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Reaping opportunities and responding to threats of academic internationalisation: Navigating inherent tensions through a mix of policy instruments
KTH, Skolan för industriell teknik och management (ITM), Lärande. (HEOS)ORCID-id: 0000-0002-9262-2071
2025 (Engelska)Doktorsavhandling, sammanläggning (Övrigt vetenskapligt)
Hållbar utveckling
SDG 17: Genomförande och globalt partnerskap
Abstract [en]

This thesis investigates how governments respond to the threats and opportunitiesposed by academic internationalisation within an increasingly complex global setting.The primary focus is on the mix of policy instruments employed to navigate thetensions between openness vs protectionism and autonomy vs government control. Focusing on Sweden and the broader Nordic context, the study examines how instruments across three distinct modes – hierarchical, market-based, and networked– are designed, combined and recalibrated to balance competing rationales within ahybrid governance setting. Two research questions guide the analysis: (1) How and why do governments designand implement policy instrument mixes to steer academic internationalisation, andhow are these shaped by competing governance rationales and the tensions between(i) openness and protectionism and (ii) autonomy and state control? (2) How do these policy instrument mixes shape the conditions and trade-offs associated with academicinternationalisation? The conceptual framework emphasises how policy instruments operate in a multilayeredhigher education (HE) system, including government ministries, intermediaryfunding agencies, and higher education institutions (HEIs). By drawing on literaturerelated to hybridity in HE governance, internationalisation, policy instruments, andmetagovernance, the framework establishes a foundation for addressing the research questions. Empirically, the thesis comprises four articles that explore three policy settings:international student recruitment, bilateral research funding/science diplomacy, andresearch security. A qualitative, multi-case policy analysis is employed to illustrate howthese instruments are constructed, interpreted, and implemented across the multilayeredHE policy system. Quantitative data are also partially used to triangulatefindings and to enhance a mixed-methods approach. In the concluding discussion, the thesis highlights the significance of combiningvarious policy instruments, and their relationship to governance modes in establishingconditions for academic internationalisation. Governance is portrayed as a process ofcontinuous recalibration, where autonomy, control, openness, and protectionism arerelational dynamics influenced by instrument design, actor agency and implementationprocesses. From this perspective, the governance of internationalisation is less aboutseeking an optimal balance than about managing ongoing negotiations betweencompeting imperatives, a challenge likely to intensify amid growing geopolitical uncertainties.

Abstract [sv]

Denna avhandling studerar hur regeringar svarar på de hot och möjligheter somakademisk internationalisering innebär i en alltmer komplex global kontext. Analysensfokus ligger på hur policyinstrument kombineras och hur de används för att balanseraspänningar mellan öppenhet kontra protektionism och autonomi kontra statligkontroll. Med fokus på Sverige, och en bredare nordisk kontext, undersöks hurinstrument inom tre distinkta styrformer – hierarkiska, marknadsbaserade ochnätverksbaserade – utformas, kombineras och justeras. Två forskningsfrågor vägleder analysen: (1) Hur och varför utformar och genomförregeringar policyinstrumentkombinationer i styrningen av akademiskinternationalisering, och hur formas dessa av spänningar mellan (i) öppenhet ochprotektionism och (ii) autonomi och statlig kontroll? (2) Hur formar dessapolicyinstrument villkor och avvägningar för akademisk internationalisering?Det konceptuella ramverket betonar hur policyinstrument verkar i ett flerskiktathögskolesystem bestående av regeringsdepartement, forskningsfinansiärer ochlärosäten. Med utgångspunkt i litteratur om hybriditet i styrning av högre utbildning,internationalisering, policyinstrument och metastyrning utgör ramverket en grund föratt besvara forskningsfrågorna. Empiriskt består avhandlingen av fyra artiklar som spänner över tre policykontexter:internationell studentrekrytering, bilateralforskningsfinansiering/vetenskapsdiplomati samt forskningssäkerhet. En kvalitativ, flerfallsbaserad policyanalys används för att visa hur instrument konstrueras, tolkasoch implementeras i olika institutionella och nationella kontexter. Kvantitativa dataanvänds också i viss utsträckning, både för att triangulera resultaten och som del av en’mixed methods’-ansats.I den avslutande diskussionen framhäver avhandlingen hur kombinationen av olikapolicyinstrument, och deras koppling till en styrningsform, har betydelse för att skapaförutsättningar för akademisk internationalisering. Styrning framträder som enprocess av kontinuerlig kalibrering, där autonomi, kontroll, öppenhet ochprotektionism inte är binära val utan formade av instrumentens utformning, aktörershandlingsutrymme och implementeringsdynamik. Ur detta perspektiv handlarstyrningen av internationalisering mindre om att söka en optimal balans och mer omatt hantera spänningar mellan konkurrerande imperativ – en utmaning som sannoliktintensifieras i takt med växande geopolitiska osäkerheter.

