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Ab initio and phenomenological modeling of materials related to CVD hard coatings
KTH, School of Industrial Engineering and Management (ITM), Materials Science and Engineering, Structures.ORCID iD: 0000-0002-0419-3546
2021 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

This thesis describes the work based on two different tools in computational materials science: a first-principles approach, namely that of density functional theory, and the CALPHAD approach.

These two methods were used in this work to calculate properties of materials related to hard coatings, in particular coatings produced with chemical vapor deposition for the purpose of wear protection in cutting tools. Several parts of the work is also, in many aspects, of a general character. In a few cases, the material investigations were performed on simpler demonstration systems, with the intention of further application on more involved material systems.

A variety of different methods and specific applications are included in this thesis. The reaction-diffusion in Ni-base superalloys deposited by vapor deposition methods was simulated with a continuum approach with CALPHAD thermodynamic and kinetic data. CALPHAD models were also used to predict the stable phases for TiN deposition on a CoCrFeNi substrate. Surfaces and segregation energies were investigated in a random alloy, pseudobinary (Al,Ti)N system. This system was also the subject of calculations of formation energies of structural vacancies, and the configurational dependence of these properties was investigated.

Further, surface free energies including all relevant thermal excitations were calculated for TiN(001) and several W surfaces in a newly developed methodology including machine-learning interatomic potentials. For W, the temperature dependence of the surface anisotropy was obtained, which was shown to be decreasing with temperature, with a surface free energy approaching experimental values at the melting temperature.

Abstract [sv]

Denna avhandling behandlar två olika typer av modellering: modellering från första principer och modellering baserat på CALPHAD-metoden. Dessa två metoder utgör två helt olika tillvägagångssätt i modelleringen av material. För modellering från första principer används täthetsfunktionalteori (eng. förk. DFT), som behandlar elektrondensiteten och baserat på kvantmekanik förutsäger materials egenskaper. CALPHAD är en metod där varje fas i ett materialsystem beskrivs av en termodynamisk tillståndsfunktion som anpassats utifrån en termodynamisk utvärdering där många typer av experimentella data samlas in (och även data från första princip-beräkningar). Generellt modelleras material på en större skala i CALPHAD än med DFT, och CALPHAD-modellerna kopplas ofta till modeller som kan simulera längre längd- och tidsskalor. Första princip-modellering å andra sidan, ger detaljerad insikt i elektronstruktur och atomernas ordnande och rörelser. Denna modellering baseras idealt inte på någon empirisk data alls, utan helt på fysikens grundläggande lagar.Modelleringen i denna avhandling handlar främst om att förbättra förståelsen för de material som beläggs med kemisk ångdeponering (eng. förk. CVD), och i någon mån även beläggningsprocesserna i sig, även om de är mycket komplicerade. Detta inkluderar både modellering av ytor, men också modellering av bulk och gränsskikt. Ur ett makroskopiskt perspektiv är så kallade ytbeläggninar relaterad med ytegenskaper, men många beläggningar för skärande bearbetning är flera mikrometer tjocka, vilket ur ett atomistiskt perspektiv är detsamma som bulken. Det är endast de yttersta nanometrarna som påverkas nämnvärt av en yta.Därför krävs också modellering på flera olika skalor. Vid första princip-beräkningar kan numera, i normala fall, omkring 500 atomer tas med i beräkningen. Det innebär på sin höjd omkring 2–3 nm tjocklek. För att nå större storleksordningar måste andra tekniker användas med lägre precision och vilka kan vara svåra att konstruera, eller som redan nämnts, så kan till exempel CALPHAD användas.I detta arbete har i stort följande områden undersökts: Simuleringav diffusion i en Ni-baslegering under en beläggningsprocess; vakansbildningsenergier, ytenergier och segregeringsenergier i oordnad (Al,Ti)N samt adsorptions- och gränskiktsberäkningar för samma ämne; temperaturberoende för ytenergier hos TiN(001) och olika W-ytor; termodynamiska beräkningar för TiN-beläggning på ett CoCrFeNi-substrat.

