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Advancing Nexus Approaches: insights from practice in support of their operationalisation
KTH, School of Industrial Engineering and Management (ITM), Energy Technology, Energy Systems.ORCID iD: 0000-0001-9061-8485
2022 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

The last decade has seen the emergence of a new research theme - the study of the resources Nexus. The “Nexus” refers to considering the functioning of several systems simultaneously, as opposed to one, as the object of research. This perspective reasons that coherent decision-making needs to consider systems' interconnectedness. Typical system-of-systems (Nexus) studied relate to the security of services, such as the Water-Energy and Food Nexus, and resources, i.e. the Climate, Land, Energy and Water systems (CLEWs) Nexus. The process of examining cross-systems dynamics and interactions is known as the Nexus approach. Implementing it requires understanding multiple systems, disciplinary integration, and multi-stakeholder engagement at various decision levels. Adequate planning of an assessment process is needed to ensure the successful implementation of the approach and its long-lasting presence in decision-making processes. Therefore, reviewing the application of Nexus approaches can inform essential aspects that clarify and streamline the entire process. Current gaps in Nexus research include the lack of clarity in systems representation, the lack of flexible and accessible tools and methods for Nexus analyses, and the need for transparency in modelling approaches. All of these hinder the integration of the approach in research and the incorporation into decision-making processes. 

The thesis aims to advance the science of integrated resource assessments, particularly the Nexus approach, and support its dissemination and implementation within and beyond academia. Insights from applying two Nexus approaches (CLEWs and SIM4NEXUS) are distilled from the comparison of case studies. Overarching aspects examined include the expertise engaged in assessments, practitioners' roles and transdisciplinarity. Also analysed are selected components in the Nexus approach, such as identifying systems' interactions, analytical approaches, and stakeholder engagement and participation. The transversal feature of knowledge transfer between experts, practitioners, and stakeholders is examined to understand its importance in the assessment process. Examples of quantitative analyses illustrate the representation of different Nexus contexts and the elaboration of relevant insights. This thesis presents two such quantitative examples. One example is an entry-level CLEWs modelling exercise, whose development is described from conceptualisation, model development, and interpretation of results. The other example is a quantitative analysis of the transboundary Syr Darya river basin, which investigates the role of model structure in exploring Nexus questions. The thesis highlights a list of principles to support the Nexus approach's operationalisation deriving from practice and considering current research gaps.

Abstract [sv]

Det senaste decenniet har sett uppkomsten av ett nytt forskningstema - studiet av resurserna Nexus. "Nexus" hänvisar till att betrakta funktionen hos flera system samtidigt, i motsats till ett, som föremål för forskning. Detta perspektiv motiverar att ett sammanhängande beslutsfattande måste beakta systemens sammanlänkning. Typiska system-of-systems, Nexus, som studeras relaterar till säkerheten för tjänster, såsom vatten-energi- och livsmedelsnexus, och resurser, dvs. Processen att undersöka dynamik och interaktioner mellan olika system är känd som Nexus-metoden. Att implementera det kräver förståelse för flera system, disciplinär integration och engagemang från flera intressenter på olika beslutsnivåer. Adekvat planering av en bedömningsprocess krävs för att säkerställa ett framgångsrikt genomförande av tillvägagångssättet och dess långvariga närvaro i beslutsprocesser. Därför kan en granskning av tillämpningen av Nexus tillvägagångssätt informera viktiga aspekter som förtydligar och effektiviserar hela processen. Aktuella luckor i Nexus-forskningen inkluderar bristen på tydlighet i systemrepresentationen, avsaknaden av flexibla och tillgängliga verktyg och metoder för Nexus-analyser och behovet av transparens i modelleringsmetoder. Allt detta hindrar integreringen av tillvägagångssättet i forskningen och införlivandet i beslutsprocesser.

Avhandlingen syftar till att främja vetenskapen om integrerade resursbedömningar, särskilt Nexus-metoden, och stödja dess spridning och implementering inom och utanför akademin. Insikter från två Nexus-metoder (CLEWs och SIM4NEXUS) kommer från jämförelsen av fallstudier. Övergripande aspekter som granskas inkluderar expertis som är engagerad i bedömningar, utövarnas roller och transdisciplinaritet. Dessutom analyseras utvalda komponenter i Nexus-metoden, som att identifiera systemens interaktioner, analytiska tillvägagångssätt och engagemang och deltagande av intressenter. Det tvärgående inslaget i kunskapsöverföring mellan experter, praktiker och intressenter undersöks för att förstå dess betydelse i bedömningsprocessen. Exempel på kvantitativa analyser illustrerar representationen av olika Nexus-kontexter och utarbetandet av relevanta insikter. Denna avhandling presenterar två sådana kvantitativa exempel. Ett exempel är en CLEWs modelleringsövning på ingångsnivå, vars utveckling beskrivs från konceptualisering, modellutveckling och tolkning av resultat. Det andra exemplet är en kvantitativ analys av det gränsöverskridande flodområdet Syr Darya, som undersöker modellens strukturs roll för att utforska Nexus-frågor. Avhandlingen belyser en lista med principer för att stödja Nexus-metodens operationalisering som härrör från praktiken och med tanke på aktuella forskningsluckor.

