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Decision Tree Insights Analytics (DTIA): An Explainable AI Framework for Severe Accident Analysis
KTH, Skolan för teknikvetenskap (SCI), Fysik, Kärnvetenskap och kärnteknik.
2025 (Engelska)Doktorsavhandling, sammanläggning (Övrigt vetenskapligt)
Abstract [en]

In nuclear reactor safety analysis, we label an accident as severe once a partial core meltdown and material relocation begin. Researchers use simulation tools such as ANSYS and MELCOR to study these events safely, producing vast and complex datasets. In this work, we applied machine learning explainability and interpretability to extract insights from severe accident simulations for the Nordic boiling water reactor (BWR) through five iterative studies. First, we examined the explainability of the decision tree classification algorithm to distinguish between accident types using time-wise pressure vessel external temperature. Second, we generalised the model to create a more statistically robust and generic framework, introducing the open-source Decision Tree Insights Analytics (DTIA) framework (https://github.com/KHossny/DTIA), which combines explainability, interpretability, and statistical robustness. Third, we applied DTIA to high-dimensional MELCOR COR package data for a station blackout combined with a loss-of-coolant accident (SBO + LOCA) in a Nordic BWR, revealing new findings. Fourth, we used DTIA to compare structural variables of the reactor pressure vessel lower head under SBO and SBO + LOCA conditions. Finally, we coupled DTIA with K-Means clustering to address its need for labelled data, uncovering previously overlooked events such as canister melting. We concluded that the patterns identified by machine learning in mapping inputs to outputs can uncover insights that were previously overlooked, particularly in high-dimensional and complex datasets.

Abstract [sv]

Inom analysen av kärnreaktorsäkerhet betecknar vi en olycka som allvarlig när en partiell härdsmälta och materialomplacering inleds. Forskare använder simuleringsverktyg som ANSYS och MELCOR för att studera dessa händelser på ett säkert sätt, vilket genererar stora och komplexa datamängder. I detta arbete tillämpade vi maskininlärningens förklarbarhet och tolkbarhet för att utvinna insikter från simuleringar av allvarliga olyckor för den nordiska kokvattenreaktorn (BWR) genom fem iterativa studier. För det första undersökte vi förklarbarheten hos beslutsträdsklassificeringsalgoritmen för att skilja mellan olyckstyper baserat på tidsberoende yttre temperatur på reaktortanken. För det andra generaliserade vi modellen för att skapa ett mer statistiskt robust och generiskt ramverk och introducerade det öppna ramverket Decision Tree Insights (https://github.com/KHossny/DTIA), som Analytics (DTIA) kombinerar förklarbarhet, tolkbarhet och statistisk robusthet. För det tredje tillämpade vi DTIA på högdimensionella data från MELCOR:s COR-paket för ett totalt strömavbrott kombinerat med ett kylvätskeförlustscenario (SBO + LOCA) i en nordisk BWR, vilket avslöjade nya fynd. För det fjärde använde vi DTIA för att jämföra strukturella variabler i reaktortankens nedre del under SBO- och SBO + LOCAförhållanden. Slutligen kopplade vi DTIA till K-Means-klustring för att hantera behovet av märkta data, vilket avslöjade tidigare förbisedda händelser som smältning av kapseln. Vi drog slutsatsen att de mönster som identifieras av maskininlärning vid koppling mellan indata och utdata kan avslöja insikter som tidigare förbises, särskilt i högdimensionella och komplexa datamängder.

Ort, förlag, år, upplaga, sidor
Stockholm: KTH Royal Institute of Technology, 2025. , s. 111
Serie
TRITA-SCI-FOU ; 2025:78
Nyckelord [en]
Explainable AI, Decision Tree Insights Analytics (DTIA), Nuclear Severe Accidents Analysis, Decision Tree Classification, Reactor Pressure Vessel Failure.
Nyckelord [sv]
Förklarbar AI, Decision Tree Insights Analytics (DTIA), Analys av allvarliga kärnkraftsolyckor, Beslutsträdsklassificering, Haveri av reaktortryckkärl.
Nationell ämneskategori
Annan teknik
Forskningsämne
Energiteknik; Fysik, Kärnenergiteknik
Identifikatorer
URN: urn:nbn:se:kth:diva-374074ISBN: 978-91-8106-509-1 (tryckt)OAI: oai:DiVA.org:kth-374074DiVA, id: diva2:2021171
Disputation
2026-01-16, FB51, Roslagstullsbacken 21, AlbaNova University Centrum, 114 21, Stockholm, Sweden., Stockholm, 10:00 (Engelska)
Opponent
Handledare
Forskningsfinansiär
Strålsäkerhetsmyndigheten
Anmärkning

QC 2025-12-12

Tillgänglig från: 2025-12-12 Skapad: 2025-12-12 Senast uppdaterad: 2025-12-12Bibliografiskt granskad
Delarbeten
1. Distinctive physical insights driven from machine learning modelling of nuclear power plant severe accident scenario propagation
Öppna denna publikation i ny flik eller fönster >>Distinctive physical insights driven from machine learning modelling of nuclear power plant severe accident scenario propagation
2023 (Engelska)Ingår i: Scientific Reports, E-ISSN 2045-2322, Vol. 13, nr 1, artikel-id 930Artikel i tidskrift (Refereegranskat) Published
Abstract [en]