Ort, förlag, år, upplaga, sidor
Stockholm: Kungliga Tekniska högskolan, 2025. , s. ix, 76
Serie
TRITA-ITM-AVL ; 2025:38
Nyckelord [en]
Internationalisation, policy instrument mix, hybrid governance, science diplomacy, research security, international student recruitment
Nationell ämneskategori
Annan samhällsvetenskap
Forskningsämne
Teknik och lärande
Identifikatorer
URN: urn:nbn:se:kth:diva-370636ISBN: 978-91-8106-412-4 (tryckt)OAI: oai:DiVA.org:kth-370636DiVA, id: diva2:2001941
Disputation
2025-10-24, Kollegiesalen / https://kth-se.zoom.us/j/66631031593, Brinellvägen 8, Stockholm, 14:00 (Engelska)
Opponent
Handledare
Tillgänglig från: 2025-10-01 Skapad: 2025-09-29 Senast uppdaterad: 2025-10-20Bibliografiskt granskad
Delarbeten
1. Exploring tuition fees as a policy instrument of internationalisation in a welfare state – the case of Sweden
Öppna denna publikation i ny flik eller fönster >>Exploring tuition fees as a policy instrument of internationalisation in a welfare state – the case of Sweden
2023 (Engelska)Ingår i: European Journal of Higher Education, ISSN 2156-8235, E-ISSN 2156-8243, Vol. 13, nr 1, s. 102-120Artikel i tidskrift (Refereegranskat) Published
Abstract [en]

This article sheds light on some challenges that internationalisation raises for policymakers regarding public funding of higher education in a welfare state by examining policy logics for introducing tuition fees for international students in Sweden 2011. Using thematic analysis of documents related to the Swedish reform, we identify how an increasing number of international students was the perceived policy problem, threatening national students’ access to free higher education. Policy objectives included sharing the cost of internationalisation but also enabling control of cost and influx of international students, enhancing quality and strengthening national branding. Many of these objectives concur with more established understandings on why policymakers turn to the market according to a more neo-liberal ‘market’ logic. However, a policy mix of tuition fees and scholarships enabled a governance model of control, which more relates to a ‘welfare’ logic. Likewise, the policy problem indicates that a search for profit and revenue cannot simply explain tuition fee reforms for international students. By discussing how underlying normative assumptions at the policy formulation stage contrast reality ten years after the reform, it appears that revenue from the global market has been more significant for Swedish policymakers than the rhetoric suggests. 

Ort, förlag, år, upplaga, sidor
Informa UK Limited, 2023
Nyckelord
Tuition fees, international students, higher education policy, internationalisation
Nationell ämneskategori
Statsvetenskap
Identifikatorer
urn:nbn:se:kth:diva-304601 (URN)10.1080/21568235.2021.1994867 (DOI)001130518000004 ()2-s2.0-85118675386 (Scopus ID)
Anmärkning

QC 20250401

Tillgänglig från: 2021-11-08 Skapad: 2021-11-08 Senast uppdaterad: 2025-09-29Bibliografiskt granskad
2. Tuition fees for international students: a policy instrument of cost sharing and control or simply income generation
Öppna denna publikation i ny flik eller fönster >>Tuition fees for international students: a policy instrument of cost sharing and control or simply income generation
2024 (Engelska)Ingår i: European Journal of Higher Education, ISSN 2156-8235, E-ISSN 2156-8243Artikel i tidskrift (Refereegranskat) Epub ahead of print
Abstract [en]

The introduction of tuition fees in Sweden in 2011 is an interesting example of how the design of a tuition fee reform for international students surges beyond simple narratives of revenue generation. More than 10 years after implementing the Swedish reform, this article examines to what extent such market-oriented instruments induce HEIs and the government to seek revenue on the global market. Through a comprehensive analysis, the research employs two theoretical models–the ‘revenue-seeking’ and the ‘cost-sharing and control’ model–to explore the inherent hybridity governance features between market and state-centred objectives. The findings reveal that while the reform primarily adheres to its intended goals of cost-sharing and controlled internationalisation, there is an emerging trend towards revenue generation, particularly in HEIs with strong market positions and in lucrative disciplines like Engineering & Technology and Business Management. The study highlights the reform’s multifaceted impact, aligning with state-centric objectives but gradually shifting towards a revenue-seeking approach. This research contributes to understanding the nuanced effects of tuition fee policies on HEIs and calls for further comparative studies to deepen insights into the diverse outcomes of such reforms in the context of higher education internationalisation.

