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Lithium-ion battery performance and degradation in stationary energy storage
KTH, School of Engineering Sciences in Chemistry, Biotechnology and Health (CBH), Chemical Engineering, Applied Electrochemistry.ORCID iD: 0000-0002-0217-3699
2024 (English)Doctoral thesis, comprehensive summary (Other academic)
Sustainable development
SDG 7: Affordable and clean energy, SDG 11: Sustainable cities and communities
Abstract [en]

Electrification is our most promising strategy to create a sustainable energy system and decrease our dependence on fossil fuels. A balanced power grid system is the backbone of the electrified society, distributing electricity from renewable energy sources and powering our vehicles, industries, and electronics. Lithium-ion batteries are a key technology for both stationary and mobile energy storage and their optimal utilization should be carefully considered. Various degradation mechanisms contribute to performance fade in lithium-ion batteries. A key area of battery research is therefore to detect and characterize these mechanisms and predict their effects on battery performance. In this thesis, the performance of batteries is investigated in battery energy storage system (BESS) applications. The research questions cover different types of grid balancing services, methods to evaluate battery state of health (SOH) as well as the mechanisms causing the capacity and power fade. A combination of physics-based modelling and electrochemical techniques are applied, and the results combined to better understand the degradation and its consequences.

Frequency regulation, peak shaving, as well as a multi-service application are studied to evaluate battery performance and degradation stress factors and recommendations on operating conditions are developed. Cells with less than 65% of their nominal capacity are successfully utilized in a second application but evaluating SOH by the traditional methods is found to be insufficient. By updating electrochemical parameters in a physics-based model against data from the aged cells, sources of the performance loss are identified. This approach is further advanced as electrochemical impedance spectroscopy isused for parameter estimation. Cell degradation coupled to electrolyte consumption is highlighted. An improved SOH evaluation metric is suggested to explain the phenomenon of degradation resulting in uneven current distribution. This improved understanding of the internal cell degradation and in situ methods for quantitative evaluation will contribute to smarter utilization and longer battery lifetime.

Abstract [sv]

Elektrifiering är vår mest lovande lösning för att skapa ett hållbart energisystem och minska vårt beroende av fossila bränslen. Ett välbalanserat elnät är ryggraden i det elektrifierade samhället, med elproduktion från förnybara energikällor som laddar våra fordon, industrier och elektronik. Litiumjonbatterier är en viktig teknik för både stationär och mobil energilagring och optimal användning bör noga utvärderas. Prestationsförlust på grund av olika åldringsmekanismer är ett välkänt problem med litiumjonbatterier. Det är även utmaningen med att upptäcka och karakterisera dessa mekanismer, samt deras bidrag till prestationsförlusten. I denna avhandling studeras batteriers tillämpning i batterilagringssystem(BESS). Forskningsfrågorna inkluderar möjliga elnätsapplikationer, metoder för att utvärdera batterihälsa (SOH), samt mekanismerna som orsaker kapacitets- och effektförlust. Fysikbaserad modellering i kombination med elektrokemiska metoder tillämpas, och resultaten utvärderas för att bättre förstå batteriåldringen och dess konsekvenser.

Frekvensreglering, kapning av effekttoppar, samt en kombinerad tillämpning studeras, för att utvärdera batteriprestation och stressfaktorer för åldring. Rekommendationer för batteritillämpning och styrning utformas. Batterier med under 65% av den initiala kapaciteten kvar tillämpas även framgångsrikt i en ”andra-applikation”, men utvärderingen av SOH med traditionella metoder visas vara otillräcklig. Genom att uppdatera elektrokemiska parametrar i en fysikbaserad modell, mot data från de åldrade cellerna, identifieras källor till prestationsförlusterna. Denna metod blir vidare utvecklad då elektrokemisk impedansspektroskopi används för parameteruppskattning. Batteriåldring kopplad till elektrolytkonsumtion identifieras som en betydande faktor. Det gör även åldring som leder till ojämn strömfördelning i elektroderna och en förbättrad metod för utvärdering av SOH utifrån dessa faktorer presenteras. Med denna utvecklade förståelse för batteriåldring och in situ metoder för att kvantitativ utvärdering, kan batterier tillämpas smartare och livslängden förlängas.