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2022. , p. 145
Series
TRITA-ITM-AVL ; 2022:13
Keywords [en]
Nexus, Nexus approach, integrated resource assessments, CLEWs, integrated assessment modelling, knowledge transfer, sustainable development
Keywords [sv]
Nexus, Nexus approach, integrerad resursbedömningar, CLEWs, integrerad bedömningsmodellering, kunskapsöverföring, hållbar utveckling
National Category
Environmental Sciences Energy Systems Environmental Management Other Environmental Engineering
Research subject
Energy Technology
Identifiers
URN: urn:nbn:se:kth:diva-311354ISBN: 978-91-8040-232-3 (print)OAI: oai:DiVA.org:kth-311354DiVA, id: diva2:1653709
Public defence
2022-05-18, Kollegiesalen / https://kth-se.zoom.us/j/68847173755, Brinellvägen 8, Stockholm, 14:00 (English)
Opponent
Supervisors
Available from: 2022-04-26 Created: 2022-04-23 Last updated: 2025-02-10Bibliographically approved
List of papers
1. a retrospective of activities and advances to 2019: a retrospective of activities and advances to 2019
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2021 (English)In: Environmental Research Letters, E-ISSN 1748-9326, Vol. 16, no 3, article id 033003Article, review/survey (Refereed) Published
Abstract [en]

Population growth, urbanization and economic development drive the use of resources. Securing access to essential services such as energy, water, and food, while achieving sustainable development, require that policy and planning processes follow an integrated approach. The 'Climate-, Land-, Energy- and Water-systems' (CLEWs) framework assists the exploration of interactions between (and within) CLEW systems via quantitative means. The approach was first introduced by the International Atomic Energy Agency to conduct an integrated systems analysis of a biofuel chain. The framework assists the exploration of interactions between (and within) CLEW systems via quantitative means. Its multi-institutional application to the case of Mauritius in 2012 initiated the deployment of the framework. A vast number of completed and ongoing applications of CLEWs span different spatial and temporal scales, discussing two or more resource interactions under different political contexts. Also, the studies vary in purpose. This shapes the methods that support CLEWs-type analyses. In this paper, we detail the main steps of the CLEWs framework in perspective to its application over the years. We summarise and compare key applications, both published in the scientific literature, as working papers and reports by international organizations. We discuss differences in terms of geographic scope, purpose, interactions represented, analytical approach and stakeholder involvement. In addition, we review other assessments, which contributed to the advancement of the CLEWs framework. The paper delivers recommendations for the future development of the framework, as well as keys to success in this type of evaluations.

Place, publisher, year, edition, pages
IOP Publishing, 2021
Keywords
integrated resource assessments, nexus, CLEWs, sustainable development, nexus assessment framework
National Category
Energy Systems
Identifiers
urn:nbn:se:kth:diva-292274 (URN)10.1088/1748-9326/abd34f (DOI)000621891400001 ()2-s2.0-85102480682 (Scopus ID)
Note

QC 20210401

Available from: 2021-04-01 Created: 2021-04-01 Last updated: 2024-03-18Bibliographically approved
2. Operationalizing the Nexus approach: insights from the SIM4NEXUS project
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

Over the past decades, the understanding and assessment of cross-systems interactions have gained momentum in research and policy support. As such, scientific literature on Nexus assessment methods and applications continues to grow, followed by numerous state-of-the-art reviews. Among the flexibility and variety of Nexus approaches, comprehensive, transferable and accessible methodologies with operational potential are missing. To address this gap, we introduce the SIM4NEXUS approach, which emerged from twelve test cases. Fledged from practice, the approach is a unique output in the Nexus research field. It is informed by the development of twelve case studies, which differ in spatial scope, socioeconomic and biophysical contexts, and Nexus challenges. The studies were conducted under similar conditions (e.g. timeframe and multidisciplinary teams of experts and dialogues with practitioners from policy and business). We find that transdisciplinarity and the integration of qualitative and quantitative methods are vital elements in Nexus assessments for policy support. Additionally, we also propose steps to advance Nexus assessments: (i) integration of the policy cycle in research (including monitoring and evaluation, and offer support during the implementation process), (ii) multidisciplinary collaboration with different levels of engagement and financial support, (iii) inclusion of ecosystems and other relevant dimensions (e.g. health) in the Nexus. Ultimately, the SIM4NEXUS approach provides practice-based guidance on conducting a Nexus assessment, and we recommend it for future Nexus assessments by the research community, institutions, and private actors.