Ort, förlag, år, upplaga, sidor
Informa UK Limited, 2024
Nyckelord
cost-sharing of higher education, international student recruitment, revenue from international students, Tuition fee reform
Nationell ämneskategori
Företagsekonomi Nationalekonomi
Identifikatorer
urn:nbn:se:kth:diva-367400 (URN)10.1080/21568235.2024.2353757 (DOI)001239822100001 ()2-s2.0-85195276261 (Scopus ID)
Anmärkning

QC 20250717

Tillgänglig från: 2025-07-17 Skapad: 2025-07-17 Senast uppdaterad: 2025-09-29Bibliografiskt granskad
3. Networked nexus of science diplomacy and domestic funding agency coordination: a case study of IntSam
Öppna denna publikation i ny flik eller fönster >>Networked nexus of science diplomacy and domestic funding agency coordination: a case study of IntSam
2024 (Engelska)Ingår i: Science and Public Policy, ISSN 0302-3427, E-ISSN 1471-5430, Vol. 51, nr 4, s. 692-706Artikel i tidskrift (Refereegranskat) Published
Abstract [en]

This study explores the role of network administrative organizations (NAOs) in science diplomacy (SD) by means of a qualitative case study approach. The case in point is a Swedish government initiative to coordinate the internationalization efforts of domestic funding agencies. We examine how the NAO IntSam balances between governmental directives and agency autonomy. Utilizing primary data from semi-structured interviews supplemented by internal documents and policy reports, the analysis delves into the challenges and potential of NAOs in harmonizing top-down directives with agency autonomy. The findings highlight IntSam’s role in facilitating collaboration and aligning domestic and international policy landscapes, while also revealing inherent tensions due to divergent governmental and agency priorities. This study contributes to understanding the complexities of coordinating cross-border Science, Technology, and Innovation efforts, offering insights into the nuances, potentials, and limitations of NAOs in the realm of SD.

Ort, förlag, år, upplaga, sidor
Oxford University Press (OUP), 2024
Nationell ämneskategori
Utbildningsvetenskap
Identifikatorer
urn:nbn:se:kth:diva-351483 (URN)10.1093/scipol/scae011 (DOI)001193085400001 ()2-s2.0-85199138184 (Scopus ID)
Anmärkning

QC 20241007

Tillgänglig från: 2024-08-26 Skapad: 2024-08-26 Senast uppdaterad: 2025-09-29Bibliografiskt granskad
4. Governing the de-risking agenda: Policy instrument mixes in Nordic collaboration with China
Öppna denna publikation i ny flik eller fönster >>Governing the de-risking agenda: Policy instrument mixes in Nordic collaboration with China
(Engelska)Manuskript (preprint) (Övrigt vetenskapligt)
Abstract [en]

Amid rising geopolitical tensions, governments increasingly face the challenge of balancing open academic collaboration with China against the imperatives of national security and institutional autonomy. This study examines how the governments of Sweden, Denmark, and Norway operationalise the de-risking agenda through distinct policy instrument mixes related to their research and innovation Sino relationship. The study uses qualitative, comparative policy analysis based on desk research and semi-structured interviews. It employs an abductive approach to analyse the type, coerciveness, and objectives of policy instruments, focusing on whether they enable or restrict collaboration, and how they interact with each other. While all three governments deploy similar instruments such as guidelines, export controls, and coordination forums, their design and combination differ significantly. The interaction of instruments - through reinforcement, layering, or drift - profoundly shapes national governance conditions. A key finding is the varying role of coordination mechanisms, depending on whether they are state-led, intra-academic, theme-specific, or framed around national security. Particularly notable is the involvement of security authorities in Denmark, which contributes to a more protectionist orientation. The study highlights how policy instruments are not neutral but reflect deeper institutional tensions between openness, autonomy, and securitisation in global science governance.

Nyckelord
De-risking policy implementation, Policy instrument mixes, Sino-Nordic collaboration, Research security, Responsible internationalisation
Nationell ämneskategori
Samhällsvetenskap
Forskningsämne
Teknik och lärande
Identifikatorer
urn:nbn:se:kth:diva-370634 (URN)
Projekt
Part of dissertation thesis, Hans Lundin
Anmärkning

Not published, manuscript.

QC 20250929

Tillgänglig från: 2025-09-29 Skapad: 2025-09-29 Senast uppdaterad: 2025-09-29Bibliografiskt granskad

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