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2021. , p. 143
Series
TRITA-ITM-AVL ; 2021:49
National Category
Materials Engineering
Research subject
Materials Science and Engineering
Identifiers
URN: urn:nbn:se:kth:diva-304908ISBN: 978-91-8040-083-1 (print)OAI: oai:DiVA.org:kth-304908DiVA, id: diva2:1612496
Public defence
2021-12-10, https://kth-se.zoom.us/webinar/register/WN_m8E2IEFBQHOBYWNwv8NfbA, Stockholm, 10:00 (English)
Opponent
Supervisors
Funder
Swedish Foundation for Strategic Research , RMA15-0048Available from: 2021-11-18 Created: 2021-11-18 Last updated: 2022-06-25Bibliographically approved
List of papers
1. Simulation of reaction-diffusion between substrate and coating during vapor deposition processes
Open this publication in new window or tab >>Simulation of reaction-diffusion between substrate and coating during vapor deposition processes
2019 (English)In: Calphad, ISSN 0364-5916, E-ISSN 1873-2984, Vol. 64, p. 278-283Article in journal (Refereed) Published
Abstract [en]

This work presents simulations of the solid state diffusion and reactions during deposition processes. Two cases are studied where the diffusion in and between coating and substrate is simulated. The processes simulated are in one case directed vapor deposition of Al and Ni on a precoated nickel-base superalloy, and in the other case chemical vapor deposition aluminization of a nickel-base superalloy. The simulations result in composition and phase-fraction profiles, which are presented and compared with experimental composition profiles. The simulation results are generally in good agreement with the experimental profiles.

Place, publisher, year, edition, pages
PERGAMON-ELSEVIER SCIENCE LTD, 2019
Keywords
Simulation, Diffusion, Nickel-base superalloy, Chemical vapor deposition, Directed vapor deposition
National Category
Materials Engineering
Identifiers
urn:nbn:se:kth:diva-247819 (URN)10.1016/j.calphad.2018.12.014 (DOI)000460842600029 ()2-s2.0-85059562570 (Scopus ID)
Note

QC 20190327

Available from: 2019-03-27 Created: 2019-03-27 Last updated: 2024-03-18Bibliographically approved
2. Chemical vapor deposition of TiN on a CoCrFeNi multi-principal element alloy substrate
Open this publication in new window or tab >>Chemical vapor deposition of TiN on a CoCrFeNi multi-principal element alloy substrate
Show others...
2020 (English)In: Surface & Coatings Technology, ISSN 0257-8972, E-ISSN 1879-3347, Vol. 393, article id 125778Article in journal (Refereed) Published
Abstract [en]

The reactivity of a quaternary multi-principal element alloy (MPEA), CoCrFeNi, as a substrate in thermal halide chemical vapor deposition (CVD) processes for titanium nitride (TiN) coatings was studied. The coatings were deposited at 850 degrees C-950 degrees C using TiCl4, H-2 and N-2 precursors. The coating microstructures were characterized using X-ray diffraction (XRD), scanning and transmission electron microscopy (SEM/TEM) with energy dispersive X-ray spectroscopy (EDS). Thermodynamic calculations of substrate and coating stability for a gas phase environment of N-2 and H-2 within a temperature range relevant for the experiments showed that Cr is expected to form hexagonal Cr2N and cubic (Ti1-epsilon 1 Cr epsilon 1)N or (Cr1-epsilon 2 Ti epsilon 2)N phases. These phases could however not be discerned in the samples by XRD after the depositions. Cr was detected at the grain boundaries and the top surface by EDS for a sample synthesized at 950 degrees C. Grain boundary and surface diffusion, respectively, were the suggested mechanisms for Cr transport into the coating and onto the top surface. Although thermodynamic calculations indicated that Cr is the most easily etched component of the CoCrFeNi alloy to form gaseous chlorides in similar concentrations to that of the residual Ti-chlorides, no sign of etching were found according to the imaging of the sample cross-sections using SEM and TEM. Cross-section and top surface images further confirmed that the choice of substrate had no significant detrimental influence on the film growth or microstructure.

