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Deterring the dauntless—appraising the effects of naval deterrence against the Somali piracy
KTH. Swedish National Defence University (FHS), Sweden.
2018 (English)In: WMU Journal of Maritime Affairs (JoMA), ISSN 1651-436X, E-ISSN 1654-1642, Vol. 17, no 1, p. 31-48Article in journal (Refereed) Published
Abstract [en]

This article considers whether the Somali pirates were deterred by the naval task forces between the years 2009 and 2013. By disaggregating data and using previously unpublished records regarding the naval operations, two areas of operations are identified as potential periods of deterrence. The article uses a model of asymmetric deterrence to study the outcomes and equilibria of the navy-pirate interaction. It is found that the naval operations eventually did deter the Somali pirates in the Gulf of Aden, but that this objective was not met in the Somali Basin. It is concluded that the operational focus on the Gulf of Aden coupled with the fact that the area is relatively smaller than the Somali Basin enabled the naval credibility, thus effectively denying the pirates access to the sea. Conversely, limited attention by the naval units and the long Somali southern coast with its open waters impeded naval control in the Somali Basin. In connection to these findings some conclusions regarding naval deterrence are discussed.

Place, publisher, year, edition, pages
Springer, 2018. Vol. 17, no 1, p. 31-48
Keywords [en]
Deterrence, Naval operation, Piracy, Somalia
National Category
Other Social Sciences not elsewhere specified
Identifiers
URN: urn:nbn:se:kth:diva-224819DOI: 10.1007/s13437-017-0132-1ISI: 000427435800003Scopus ID: 2-s2.0-85043679096OAI: oai:DiVA.org:kth-224819DiVA, id: diva2:1193249
Note

QC 20180326

Available from: 2018-03-26 Created: 2018-03-26 Last updated: 2024-03-18Bibliographically approved
In thesis
1. In Search of Lost Deterrence – Two essays on deterrence and the models employed to study the phenomenon
Open this publication in new window or tab >>In Search of Lost Deterrence – Two essays on deterrence and the models employed to study the phenomenon
2019 (English)Licentiate thesis, comprehensive summary (Other academic)
Abstract [en]

To deter is central for strategic thinking. Some of the more astute observations regarding the dynamics of deterrence were made during the Cold War by game theorists. This set the stage for how deterrence has come to be studied. A strong methodological element like the research on deterrence’s reliance on game theory requires examination in order to understand what sort of knowledge it actually yields. What sort of knowledge does one acquire when deterrence is viewed through game theoretic models? How do they inform us about the phenomenon of deterrence? To understand the nature of a phenomenon through models requires idealization, which in turn presupposes assumptions. This licentiate thesis investigates the type of knowledge we attain when approaching deterrence from a game theoretic perspective. The two articles presented address two separate but related issues. The first article reviews a debate regarding which deterrence model best capture the phenomena of deterrence, i.e. how models can be compared to one and other. The article presents a framework for comparing models and then appraises how these different deterrence models inform us about deterrence. The second article uses one of the more central deterrence models in order to evaluate how and to what extent the naval operation Atalanta managed to deter the Somali piracy.

Place, publisher, year, edition, pages
Stockholm: Kungliga Tekniska högskolan, 2019. p. 34
Series
TRITA-ABE-DLT ; 1845
Keywords
Deterrence, Game Theory, Philosophy
National Category
Philosophy
Research subject
Philosophy
Identifiers
urn:nbn:se:kth:diva-240090 (URN)978-91-7873-069-8 (ISBN)
Presentation
2019-03-12, Mötesrummet 1414 på Teknikringen 74D plan 4, Stockholm, 13:00 (English)
Opponent
Supervisors
Note

QC 20190201

Available from: 2019-02-01 Created: 2018-12-11 Last updated: 2022-06-26Bibliographically approved
2. Deterrence Games for the 21st Century: Representation, Theory and Evidence
Open this publication in new window or tab >>Deterrence Games for the 21st Century: Representation, Theory and Evidence
2022 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Deterrence is the backbone of military strategy. Dissuading an opponent from taking a specific action by threat of violence is the definition of deterrence. From the outset of the Cold War there has been a strong link between the study of deterrence and game theoretic analysis. There are compelling epistemic reasons for studying deterrence as a game. By doing so, the strategic interaction between actors is placed at the centre of the analysis, mapping the possible outcomes and revealing the strategies available to the actors. Discussions about various models’ appropriateness and model comparison therefore play a central role in deterrence research; from underlying assumptions and deterrence representation to theory and evidence. This dissertation treats aspects of all of these topics. Article I, “Prospects of Deterrence – Deterrence Theory – Representation and Evidence”, analyses the relationship between model and theory and what happens to a deterrence theory when the rationality assumption is switched to a prospect theoretical utility function. Article II, “A Misfit Model – Bounded Rationality and Deterrence Representation”, defends and remodels Schelling’s idea of irrational threats for effective deterrence. Article III, “Comparable Deterrence – Target, Criteria and Purpose”, treats the issue of how one can compare game theoretic models with one another and proposes a meta-model for how this can be done. Article IV, “Deterring the Dauntless – Appraising the Effects of Naval Deterrence against the Somali Piracy”, estimates whether and to what extent Somali piracy was deterred by the naval intervention.

Abstract [sv]

Avskräckning är ryggraden i militär strategi. Att avhålla en motståndare från engiven handling med hot om våld är definitionen av avskräckning. Redan frånkalla krigets början har det funnits en stark forskningstradition av att studeraavskräckning med hjälp av spelteori. Det finns också goda epistemiska skäl föratt studera avskräckning som spel. Genom att placera det strategiska samspelet icentrum av analysen, möjliga utfall åskådliggörs och spelarnas möjliga strategierblir synbara. Vetenskapliga diskussioner om olika vetenskapliga modellers lämplighetoch modelljämförelse spelar därför en viktig roll i forsningomavskräckning:från underliggande antaganden och representation av avskräckning till teori ochevidens. Artikel I analyserar mellan modell och teori samt vad som händer närrationalitetsantagandet byts ut mot ett prospektteoretiskt antagande. ArtikelII försvarar och ommodellerar Schellings idé om irrationella hot för effektiv avskräckning.Artikel III avhandlar hur olika avskräckningsmodeller kan jämförasmed varandra och föreslår en metamodell. Artikel IV skattar om och i vilkenutsträckning de somaliska piraterna blev avskräckta av de marina operationerna.137

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2022. p. 45
Series
TRITA-ABE-DLT ; 2147
Keywords
Deterrence Theory, Game Theory, Theory of Science
National Category
Philosophy
Research subject
Philosophy
Identifiers
urn:nbn:se:kth:diva-310128 (URN)978-91-8040-101-2 (ISBN)
Public defence
2022-05-17, F3, Lindstedtsvägen 26, Videolänk https://kth-se.zoom.us/j/67966254272, Stockholm, 15:00 (English)
Opponent
Supervisors
Projects
Försvarshögskolan, Krigsvetenskap
Note

QC220422

Available from: 2022-04-22 Created: 2022-03-22 Last updated: 2023-10-12Bibliographically approved

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