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Analytical Foundations of Energy-Efficient Wireless Communication: RIS Control and Sleep Mode Management
KTH, School of Electrical Engineering and Computer Science (EECS), Communication Systems.ORCID iD: 0000-0002-8107-1710
2026 (English)Doctoral thesis, comprehensive summary (Other academic)
Sustainable development
SDG 7: Affordable and clean energy, SDG 9: Industry, innovation and infrastructure, SDG 13: Climate action
Abstract [en]

This thesis explores the optimization of energy efficiency (EE) and practical configuration overhead in wireless communication systems, focusing on both the user equipment (UE) and the base station (BS).

The first part of the study examines minimizing the UE's energy consumption when transmitting short data payloads via a BS-controlled reconfigurable intelligent surface (RIS). To balance the energy cost of the additional pilot signals needed to configure the RIS against the energy savings during data transmission, we propose dividing the RIS into controllable subarrays. This yields a unique energy-minimizing configuration determined by payload size and path loss conditions. Building on the practical challenges of RIS implementation, we then address the wireless control signaling overhead required to feed back these phase-shift configurations to the RIS. We propose a novel quantization codebook that guarantees minimal signal-to-noise ratio (SNR) loss while reducing feedback overhead from linear to logarithmic scaling with the number of RIS elements, and we introduce an efficient differential feedback scheme for mobility scenarios.

The second part focuses on the EE of multi-antenna BSs using an active and passive transceiver model. By jointly optimizing transmit power, bandwidth, and the number of antennas, we derive novel closed-form solutions that uncover a fundamental relationship between radiated power and passive circuitry consumption. This optimization framework is extended to incorporate Quality-of-Service constraints and advanced sleep modes, leading to a dynamic scheduling algorithm that optimizes hardware configurations to minimize total energy consumption for bursty traffic.

Finally, the thesis investigates the fundamental EE limits of a dual-band BS site combining a coverage-oriented sub-6 GHz carrier with a high-bandwidth, capacity-oriented secondary carrier. By jointly optimizing hardware parameters and sleep-mode activity across both bands, we identify four distinct operational regions that govern EE-optimal behavior. We derive analytical thresholds dictating precisely when the secondary capacity band should awaken from sleep and how much traffic it should carry, demonstrating that its utilization becomes EE-optimal only when the power cost of the bandwidth-limited primary band exceeds the static power penalty of activating the secondary circuitry.

Together, these studies provide a comprehensive view of EE optimization and resource management, offering novel theoretical insights and actionable design guidelines for UE and BS configurations, RIS control signaling, sleep-mode management, and multi-band integration.

Abstract [sv]

Denna avhandling utforskar optimeringen av energieffektivitet (EE) och den signaleringsoverhead som krävs i trådlösa kommunikationssystem, med fokus på både användaren (UE) och basstationen (BS).

Den första delen av studien undersöker hur energiförbrukningen hos en UE kan minimeras vid överföring av små datamängder via en rekonfigurerbar intelligent yta (RIS) styrd av BS. För att balansera energikostnaden för de extra pilotsignaler som krävs för att konfigurera ytan mot energibesparingarna under dataöverföringen föreslår vi att RIS:ens element delas in i styrbara grupper (subarrays). Detta ger en unik energiminimerande konfiguration som bestäms av datamängdens storlek och radiokanalens dämpning. Med utgångspunkt i de praktiska utmaningarna vid RIS-implementering behandlar vi därefter den trådlösa kontrollsignalering som krävs för att återkoppla dessa faskonfigurationer till RIS:en. Vi föreslår en ny kvantiseringskodbok som garanterar en minimal förlust i signal-brusförhållande (SNR) samtidigt som signaleringsoverheaden reduceras från att skala linjärt till att skala logaritmiskt med antalet RIS-element. Dessutom introducerar vi ett effektivt differentiellt kontrollsignaleringsschema för mobilitetsscenarier.