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2024. , p. 60
Series
TRITA-CBH-FOU ; 2024:47
Keywords [en]
Lithium-ion battery, degradation, stationary energy storage, electrochemical methods, physics-based modelling, parameter estimation, BESS, EIS, DVA, CDA
Keywords [sv]
Litiumjonbatteri, åldring, stationär energilagring, elektrokemiska metoder, fysikbaserad modellering, parameteruppskattning, BESS, EIS, DVA, CDA
National Category
Chemical Engineering
Research subject
Chemical Engineering
Identifiers
URN: urn:nbn:se:kth:diva-355111ISBN: 978-91-8106-099-7 (print)OAI: oai:DiVA.org:kth-355111DiVA, id: diva2:1907507
Public defence
2024-11-22, K1, Teknikringen 56, https://kth-se.zoom.us/webinar/register/WN_-cR6rkTsSxSNmP2GKyugCg, Stockholm, 10:00 (English)
Opponent
Supervisors
Note

QC 20241023

Available from: 2024-10-23 Created: 2024-10-22 Last updated: 2024-11-04Bibliographically approved
List of papers
1. Lifetime Limitations in Multi-Service Battery Energy Storage Systems
Open this publication in new window or tab >>Lifetime Limitations in Multi-Service Battery Energy Storage Systems
2023 (English)In: Energies, E-ISSN 1996-1073, Vol. 16, no 7, article id 3003Article in journal (Refereed) Published
Abstract [en]

A reliable power grid system based on renewable energy sources is a crucial step to restrict the climate crisis. Stationary battery energy storage systems (BESS) offer a great potential to repel power fluctuations in the grid at different timescales. However, for a reliable operation and cost estimation, the degradation in the batteries needs to be understood. We present an accelerated battery degradation study, on single as well as multi-service applications, of NCM532/Gr lithium-ion battery cells. Frequency regulation (FR) was the least harmful for the battery, with an expected lifetime of 12 years, while peak shaving (PS) resulted in an expected lifetime of 8 years. The combined cycle (FRPS) accelerated the capacity loss, and degradation of the positive electrode was induced from the start of cycling, causing power limitations after only 870 equivalent full cycles (EFC). Tracking the 1C-rate discharge capacity was proven to be a good indication of the accelerated cell polarization, and it can serve as a useful method to evaluate the internal battery state of health (SOH).

Place, publisher, year, edition, pages
MDPI AG, 2023
Keywords
stationary energy storage, lithium-ion batteries, multi-service application, lifetime, degradation mechanisms
National Category
Physical Sciences
Identifiers
urn:nbn:se:kth:diva-327167 (URN)10.3390/en16073003 (DOI)000969864000001 ()2-s2.0-85152768113 (Scopus ID)
Note

QC 20230523

Available from: 2023-05-23 Created: 2023-05-23 Last updated: 2024-10-22Bibliographically approved
2. Improving Li-ion battery parameter estimation by global optimal experiment design
Open this publication in new window or tab >>Improving Li-ion battery parameter estimation by global optimal experiment design
2022 (English)In: Journal of Energy Storage, ISSN 2352-152X, E-ISSN 2352-1538, Vol. 56, article id 105948Article in journal (Refereed) Published
Abstract [en]

Li-ion batteries are a key enabling technology for electric vehicles and determining their properties precisely is an essential step in improving utilization and performance. Batteries are highly complex electrochemical sys-tems, with processes occurring in parallel on many time-and length-scales. Models describing these mechanisms require extensive parametrization efforts, conventionally using a combination of ex-situ characterization and systems identification. We present a methodology that algorithmically designs current input signals to optimize parameter identifiability from voltage measurements. Our approach uses global sensitivity analysis based on the generalized polynomial chaos expansion to map the entire parameter uncertainty space, relying on minimal prior knowledge of the system. Parameter specific optimal experiments are designed to maximize sensitivity and simultaneously minimize interactions and unwanted contributions by other parameters. Experiments are defined using only three design variables making our approach computationally efficient. The methodology is demon-strated using the Doyle-Fuller-Newman battery model for eight parameters of a 2.6 Ah 18,650 cell. Validation confirms that the proposed approach significantly improves model performance and parameter accuracy, while lowering experimental burden.

Place, publisher, year, edition, pages
Elsevier BV, 2022
Keywords
Lithium -ion battery, Physics -based model, Parameter estimation, Optimal experiment design, Global sensitivity analysis
National Category
Control Engineering
Identifiers
urn:nbn:se:kth:diva-322174 (URN)10.1016/j.est.2022.105948 (DOI)000883109300003 ()2-s2.0-85140984662 (Scopus ID)
Note

QC 20221205

Available from: 2022-12-05 Created: 2022-12-05 Last updated: 2024-10-22Bibliographically approved
3. Diagnosis and prognosis of battery degradation through re-evaluation and Gaussian process regression of electrochemical model parameters
Open this publication in new window or tab >>Diagnosis and prognosis of battery degradation through re-evaluation and Gaussian process regression of electrochemical model parameters
Show others...
2023 (English)In: Journal of Power Sources, ISSN 0378-7753, E-ISSN 1873-2755, Vol. 588, article id 233686Article in journal (Refereed) Published
Abstract [en]

Lithium-ion battery degradation is complex, and many mechanisms occur concurrently. In-depth degradation is traditionally investigated by post-mortem characterization in lab-settings. If mechanisms could instead be identified in-operando, utilization could be adjusted, and battery lifetime extended. We investigate changes in electrochemical model parameters during battery testing and their correlation with degradation observed in a traditional post-mortem characterization. Commercial batteries are cycle-aged using different stationary storage service cycles and a novel reference performance test is applied intermittently. This test is based on current profiles optimally designed with respect to maximized sensitivity for individual electrochemical parameters and embedded within a charging procedure. Usage dependency of parameter trajectories over the course of ageing is demonstrated and coupled to observed micro-structural changes. Subsequently, the parameter trajectories are extrapolated using Gaussian Process Regression for physics-based state-of-health estimation and remaininguseful-life prediction. We demonstrate and validate estimation of full cell performance under constant load at a later state in life.