The severe accident scenario propagation studies of nuclear power plants (NPPs) have been one of the most critical factors in deploying nuclear power for decades. During an NPP accident, the accident scenario can change during its propagation from the initiating event to a series of accident sub-scenarios. Hence, having time-wise updated information about the current type of accident sub-scenario can help plant operators mitigate the accident propagation and underlying consequences. In this work, we demonstrate the capability of machine learning (Decision Tree) to help researchers and design engineers in finding distinctive physical insights between four different types of accident scenarios based on the pressure vessel's maximum external surface temperature at a particular time. Although the four accidents we included in this study are considered some of the most extensively studied NPPs accident scenarios for decades, our findings shows that decision tree classification could define remarkable distinct differences between them with reliable statistical confidence.

Ort, förlag, år, upplaga, sidor
Springer Nature, 2023
Nationell ämneskategori
Energisystem
Identifikatorer
urn:nbn:se:kth:diva-330064 (URN)10.1038/s41598-023-28205-y (DOI)001001592100050 ()36650268 (PubMedID)2-s2.0-85146411271 (Scopus ID)
Anmärkning

QC 20230626

Tillgänglig från: 2023-06-26 Skapad: 2023-06-26 Senast uppdaterad: 2025-12-12Bibliografiskt granskad
2. Decision tree insights analytics (DTIA) tool: an analytic framework to identify insights from large data records across fields of science
Öppna denna publikation i ny flik eller fönster >>Decision tree insights analytics (DTIA) tool: an analytic framework to identify insights from large data records across fields of science
Visa övriga...
2024 (Engelska)Ingår i: Machine Learning: Science and Technology, E-ISSN 2632-2153, Vol. 5, nr 4, artikel-id 045004Artikel i tidskrift (Refereegranskat) Published
Abstract [en]

Supervised machine learning (SML) techniques have been developed since the 1960s. Most of their applications were oriented towards developing models capable of predicting numerical values or categorical output based on a set of input variables (input features). Recently, SML models' interpretability and explainability were extensively studied to have confidence in the models' decisions. In this work, we propose a new deployment method named Decision Tree Insights Analytics (DTIA) that shifts the purpose of using decision tree classification from having a model capable of differentiating the different categorical outputs based on the input features to systematically finding the associations between inputs and outputs. DTIA can reveal interesting areas in the feature space, leading to the development of research questions and the discovery of new associations that might have been overlooked earlier. We applied the method to three case studies: (1) nuclear reactor accident propagation, (2) single-cell RNA sequencing of Niemann-Pick disease type C1 in mice, and (3) bulk RNA sequencing for breast cancer staging in humans. The developed method provided insights into the first two. On the other hand, it showed some of the method's limitations in the third case study. Finally, we presented how the DTIA's insights are more agreeable with the abstract information gain calculations and provide more in-depth information that can help derive more profound physical meaning compared to the random forest's feature importance attribute and K-means clustering for feature ranking.

Ort, förlag, år, upplaga, sidor
IOP Publishing, 2024
Nyckelord
decision trees, machine learning interpretability and explainability, nuclear reactor safety, RNA sequencing, Niemann-Pick type C1 (NPC), random forest feature importance, exploratory data analysis
Nationell ämneskategori
Data- och informationsvetenskap
Identifikatorer
urn:nbn:se:kth:diva-355198 (URN)10.1088/2632-2153/ad7f23 (DOI)001327892500001 ()2-s2.0-85209642339 (Scopus ID)
Anmärkning

QC 20241023

Tillgänglig från: 2024-10-23 Skapad: 2024-10-23 Senast uppdaterad: 2025-12-12Bibliografiskt granskad
3. Nuclear Reactor Core Relocation during Severe Accident Analysis using Decision Tree Insights Analytics (DTIA)
Öppna denna publikation i ny flik eller fönster >>Nuclear Reactor Core Relocation during Severe Accident Analysis using Decision Tree Insights Analytics (DTIA)
(Engelska)Manuskript (preprint) (Övrigt vetenskapligt)
Abstract [en]

Nuclear reactor core degradation and relocation happen when the reactor core starts melting and falling into the reactor pressure vessel's lower head during a severe accident. This process encompasses numerous intertwining complex physical phenomena. Researchers and design engineers use integrated severe accident analysis tools such as MELCOR to simulate the core degradation process. However, integrated simulation codes produce tens if not hundreds of thousands of results. Analysing these high-dimensional results is challenging. Currently, these results are being analysed subjectively according to the user. In this work, we present a method for objectifying the analysis of high-dimensional data using explainable machine learning, as represented in our developed tool, the decision tree insights analytics (DTIA) framework. DTIA leverages machine-learning interpretability and explainability to extract insights that correlate input parameters with categorical outputs. We applied DTIA to time-series data for a severe accident in a Nordic boiling-water reactor. DTIA highlighted the different COR variables that are highly associated with different time windows. Analysing these variables led to a more in-depth understanding of the core relocation and degradation. It also suggested some hypothesis that needs confirmation or rejection. Finally, it left some open questions that need further investigation. In summary, DTIA objectively identified correlated variables of high interest and provided insights that were overlooked in previous analyses in the literature. This work presents a step towards objectifying the core analysis of relocation and degradation. However, interpreting the variable insights extracted from DTIA remains subjective, according to the subject-matter expert. 

