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Ground-borne vibration in end-bearing pile foundations: Numerical analyses and full-scale field tests
KTH, School of Architecture and the Built Environment (ABE), Civil and Architectural Engineering, Structural Engineering and Bridges.ORCID iD: 0000-0002-4203-145X
2025 (English)Doctoral thesis, comprehensive summary (Other academic)
Sustainable development
SDG 11: Sustainable cities and communities
Abstract [en]

Ground-borne vibration originating from roads or railways is a growing concern in the design of buildings in urban areas. For soft cohesive soils, which are particularly susceptible to ground-borne vibration, pile foundations are often used. In shallow formations of soft soil on till and bedrock, which are conditions encountered in densely populated areas in Sweden, the piles are designed as end-bearing to transfer loads to the bedrock. The transmission of vibrations to a building is governed by the interaction between the soil and the foundation. It is therefore essential that the dynamic interaction between the foundation and the soil is taken into account when predicting vibrations in buildings at a design stage.

This thesis aims to increase the understanding of ground-borne vibration transmission to end-bearing pile foundations and investigate how it can be taken into account in vibration assessment for buildings yet to be constructed. The problem is addressed through experiments and numerical simulations. A set of full-scale field tests are performed at a site with clay on till and bedrock to validate model predictions. Vibration measurements are performed in three stages of construction of a pile foundation: (1) at the free ground surface, (2) on the top of four end-bearing concrete piles and (3) on the concrete pile cap joining the piles together. Numerical models are implemented to investigate the influence of pile and soil parameters. The results are subsequently used to develop a simple approximation factor that can be used for estimating the foundation response from vibrations at the ground surface.

The main scientific contributions of this work is the experimental validation of models or predicting ground-borne vibrations in an end-bearing pile foundation and an investigation of the influence of pile and soil properties on dynamic pile-soil interaction. The results show that the vertical vibration level of piles is considerably affected by the fixation of the pile tip and the relationship between the pile axial stiffness and the stiffness of the soil. It is found that, in contrast to floating piles, the vertical response of end-bearing piles subjected to an incident wave field can be significantly affected by pile-soil-pile interaction. The field tests show that, if the dynamic properties of the soil can be accurately determined, a numerical model can predict the dynamic vibration response of the pile foundation with reasonable accuracy. This provides confidence in the results obtained from numerical models, motivating their use for vibration assessment.

Abstract [sv]

Omgivningsvibrationer från tåg och biltrafik är ett växande problem vid dimensionering av byggnader i stadsmiljö. I lösa kohesionsjordar, som är särskilt känsliga för sådana vibrationer, används ofta pålar vid grundläggning. Vid jordförhållanden med relativt grunda formationer av lös jord på morän och berg, vilket är vanligt förekommande i tätbefolkade områden i Sverige, används ofta spetsburna pålar. Transmissionen av vibrationer från jorden till en byggnad beror på interaktionen mellan jorden och byggnadens grundläggning. Det är därför viktigt att ta hänsyn till den dynamiska interaktionen mellan jord och grundläggning då man avser förutsäga vibrationer i en byggnad i dimensioneringssyfte.

Syftet med denna avhandling är att öka kunskapen kring transmissionen av markburna vibrationer till spetsburna pålfundament samt att undersöka hur hänsyn kan tas till dess inverkan i vibrationsutredningar. Frågeställningen adresseras genom både experiment och numeriska analyser. Fältförsök i full skala har utförts på en plats med lerjord på morän och berg för att validera numeriska prediktionsmodeller. Vibrations mätningar har utförts vid tre olika skeden vid installation av ett pålfundament: (1) på den fria markytan, (2) på fyra spetsburna betongpålar och (3) på pålfundamentet som sammanfogar pålarna vid markytan. Numeriska modeller har använts för att undersöka inverkan av parametrar för pålarna och jorden. Resultaten har därefter använts för att utveckla en approximativ reduktionsfaktor som appliceras på uppmätta vibrationer på markytan för att estimera vibrationer av spetsburna pålar.

Avhandlingen har resulterat i en validering av numeriska modellers använding för att förutsäga markburna vibrationer i spetsburna pålfundament samt en undersökning av hur pålarnas och jordens egenskaper påverkar den dynamiska interaktionen mellan spetsburna pålar och jord. Resultaten visar att överföringen av vertikala vibrationer från jorden till pålarna påverkas av förhållandet mellan jordens styvhet och pålens axialstyvhet. Resultaten visar även att interaktioner mellan pålar i en grupp påverkar den vertikala responsen orsakad av en dynamisk last på markytan. Fältförsöken visar att om jordens dynamiska egenskaper kan bestämmas med noggrannhet, ger prediktioner från numeriska modeller representativa resultat. Detta ökar tillförlitligheten till resultat erhållna från sådana numeriska modeller vilket motiverar deras användning vid vibrationsutredningar.