Place, publisher, year, edition, pages
Elsevier BV, 2020
Keywords
Chemical vapor deposition, Transmission electron microscopy, X-ray diffraction, Calphad, Titanium nitride, Multi-principal element alloy
National Category
Manufacturing, Surface and Joining Technology
Identifiers
urn:nbn:se:kth:diva-273872 (URN)10.1016/j.surfcoat.2020.125778 (DOI)000532676600005 ()2-s2.0-85084188290 (Scopus ID)
Note

QC 20200603

Available from: 2020-06-03 Created: 2020-06-03 Last updated: 2024-03-18Bibliographically approved
3. Surface energetics of AlxTi1-xN alloys
Open this publication in new window or tab >>Surface energetics of AlxTi1-xN alloys
2020 (English)In: Computational materials science, ISSN 0927-0256, E-ISSN 1879-0801, Vol. 183, article id 109813Article in journal (Refereed) Published
Abstract [en]

The (100), (110) and (111) surface energies of random AlxTi1-xN alloys with homogeneous concentration profile are determined in first-principles calculations. The (100) surface has the lowest energy of 1.25 J/m(2) in the case of TiN and 1.32 J/m(2) for cubic AlN and exhibit very little concentration dependence. The (110) and (111) surfaces have much higher energy for all the compositions. The segregation energies of Ti and Al were obtained for the (100) surface of pure TiN and cubic AlN as well as Al0.5Ti0.5N and Al0.9Ti0.1 N random alloys. In the latter case, we have used two different methods: direct averaging of the substitution energies with respect to the local environment of the substitution site and the cluster expansion technique (CLE). We find that the segregation of Ti is favorable in the whole concentration range of random AlxTi1-xN alloys. However, it is weak in almost the whole concentration range except in the Al-rich alloys: Al0.9Ti0.1N -/+ and cubic AlN. The strengthening of the surface segregation of Ti in the latter case is related to the sharp increase in phase separation tendency in AlxTi1-xN alloys at compositions close to pure AlN. The increased tendency for Ti segregation close to pure AlN helps explain the formation of a lamella structure in industrially important AlxTi1-xN coatings. As for nitrogen vacancies, their segregation energies are relatively small in the whole concentration range, but for pure AlN where they exhibit strong preference for the surface. The latter is obviously connected with the fact that cubic AlN has a high degree of ionic bonding and a vacancy creation on the nitrogen sublattice is highly energetically unfavorable, especially in the bulk due to a larger number of Al-N ionic bonds.

Place, publisher, year, edition, pages
Elsevier BV, 2020
Keywords
TiAlN, DFT, Cluster expansion, Segregation energy, Random alloy, Supercell modeling
National Category
Physical Sciences
Identifiers
urn:nbn:se:kth:diva-279878 (URN)10.1016/j.commatsci.2020.109813 (DOI)000557902300002 ()2-s2.0-85085641411 (Scopus ID)
Note

QC 20200915

Available from: 2020-09-15 Created: 2020-09-15 Last updated: 2022-06-25Bibliographically approved
4. Effects of gas flow on detailed microstructure inhomogeneities in LPCVD TiAlN nanolamella coatings
Open this publication in new window or tab >>Effects of gas flow on detailed microstructure inhomogeneities in LPCVD TiAlN nanolamella coatings
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2020 (English)In: Materialia, E-ISSN 2589-1529, Vol. 9, article id 100546Article in journal (Refereed) Published
Abstract [en]