Place, publisher, year, edition, pages
Elsevier BV, 2023
Keywords
Lithium-ion battery modelling, State-of-health diagnosis, Electrochemical model, Gaussian process regression, Lifetime prognosis
National Category
Other Chemical Engineering
Identifiers
urn:nbn:se:kth:diva-340887 (URN)10.1016/j.jpowsour.2023.233686 (DOI)001103986200001 ()2-s2.0-85174322860 (Scopus ID)
Note

QC 20231218

Available from: 2023-12-18 Created: 2023-12-18 Last updated: 2024-10-22Bibliographically approved
4. Lithium-ion battery degradation in grid applications - analysis through frequency- and time-domain parameterization
Open this publication in new window or tab >>Lithium-ion battery degradation in grid applications - analysis through frequency- and time-domain parameterization
(English)Manuscript (preprint) (Other academic)
Abstract [en]

Lithium-ion batteries have a great potential in stationary energy storage, both for first- and second life, but the understanding and tools to evaluate cell degradation needs to be improved. In this study, the degradation of batteries subjected to three types of stationary services, as well as the repurposing of cells from more demanding to a milder application is investigated. The milder cycle is frequency regulation with a maximum C-rate of 1.5C (FR1.5C) and the more demanding cycles peak shaving with a C-rate of 1C (PS1C) and FR and PS combined (FRPS2C). The main driver for accelerated capacity loss was identified as the state-of-charge (SOC) change during operation, increasing the rate of degradation for PS and FRPS. The cell impedance was measured and fitted to a physics-based model to deconvolute the sources of polarization increase. A tortuosity increase in the negative electrode was seen for all cells, as well as a resistance increase. FRPS2C and PS1C further showed a decrease in the electrolyte mass transport properties. When repurposed to the milder FR1.5C application, PS1C showed a clear decrease in capacity loss rate while more heterogeneous degradation might be the reason for a higher rate of degradation for the repurposed FRPS2C cell.

National Category
Other Chemical Engineering
Research subject
Chemical Engineering
Identifiers
urn:nbn:se:kth:diva-355104 (URN)
Note

QC 20241028

Available from: 2024-10-22 Created: 2024-10-22 Last updated: 2024-10-28Bibliographically approved
5. Evaluation of simplified physics-based models in the frequency- and time-domain
Open this publication in new window or tab >>Evaluation of simplified physics-based models in the frequency- and time-domain
(English)Manuscript (preprint) (Other academic)
National Category
Other Chemical Engineering
Identifiers
urn:nbn:se:kth:diva-355108 (URN)
Note

QC 20241029

Available from: 2024-10-22 Created: 2024-10-22 Last updated: 2024-10-29Bibliographically approved
6. Polarization effects and characterization of lithium-ion batteries for 2nd lifeapplications
Open this publication in new window or tab >>Polarization effects and characterization of lithium-ion batteries for 2nd lifeapplications
(English)Manuscript (preprint) (Other academic)
Abstract [en]

To prolong the lifetime of lithium-ion batteries and successfully implement repurposed cells in milder applications, several challenges need to be overcome. First, the degradation and sources of performance loss needs to be better understood, as a sudden rapid drop in capacity sometimes is observed at a later stage in the battery life. Reliable methods to characterize the battery state of health (SOH) based on the in situ measurable signals (voltage, current and surface temperature) are needed as well, especially in the case when the cell history is unknown. Finally, path-dependent degradation should be explored to match batteries with the most suitable application. In this study we analyse the performance and degradation of Tesla (LiNixCoyAlzO2 (NCA)/Gr-SiOx) lithium-ion batteries in 2nd applications. The cells are initially characterized through different electrochemical techniques and later subjected to two different cycling protocols. Characterization methods are evaluated and cell suitability for different services explored. Mass transport limitations are found to accelerate cell degradation, and an improved SOH evaluation metrics is suggested.

National Category
Other Chemical Engineering
Identifiers
urn:nbn:se:kth:diva-355110 (URN)
Note

QC 20241029

Available from: 2024-10-22 Created: 2024-10-22 Last updated: 2024-10-29Bibliographically approved

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Ohrelius, Mathilda

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910111213141512 of 18
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