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2025. , p. 65
Series
TRITA-ABE-DLT ; 2438
Keywords [en]
Dynamic soil-structure interaction, Pile group, End-bearing pile, Pile-soil-pile interaction, Environmental vibration, ground-borne vibration
Keywords [sv]
Dynamisk jord-struktur-interaktion, Pålgrupp, Spetsburna pålar, Omgivningsvibrationer, Markinducerade vibrationer
National Category
Civil Engineering
Research subject
Civil and Architectural Engineering, Structural Engineering and Bridges
Identifiers
URN: urn:nbn:se:kth:diva-357829ISBN: 978-91-8106-170-3 (print)OAI: oai:DiVA.org:kth-357829DiVA, id: diva2:1922004
Public defence
2025-01-31, B3, Brinellvägen 23, KTH Campus, https://kth-se.zoom.us/j/69844892559, Stockholm, 13:00 (English)
Opponent
Supervisors
Funder
Svenska Byggbranschens Utvecklingsfond (SBUF)Swedish Transport AdministrationVinnovaJ. Gust. Richert stiftelse
Note

QC241217

Available from: 2024-12-17 Created: 2024-12-17 Last updated: 2025-01-09Bibliographically approved
List of papers
1. Assessment of small-strain characteristics for vibration predictions in a Swedish clay deposit
Open this publication in new window or tab >>Assessment of small-strain characteristics for vibration predictions in a Swedish clay deposit
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2021 (English)In: Soil Dynamics and Earthquake Engineering, ISSN 0267-7261, E-ISSN 1879-341X, Vol. 150, article id 106804Article in journal (Refereed) Published
Abstract [en]

Environmental vibrations induced by human activities such as traffic, construction or industrial manufacturing can cause disturbance among residents or to vibration sensitive equipment in buildings. In Sweden, geological formations of soft clay overlying a stiff bedrock are soil conditions prone to ground vibrations that are encountered both in urban areas and along parts of the national railway network. This paper presents an extensive investigation of the small-strain soil properties for the prediction of environmental ground vibrations in a shallow clay where the bedrock is situated at 7.5 m depth. The small-strain properties are estimated using available empirical correlations, bender elements, seismic cone penetration tests, seismic refraction and inversion of surface wave dispersion and attenuation curves. The results are synthesised into a dynamic layered soil model which is validated by measurements at the soil's surface at source-receiver distances up to 90 m in the frequency range 1-80 Hz. Analyses of uncertainties in the estimated values of wave speeds and material damping are performed by model investigations, indicating that surface wave tests overestimate the damping compared to bender element tests. The properties of the topmost unsaturated part of the soil is found to have a significant influence on the response at large distances, caused by critically refracted P-waves resonating in the top layer.

Place, publisher, year, edition, pages
Elsevier BV, 2021
Keywords
Environmental vibration, Dynamic soil properties, Clay, Surface waves, Topsoil
National Category
Geotechnical Engineering
Identifiers
urn:nbn:se:kth:diva-303766 (URN)10.1016/j.soildyn.2021.106804 (DOI)000701854800001 ()2-s2.0-85111748006 (Scopus ID)
Note

QC 20211026

Available from: 2021-10-26 Created: 2021-10-26 Last updated: 2024-12-17Bibliographically approved
2. Dynamic response of driven end-bearing piles and a pile group in soft clay: an experimental validation study
Open this publication in new window or tab >>Dynamic response of driven end-bearing piles and a pile group in soft clay: an experimental validation study
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2022 (English)In: Engineering structures, ISSN 0141-0296, E-ISSN 1873-7323, Vol. 267, article id 114629Article in journal (Refereed) Published
Abstract [en]

This paper presents novel measurement data on the dynamic soil-structure interaction of an end-bearing pile foundation. The purpose is to assess the ability to predict the foundation impedances based on the small-strain properties of the soil obtained from site investigations. Measurements were performed in two stages of construction, allowing to assess interaction between the piles through the soil. First, single pile impedances and interaction factors between the piles were experimentally obtained for the four piles when they were free to move at the surface. Second, the impedances of the square pile group were measured after casting a concrete pile cap. The piles were additionally instrumented with accelerometers at depth along the centerline of each pile, allowing to illustrate the global behaviour of the piles within the soil. Numerical predictions based solely on information of the small-strain soil properties obtained from extensive site investigations are compared to the experimental results. The impedances of the individual piles are overestimated compared to the measurements, while the interaction factors show a better agreement. The pile group impedances are better captured than the individual ones, using the same soil model. The pile-soil-pile interaction is clearly manifested in the experimental results by pronounced peaks in the pile group vertical impedance, validating results from previous numerical studies.

