevail. Frost heave-induced damage is one of the winter-related pavement deterioration. It occurs when the porewater in the soil is exposed to freezing temperatures. The study of frost heave requires conducting a multiphysics analysis, considering the thermal, mechanical, and hydraulic fields. This paper presents the use of a coupled thermo-mechanical approach to simulate frost heave in saturated soils. A function predicting porosity evolution is implemented to couple the thermal and mechanical field analyses. This function indirectly considers the effect of the water seepage inside the soil. Different frost heave scenarios with uniform and non-uniform boundary conditions are considered to demonstrate the capabilities of the method. The results of the simulations indicate that the thermo-mechanical model captures various processes involved in the frost heave phenomenon, such as water fusion, porosity variation, cryogenic suction force generation, and soil expansion. The characteristics and consequences of each process are determined and discussed separately. Furthermore, the results show that non-uniform thermal boundaries and presence of a culvert inside the soil result in uneven ground surface deformations.

Place, publisher, year, edition, pages
Higher Education Press Limited Company, 2024
Keywords
frost heave, multiphysics analysis, saturated soils, thermo-mechanical approach
National Category
Geotechnical Engineering and Engineering Geology Applied Mechanics
Identifiers
urn:nbn:se:kth:diva-366644 (URN)10.1007/s11709-023-0990-x (DOI)001103671800001 ()2-s2.0-85176765811 (Scopus ID)
Note

Not duplicate with DiVA 1712289

QC 20250709

Available from: 2025-07-09 Created: 2025-07-09 Last updated: 2025-12-17Bibliographically approved
2. Numerical analysis of frost heave-induced damage in asphalt pavements
Open this publication in new window or tab >>Numerical analysis of frost heave-induced damage in asphalt pavements
(English)Manuscript (preprint) (Other academic)
Abstract [en]

Deterioration caused by frost heave appears as cracks, localized upward deformations,or longitudinal waves on the surface of road pavements. A multiphysics modeling approach is required to predict the performance of pavement systems under frost heave-induced ground surface deformations. This involves coupling a frost heave model with a material model describing mechanistic behavior of asphalt materials. In the current study, a thermodynamics-based viscoelastic-viscoplastic damage model is introduced and calibrated for a specific asphalt mixture through conductinga series of experimental tests. The model attributes the initiation and evolution of damage to viscoelastic energy. Simulating the frost action inside soil, on the other hand, is performed by implementing a thermomechanical approach. In this method, water seepage during penetration of freezing temperatures within soil is accounted for by incorporating a porosity evolution function. The presented framework for capturing frost heave-induced damage in asphalt pavements is applied in a study scenario where a road passes over a culvert embedded in frost-susceptible soil. The results indicate that using the proposed approach provides an opportunity to simulate the frost action inside the soil, determine the ground surface deformations, and capture the subsequent damage in theasphalt layer. Additionally, it is shown that increasing thickness of pavement layers above frost-susceptible soil significantly reduces uneven frost heave and, consequently, the damage within the asphalt layer. The study also reveals that  degradation of asphalt pavements caused by frost heave progresses at a notably rapid pace.

Keywords
Asphalt pavements; Continuum damage mechanics; Frost heave-induced damage; Thermodynamics; FEM
National Category
Civil Engineering
Research subject
Civil and Architectural Engineering
Identifiers
urn:nbn:se:kth:diva-321678 (URN)
Funder
Swedish Transport Administration, TRV 2020/19896‎
Note

QC 20221129

Available from: 2022-11-21 Created: 2022-11-21 Last updated: 2025-12-18Bibliographically approved
3. Evaluation of the performance of asphalt pavements subjected to frost heave and thaw settlement: A mechanistic modeling approach
Open this publication in new window or tab >>Evaluation of the performance of asphalt pavements subjected to frost heave and thaw settlement: A mechanistic modeling approach
2025 (English)In: Transportation Engineering, E-ISSN 2666-691X, Vol. 22, article id 100392Article in journal (Refereed) Published
Abstract [en]

