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Feedforward Neural Network-based EVM Estimation: Impairment Tolerance in Coherent Optical Systems
KTH, Skolan för teknikvetenskap (SCI), Tillämpad fysik, Fotonik. RISE Research Institutes of Sweden, Kista, Sweden.ORCID-id: 0000-0001-5783-8996
RISE Research Institutes of Sweden, Kista, Sweden.ORCID-id: 0000-0003-4906-1704
RISE Research Institutes of Sweden, Kista, Sweden.ORCID-id: 0000-0003-3754-0265
Electrical Engineering Department, Chalmers University of Technology, Gothenburg, Sweden.ORCID-id: 0000-0001-7501-5547
Vise andre og tillknytning
2022 (engelsk)Inngår i: IEEE Journal of Selected Topics in Quantum Electronics, ISSN 1077-260X, E-ISSN 1558-4542, Vol. 28, nr 4, artikkel-id 6000410Artikkel i tidsskrift (Fagfellevurdert) Published
Abstract [en]

Error vector magnitude (EVM) is commonly used for evaluating the quality of m-ary quadrature amplitude modulation (mQAM) signals. Recently proposed deep learning techniques for EVM estimation extend the functionality of conventional optical performance monitoring (OPM). In this article, we evaluate the tolerance of our developed EVM estimation scheme against various impairments in coherent optical systems. In particular, we analyze the signal quality monitoring capabilities in the presence of residual in-phase/quadrature (IQ) imbalance, fiber nonlinearity, and laser phase noise. We use feedforward neural networks (FFNNs) to extract the EVM information from amplitude histograms of 100 symbols per IQ cluster signal sequence captured before carrier phase recovery. We perform simulations of the considered impairments, along with an experimental investigation of the impact of laser phase noise. To investigate the tolerance of the EVM estimation scheme to each impairment type, we compare the accuracy for three training methods: 1) training without impairment, 2) training one model for all impairments, and 3) training an independent model for each impairment. Results indicate a good generalization of the proposed EVM estimation scheme, thus providing a valuable reference for developing next-generation intelligent OPM systems.

sted, utgiver, år, opplag, sider
Institute of Electrical and Electronics Engineers (IEEE) , 2022. Vol. 28, nr 4, artikkel-id 6000410
HSV kategori
Identifikatorer
URN: urn:nbn:se:kth:diva-313075DOI: 10.1109/JSTQE.2022.3177004ISI: 000809759000001Scopus ID: 2-s2.0-85130826782OAI: oai:DiVA.org:kth-313075DiVA, id: diva2:1661675
Merknad

QC 20251218

Tilgjengelig fra: 2022-05-30 Laget: 2022-05-30 Sist oppdatert: 2025-12-18bibliografisk kontrollert
Inngår i avhandling
1. Optical Performance Monitoring in Digital Coherent Communications: Intelligent Error Vector Magnitude Estimation
Åpne denne publikasjonen i ny fane eller vindu >>Optical Performance Monitoring in Digital Coherent Communications: Intelligent Error Vector Magnitude Estimation
2022 (engelsk)Doktoravhandling, med artikler (Annet vitenskapelig)
Abstract [en]

The rapid development of data-driven techniques brings us new applications, such asfifth-generation new radio (5G NR), high-definition video, Internet of things (IoT),etc., which has greatly facilitated our daily lives. Optical networks as one fundamen-tal infrastructure are evolving to simultaneously support these high dimensional dataservices, with a feature of flexible, dynamic, and heterogeneous. Optical performancemonitoring (OPM) is a key enabler to guarantee reliable network management andmaintenance, which improving network controllability and resource efficiency. Accu-rately telemetry key performance indicators (KPIs) such as bit error rate (BER) canextend monitoring functionality and secure network management. However, retrievingthe BER level metric is time-consuming and inconvenient for OPM. Low-complexityOPM strategies are highly desired for ubiquitous departments at optical network nodes.This thesis investigates machine learning (ML) based intelligent error vector mag-nitude (EVM) estimation schemes in digital coherent communications, where EVMis widely used as an alternative BER metric for multilevel modulated signals. Wepropose a prototype of EVM estimation, which enables monitoring signal quality froma short observation period. Three alternative ML algorithms are explored to facilitatethe implementation of this prototype, namely convolutional neural networks (CNNs),feedforward neural networks (FFNNs), and linear regression (LR). We show that CNNconjunction with graphical signal representations, i.e., constellation diagrams and am-plitude histograms (AHs), can achieve decent EVM estimation accuracy for signalsbefore and after carrier phase recovery (CPR), which outperforms the conventionalEVM calculation. Moreover, we show that an FFNN-based scheme can reduce poten-tial energy and keep the estimation accuracy by directly operating with AH vectors.Furthermore, the estimation capability is thoroughly studied when the system hasdifferent impairments. Lastly, we demonstrate that a simple LR-designed model canperform as well as FFNN when the information on modulation formats is known. SuchLR-based can be easily implemented with modulation formats identification modulein OPM, providing accurate signal quality information.

sted, utgiver, år, opplag, sider
Stockholm: KTH Royal Institute of Technology, 2022
Serie
TRITA-SCI-FOU ; 2022:34
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Identifikatorer
urn:nbn:se:kth:diva-313688 (URN)978-91-8040-287-3 (ISBN)
Disputas
2022-09-05, https://kth-se.zoom.us/j/65316551055, FB42, Roslagstullsbacken 21, Stockholm, 13:00 (engelsk)
Opponent
Veileder
Tilgjengelig fra: 2022-06-15 Laget: 2022-06-09 Sist oppdatert: 2022-10-04bibliografisk kontrollert

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Fan, YuchuanPang, XiaodanUdalcovs, AleksejsNatalino, CarlosZhang, LuSchatz, RichardFurdek, MarijaPopov, SergeiOzolins, Oskars

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Fan, YuchuanPang, XiaodanUdalcovs, AleksejsNatalino, CarlosZhang, LuBobrovs, VjaceslavsSchatz, RichardYu, XianbinFurdek, MarijaPopov, SergeiOzolins, Oskars
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