Place, publisher, year, edition, pages
Elsevier BV, 2022
Keywords
End-bearing piles, Dynamic impedance, Soil-structure interaction, Pile group, Environmental vibration, Pile-soil-pile interaction
National Category
Geotechnical Engineering Infrastructure Engineering
Research subject
Civil and Architectural Engineering; Civil and Architectural Engineering, Structural Engineering and Bridges
Identifiers
urn:nbn:se:kth:diva-320308 (URN)10.1016/j.engstruct.2022.114629 (DOI)000856573700002 ()2-s2.0-85135181135 (Scopus ID)
Note

Not duplicate with DiVA 1531949

QC 20241217

Available from: 2022-10-24 Created: 2022-10-24 Last updated: 2024-12-17Bibliographically approved
3. Measurements and predictions of vibration response of end-bearing pile group in soft clay due to vertical ground surface load
Open this publication in new window or tab >>Measurements and predictions of vibration response of end-bearing pile group in soft clay due to vertical ground surface load
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

Ground-borne vibration from roads or railways is a growing concern in the planning of new buildings in urban environments. Vibration assessment is often based on initial measurements of the free  eld vibrations to estimate building vibrations by either empirical or numerical procedures. Dynamic interaction between the soil and the foundation has an important influence on the transmitted vibrations, especially for embedded foundations, and should therefore be properly accounted for. This paper presents the results from a series of full-scale  field experiments that were performed to characterise the vibration response of an end-bearing pile group foundation in soft clay subjected to a dynamic load applied at the ground surface. Controlled dynamic excitation is applied vertically at the ground surface from 10 and 20 m horizontal distance usingan electrodynamic inertial shaker. Accelerations are measured at different construction stages: prior to construction, after driving of the piles and after completion of the pile cap. Predictions from a numerical model and from a hybrid method utilizing measurement data acquired in an earlier construction stage are both validated with the data from the field tests. Both the numerical and hybrid predictions successfully capture the vibration response of the foundation. The results also indicate that the relationship between the amplitudes of the vertical foundation and free field responses are independent of source-receiver distance, which justifies the use of adjustment factors to estimate foundation responses from measured free field vibrations.

National Category
Geotechnical Engineering
Research subject
Civil and Architectural Engineering, Structural Engineering and Bridges
Identifiers
urn:nbn:se:kth:diva-357826 (URN)
Note

QC 20241217

Available from: 2024-12-17 Created: 2024-12-17 Last updated: 2024-12-17Bibliographically approved
4. Design procedure for estimating the vertical response of end-bearing piles from free field vibrations produced by a nearby surface load
Open this publication in new window or tab >>Design procedure for estimating the vertical response of end-bearing piles from free field vibrations produced by a nearby surface load
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

This paper investigates the vertical response of end-bearing piles in a homogeneous isotropic linear elastic soil on a rigid bedrock subjected to a vertical harmonic point load at the soil's surface. A numerical model is used to compute vibration responses. A novel system of dimensionless parameters is established to bring insight into the influence of the relationships between soil and pile properties on the dynamic pile-soil interaction and to allow for general conclusions to be drawn. The results show the conditions under which the relationship between the axial stiffness of the pile and the stiffness of the soil has a significant influence on the end-bearing pile response. Different pile group configurations are considered where the vertical response is found to be bounded by the single pile response, justifying its use as a conservative estimate for the group response. Finally, an expression including only two dimensionless parameters, the pile slenderness ratio and the pile-soil stiffness ratio, is proposed for calculating an estimation of the vertical response of an end-bearing pilefrom the free field vibrations.

National Category
Civil Engineering Geotechnical Engineering
Research subject
Civil and Architectural Engineering; Civil and Architectural Engineering, Structural Engineering and Bridges
Identifiers
urn:nbn:se:kth:diva-357827 (URN)
Available from: 2024-12-17 Created: 2024-12-17 Last updated: 2024-12-17Bibliographically approved
5. The influence of pile-soil-pile interaction on the vertical response of end-bearing pile groups in soil on bedrock subjected to a vertical load at the soil's surface
Open this publication in new window or tab >>The influence of pile-soil-pile interaction on the vertical response of end-bearing pile groups in soil on bedrock subjected to a vertical load at the soil's surface
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

The influence of pile-soil-pile interaction on the vertical response of end-bearing pile groups when subjected to an incident wave field generated from a vertical load at the soil's surface is investigated. A numerical model which allows for considering or disregarding the influence of pile-soil-pile interaction is adopted. Vertical end-bearing pile groups with different pile axial stiffness and pile-to-pile spacing are considered. This study shows that in contrast to floating piles in homogeneous soil, the interaction effects caused by wave scattering between the piles are important for end-bearing piles. These may either reduce or amplify the group response, depending on the wavelength in the soil, the spacing between the piles, the pile slenderness and the pile-soil stiffness ratio. The interaction between the piles which are aligned in the direction transverse to the propagation direction of the incident wave field is found to amplify the group response at certain frequencies. Reducing the pile spacing in this direction is found to influence the vertical vibration response of end-bearing pile group foundations considerably by shifting the amplification effects due to pile-soil-pile interaction to higher frequencies.

Keywords
End-bearing piles, Surface waves, Kinematic interaction, Dynamic soil-structure interaction, Pile group, Ground borne vibration, Pile-soil-pile interaction
National Category
Civil Engineering Geotechnical Engineering
Research subject
Civil and Architectural Engineering; Civil and Architectural Engineering, Structural Engineering and Bridges
Identifiers
urn:nbn:se:kth:diva-357828 (URN)
Available from: 2024-12-17 Created: 2024-12-17 Last updated: 2024-12-17Bibliographically approved

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1112131415161714 of 17
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