This study presents a mechanics-based framework for evaluating the performance of asphalt pavements subjected to annual ground surface deformations induced by frost heave and thaw settlement. Within this framework, a novel thaw settlement model is developed and coupled with a thermomechanical frost heave model to represent the heaving and subsequent thawing behavior of the soil beneath pavements. In the proposed thaw settlement model, excess water generated during the melting of ice lenses is introduced as a damage parameter within a continuum mechanics formulation, resulting in a reduction of material stiffness. The frost heave–thaw settlement model is further coupled with a thermodynamics-based asphalt damage model to capture the progressive degradation of asphalt layers. The capabilities of the proposed framework are demonstrated through two study scenarios: (i) uniform frost heave and thaw settlement occurring across the entire subgrade layer. (ii) non-uniform frost heave and thaw settlement localized within a specific region of the subgrade. The results show that the proposed framework not only captures damage in the asphalt layer but also predicts temperature distributions, ice formation, and water content during freeze–thaw cycles. Furthermore, the analysis reveals that uniform heaving and settlement cause relatively minor asphalt damage but lead to surface unevenness, whereas non-uniform frost heave and settlement result in both surface irregularities and severe damage to the asphalt layer.

Place, publisher, year, edition, pages
Elsevier BV, 2025
Keywords
Asphalt damage model, Asphalt pavements, Frost heave, Pavement degradation, Thaw settlement
National Category
Geotechnical Engineering and Engineering Geology Infrastructure Engineering
Identifiers
urn:nbn:se:kth:diva-372032 (URN)10.1016/j.treng.2025.100392 (DOI)2-s2.0-105017722367 (Scopus ID)
Note

QC 20251105

Available from: 2025-11-05 Created: 2025-11-05 Last updated: 2025-12-17Bibliographically approved
4. Impact of Frost Heaveand Thaw Settlement on Asphalt Pavements in the Subarctic Climate ofKiruna, Sweden: Analysis of the Performance and Mitigation Strategies
Open this publication in new window or tab >>Impact of Frost Heaveand Thaw Settlement on Asphalt Pavements in the Subarctic Climate ofKiruna, Sweden: Analysis of the Performance and Mitigation Strategies
(English)Manuscript (preprint) (Other academic)
Abstract [en]

This study investigates the structural response of an asphalt pavement constructed on frost-susceptible subgrade when subjected to the climatic conditions of Kiruna, northern Sweden. A mechanistic analysis framework is employed to assess the effectiveness of two different mitigation strategies aimed at reducing frost heave and thaw settlement-induced damage. The first strategy adopts a passive approach through the use of a polymer-modified asphalt mixture, which do not impede the penetration of freezing front but enhance the mechanical resilience of the asphalt layer. The second strategy represents an active mitigation measure, involving increased subbase thickness to reduce the downward propagation of freezing temperatures into the frost-susceptible soil. The results show that polymer modification of the asphalt mixture significantly improve the load bearing and deformation resistance properties of the asphalt layer, leading to a 20% reduction in frost heave-induced damage and about 25% reduction in thaw settlement-induced degradation. The results also reveal that, although increasing the thickness of the layers above the subgrade effectively limits frost penetration, insufficient lateral extent of these layers can amplify differential heave, ultimately exacerbating surface distress. In contrast, simultaneous increases in both the thickness and width of the protective layers substantially enhance performance, resulting in approximately 60% less frost heave damage and 50\% less thaw settlement-induced deterioration. These findings underscore the essential role of a comprehensive mechanistic framework in reliably evaluating the effectiveness of different mitigation measures against frost heave and thaw settlement in cold-region pavements.

Keywords
Frost heave, Thaw settlement, Mechanistic pavement analysis, Cold-region pavement design.
National Category
Civil Engineering
Research subject
Civil and Architectural Engineering
Identifiers
urn:nbn:se:kth:diva-374329 (URN)
Funder
Swedish Transport Administration, TRV 2020/19896
Note

QC 20251218

Available from: 2025-12-17 Created: 2025-12-17 Last updated: 2025-12-18Bibliographically approved

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