Depositing homogeneous TiAlN coatings with a high Al content on cutting tool inserts is a challenging task. In this work, high-Al cubic Ti1- xAlxN coatings (average x = 0.8) with periodic Ti(Al)N (x = 0.5) and Al(Ti)N (x = 0.9) nanolamellae structure were synthesized by low pressure chemical vapour deposition (LPCVD) with different gas flow velocities, and the detailed microstructure was investigated by electron microscopy and simulations. Using a high gas flow rate, the columnar TiAlN grains with regular periodic nanolamella structures disappeared, the coating became enriched in Ti and hexagonal AlN (h-AlN) formed in the coating. The high Ti content is suggested to be caused by the high gas flow rate that increases the mass transport of the reactants. However, this does not influence the Al-deposition much as it is mainly limited by the surface kinetics due to the relatively low deposition temperature. Density functional theory (DFT) modelling and electron microscopy showed that h-AlN tends to form on the Ti(Al)N phase with a specific crystallographic orientation relationship. The Ti enrichment due to high gas flow rate promotes the formation of h-AlN, which therefore deteriorates the nanolamella structure and causes the disappearance of the columnar TiAlN grains. Thus, by designing the CVD process conditions to avoid too high gas flow rates, homogenous TiAlN coatings with high Al content and nanolamella structures can be deposited, which should yield superior cutting performance.

Place, publisher, year, edition, pages
Elsevier B.V., 2020
Keywords
CVD, DFT, EBSD, TiAlN, Transmission electron microscopy
National Category
Manufacturing, Surface and Joining Technology
Identifiers
urn:nbn:se:kth:diva-272257 (URN)10.1016/j.mtla.2019.100546 (DOI)000537621200032 ()2-s2.0-85076865620 (Scopus ID)
Note

QC 20200422

Available from: 2020-04-22 Created: 2020-04-22 Last updated: 2024-03-18Bibliographically approved
5. Structural vacancies in (Ti,Al)N: An ab initio study
Open this publication in new window or tab >>Structural vacancies in (Ti,Al)N: An ab initio study
(English)Manuscript (preprint) (Other academic)
National Category
Condensed Matter Physics
Identifiers
urn:nbn:se:kth:diva-304906 (URN)
Note

QC 20211123

Available from: 2021-11-16 Created: 2021-11-16 Last updated: 2022-06-25Bibliographically approved
6. Ab initio simulations of the surface free energy of TiN(001)
Open this publication in new window or tab >>Ab initio simulations of the surface free energy of TiN(001)
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2021 (English)In: Physical Review B, ISSN 2469-9950, E-ISSN 2469-9969, Vol. 103, no 19, article id 195428Article in journal (Refereed) Published
Abstract [en]

The temperature dependence of the surface free energy of the industrially important TiN(001) system has been investigated by means of an extended two-stage upsampled thermodynamic integration using Langevin dynamics (TU-TILD) methodology, to include the fully anharmonic vibrational contribution, as obtained from ab initio molecular dynamics (AIMD). Inclusion of the fully anharmonic behavior is crucial, since the standard low-temperature quasiharmonic approximation exhibits a severe divergence in the surface free energy due to a high-temperature dynamical instability. The anharmonic vibrations compensate for the quasiharmonic divergence and lead to a modest overall temperature effect on the TiN(001) surface free energy, changing it from around 78 meV angstrom(-2) at 0 K to 73 meV angstrom(-2) at 3000 K. The statistical convergence of the molecular dynamics is facilitated by the use of machine-learning potentials, specifically moment tensor potentials, fitted for TiN(001) at finite temperature. The surface free energy obtained directly from the fitted machine-learning potentials is close to that obtained from the full AIMD simulations.

Place, publisher, year, edition, pages
American Physical Society, 2021
National Category
Condensed Matter Physics
Identifiers
urn:nbn:se:kth:diva-296847 (URN)10.1103/PhysRevB.103.195428 (DOI)000655878500006 ()2-s2.0-85107153923 (Scopus ID)
Note

QC 20210611

Available from: 2021-06-11 Created: 2021-06-11 Last updated: 2022-06-25Bibliographically approved
7. Ab initio surface free energies of W with full account of thermal excitations
Open this publication in new window or tab >>Ab initio surface free energies of W with full account of thermal excitations
(English)Manuscript (preprint) (Other academic)
National Category
Condensed Matter Physics
Identifiers
urn:nbn:se:kth:diva-304907 (URN)
Note

QC 20211116

Available from: 2021-11-16 Created: 2021-11-16 Last updated: 2022-06-25Bibliographically approved

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