Nationell ämneskategori
Annan teknik
Forskningsämne
Energiteknik
Identifikatorer
urn:nbn:se:kth:diva-374025 (URN)
Forskningsfinansiär
Strålsäkerhetsmyndigheten
Anmärkning

QC 20251214

Tillgänglig från: 2025-12-12 Skapad: 2025-12-12 Senast uppdaterad: 2025-12-14Bibliografiskt granskad
4. Objective Segmentation of Nuclear Reactor Pressure Vessel Structural Analysis Variables using Decision Tree Insights Analytics (DTIA)
Öppna denna publikation i ny flik eller fönster >>Objective Segmentation of Nuclear Reactor Pressure Vessel Structural Analysis Variables using Decision Tree Insights Analytics (DTIA)
(Engelska)Manuskript (preprint) (Övrigt vetenskapligt)
Abstract [en]

Nuclear reactor severe accident (SA) progression modelling, computation and simulations are essential for developing severe accident management strategies. Properly developing severe accident management strategies will reduce the risk of radioactive release to the environment. The reactor pressure vessel is the last physical barrier before the core melt leaks into the cavity and containment building. That being said, identifying the mode, timing, and in-depth details of reactor pressure vessel failure under different accident scenarios is essential. Finite element modelling (FEM) is considered the gold standard in structural analysis. However, FEM in general has two main challenges: 1) the huge amount of data associated with the detailed nodal solutions, and 2) the subjectivity in the dependence on visual assessment of different structure variables in comparative studies. Hence, most studies cover the structural analysis globally, by analysing and reporting the significant key variables such as temperatures, stresses and strains. In this work, we tackle those challenges using machine learning interpretability and explainability, leveraging the Decision Tree Insights Analytics (DTIA) tool. DTIA compared the structural analysis variables at the time of RPV failure in station blackout (SBO) and SBO in the presence of a loss of coolant accident (SBO+LOCA). Results lead to the segmentation of the RPV section, highlighting the similarities and differences in the structural variables for the two considered SAs. The results revealed some previously overlooked aspects, including the tensile and compressive behaviour of the reactor pressure vessel’s lower head during various accidents and its effect on the failure time and buckling state before failure.  Finally, the method presented in this article is transferable to perform a comparative study for any comparative structural analysis study.

Nationell ämneskategori
Annan teknik
Forskningsämne
Energiteknik
Identifikatorer
urn:nbn:se:kth:diva-374024 (URN)
Forskningsfinansiär
Strålsäkerhetsmyndigheten
Anmärkning

QC 20251214

Tillgänglig från: 2025-12-12 Skapad: 2025-12-12 Senast uppdaterad: 2025-12-14Bibliografiskt granskad
5. Towards Objectivity in Nuclear Severe Accidents Analysis via K-Means Clustering and Decision Tree Insights Analytics (DTIA) Framework
Öppna denna publikation i ny flik eller fönster >>Towards Objectivity in Nuclear Severe Accidents Analysis via K-Means Clustering and Decision Tree Insights Analytics (DTIA) Framework
2025 (Engelska)Konferensbidrag, Publicerat paper (Refereegranskat)
Abstract [en]

Due to the complexity of nuclear reactor systems, analysing the high-dimensional data from severe accident (SA) computational tools can be challenging. Although global analysis of SA propagation is standardised to some extent based on regulatory requirements, the detailed analysis remains subjective. This work proposes a framework based on machine learning interpretability and explainability techniques for high-dimensional data analytics. The framework utilises K-means clustering, complemented by a decision tree insights analytics (DTIA) tool, for detailed time-wise analysis of severe accident progression. K-means clustering proposes time windows during which significant events occur, eliminating the subjectivity of the researcher or design engineer. Then, DTIA associates the different parameters with the prespecified time windows. These parameters are then projected into the physical knowledge domain, providing an objective, in-depth understanding of SA propagation.  

Ort, förlag, år, upplaga, sidor
Société française d’énergie nucléaire, 2025
Nyckelord
K-Means, DTIA, Severe Accidents, Interpretable Machine Learning.
Nationell ämneskategori
Annan teknik
Forskningsämne
Energiteknik
Identifikatorer
urn:nbn:se:kth:diva-374022 (URN)
Konferens
ICAPP 2025 International Congress on Advances in Nuclear Power Plants, ANTIPOLIS - Palais des Congrès d'Antibes, France, Sep 17-19, 2025
Forskningsfinansiär
Strålsäkerhetsmyndigheten
Anmärkning

QC 20251215

Tillgänglig från: 2025-12-12 Skapad: 2025-12-12 Senast uppdaterad: 2025-12-15Bibliografiskt granskad

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