Keywords
Nexus, Nexus approach, Nexus assessment framework, resource management, sustainability, resource efficiency
National Category
Environmental Engineering
Research subject
Planning and Decision Analysis, Strategies for sustainable development
Identifiers
urn:nbn:se:kth:diva-311236 (URN)
Funder
EU, Horizon 2020, 689150
Note

QC 20220427

Available from: 2022-04-20 Created: 2022-04-20 Last updated: 2022-06-25Bibliographically approved
3. Capacity development and knowledge transfer on the climate, land, water and energy nexus
Open this publication in new window or tab >>Capacity development and knowledge transfer on the climate, land, water and energy nexus
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2022 (English)In: Handbook on the Water-Energy-Food Nexus / [ed] Floor Brouwer, Edward Elgar Publishing, 2022, 1, p. 149-177Chapter in book (Other academic)
Abstract [en]

A significant obstacle to the incorporation of Nexus considerations in planning and policy design is the understanding and acknowledgement of cross-sectoral interdependencies. This chapter explores the importance of disseminating knowledge of the Nexus among key actors from policy, business and civil society, and in formal education contexts. Examples from capacity development activities and Nexus dialogues linked to the implementation of the Climate, Land, Energy and Water systems (CLEWs) framework are presented. Insights from the latter, as well as other initiatives with similar scope of action, are distilled to forward the importance of learning in such an approach. Additionally, the chapter highlights the main aspects to take into account when promoting these types of activities in new Nexus contexts.

Place, publisher, year, edition, pages
Edward Elgar Publishing, 2022 Edition: 1
Keywords
capacity development, knowledge transfer, Nexus, learning, integrated resources assessments, CLEWs
National Category
Environmental Engineering Educational Sciences Earth and Related Environmental Sciences
Research subject
Planning and Decision Analysis, Strategies for sustainable development
Identifiers
urn:nbn:se:kth:diva-311238 (URN)10.4337/9781839100550.00015 (DOI)2-s2.0-85172819142 (Scopus ID)
Note

Part of book: ISBN 978-1-83910-054-3 

QC 20231012

Available from: 2022-04-20 Created: 2022-04-20 Last updated: 2025-02-18Bibliographically approved
4. Climate, Land, Energy and Water systems interactions – from key concepts to model implementation with OSeMOSYS
Open this publication in new window or tab >>Climate, Land, Energy and Water systems interactions – from key concepts to model implementation with OSeMOSYS
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

The Climate, Land, Energy and Water systems (CLEWs) approach guides the development of integrated assessments. The approach includes an analytical component that can be performed using simple accounting methods, soft-linking tools, incorporating cross-systems considerations in sectoral models, or using one modelling tool to represent CLEW systems. This paper describes how a CLEWs quantitative analysis can be performed using one single modelling tool, the Open Source Energy Modelling System (OSeMOSYS). Although OSeMOSYS was primarily developed for energy systems analysis, the tool’s functionality and flexibility allow for its application to CLEWs. A step-by-step explanation of how climate, land and water systems can be represented with OSeMOSYS, complemented with the interpretation of sets, parameters, and variables in the OSeMOSYS code, is provided. A hypothetical case serves as the basis for developing a modelling exercise that exemplifies the building of a CLEWs model in OSeMOSYS. System-centred scenario analysis is performed with the integrated model example to illustrate its application. The analysis of results shows how integrated insights can be derived from the quantitative exercise in the form of conflicts, trade-offs, opportunities, and synergies. In addition to the modelling exercise, using the OSeMOSYS-CLEWs example in teaching, training and open science is explored to support knowledge transfer and advancement in the field.

Keywords
integrated systems analysis, modelling, nexus approach, CLEWs, OSeMOSYS, knowledge transfer
National Category
Environmental Engineering Environmental Management
Research subject
Planning and Decision Analysis, Strategies for sustainable development
Identifiers
urn:nbn:se:kth:diva-311239 (URN)
Note

QC 20220427

Available from: 2022-04-20 Created: 2022-04-20 Last updated: 2025-02-10Bibliographically approved
5. The role of energy efficiency in the management of water resources of the Syr Darya River basin
Open this publication in new window or tab >>The role of energy efficiency in the management of water resources of the Syr Darya River basin
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2021 (English)In: International Journal of Environment and Sustainable Development (IJESD), ISSN 1474-6778, E-ISSN 1478-7466, Vol. 20, no 1, p. 64-88Article in journal (Refereed) Published
Abstract [en]

A motivation for integrated resource assessments is that they can capture indirect cross-sectoral effects of sectoral policies. This work investigates the electricity system implications from the implementation of basin-wide electricity and water systems efficiency measures. The spatial scope includes the four states that share the Syr Darya River basin. Different interests dictate the management of water resources in the basin. They are necessary for irrigation downstream in spring and summer and upstream, for hydropower generation during winter. The study investigated options to decrease the need for electricity upstream through efficiency measures and by the expansion of regional electricity trade. The scenarios were simulated by developing a multi-country electricity system model using the open source energy modelling system (OSeMOSYS). The results show that lesser investments in hydropower capacity could be needed and less water required in winter. This would reduce pressure on shared water resources.

Place, publisher, year, edition, pages
INDERSCIENCE ENTERPRISES LTD, 2021
Keywords
transboundary river basin cooperation, energy efficiency, energy systems modelling, water resources management
National Category
Civil Engineering
Identifiers
urn:nbn:se:kth:diva-291066 (URN)10.1504/IJESD.2021.112667 (DOI)000613894100004 ()2-s2.0-85100068507 (Scopus ID)
Note

QC 20230202

Available from: 2021-03-02 Created: 2021-03-02 Last updated: 2023-02-02Bibliographically approved

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