Den andra delen fokuserar på EE hos basstationer med flera antenner, med hjälp av en effektförbrukningsmodell som tar hänsyn till sändarens aktiva och passiva komponenter. Genom att gemensamt optimera sändareffekt, bandbredd och antal antenner härleder vi nya analytiska lösningar som visar ett samband mellan utstrålad effekt och passiv kretsförbrukning. Detta optimeringsramverk utvidgas vidare till att omfatta tjänstekvalitetskrav (QoS) och avancerade vilolägen, vilket leder till en dynamisk schemaläggningsalgoritm som anpassar hårdvarukonfigurationen för att minimera den totala energiförbrukningen vid skurvis trafik.

Slutligen undersöker avhandlingen de grundläggande gränserna för energieffektivitet hos en tvåbandsbasstation som kombinerar en täckningsorienterad primär bärvåg under 6 GHz med en kapacitetsorienterad sekundär bärvåg med hög bandbredd. Genom att gemensamt optimera hårdvaruparametrar och vilolägenas aktivitet över de båda banden identifierar vi fyra driftsområden för EE överföring. Vi härleder analytiska tröskelvärden som exakt anger när det sekundära kapacitetsbandet bör väckas ur sitt viloläge, och visar att aktiveringen är optimal ur energieffektivitetssynpunkt först när kostnaden att tvinga ytterligare trafik genom det bandbreddsbegränsade primära bandet överstiger den statiska effektkostnaden för att aktivera det sekundära bandet.

Sammantaget ger dessa studier en samlad bild av energieffektiv optimering och resurshantering. De bidrar med nya teoretiska insikter och praktiska riktlinjer för utformningen av BS-konfigurationer, RIS-kontrollsignalering, hantering av vilolägen och multibandsintegration.

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2026. , p. 96
Series
TRITA-EECS-AVL ; 2026:57
Keywords [en]
6G, Energy Efficiency, Reconfigurable Intelligent Surfaces, Advanced Sleep Modes, Control Channel
Keywords [sv]
6G, energieffektivitet, rekonfigurerbara intelligenta ytor, avancerade vilolägen, kontrollkanal
National Category
Telecommunications
Research subject
Information and Communication Technology
Identifiers
URN: urn:nbn:se:kth:diva-387269ISBN: 978-91-8106-632-6 (print)OAI: oai:DiVA.org:kth-387269DiVA, id: diva2:2093624
Public defence
2026-09-07, https://kth-se.zoom.us/j/65424362099, F3, Lindstedtsvägen 26, Stockholm, 13:00 (English)
Opponent
Supervisors
Funder
Vinnova, 2023-00572Swedish Foundation for Strategic Research, FFL18-0277
Note

QC 20260819

Available from: 2026-08-19 Created: 2026-08-19 Last updated: 2026-09-07Bibliographically approved
List of papers
1. Optimizing Reconfigurable Intelligent Surfaces for Short Transmissions: How Detailed Configurations can be Afforded?
Open this publication in new window or tab >>Optimizing Reconfigurable Intelligent Surfaces for Short Transmissions: How Detailed Configurations can be Afforded?
2024 (English)In: IEEE Transactions on Wireless Communications, ISSN 1536-1276, E-ISSN 1558-2248, p. 3377-3391Article in journal (Refereed) Accepted
Abstract [en]

This paper examines how to minimize the energy consumption of a user equipment (UE) when transmitting short data payloads. The receiving base station (BS) controls a reconfigurable intelligent surface (RIS), which requires additional pilot signals to be configured, to improve the channel conditions. The challenge is that the pilot signals increase the energy consumption and must be balanced against energy savings during data transmission. We derive a formula for the energy consumption, including both pilot and data transmission powers and the effects of imperfect channel state information and discrete phase-shifts. To shorten the pilot length, we propose dividing the RIS into subarrays of multiple elements using the same reflection coefficient. The pilot power and subarray size are tuned to the payload length to minimize the energy consumption. Analytical results show that there exists a unique energy-minimizing solution. For small payloads and when the direct path loss between the BS and UE is weak compared to the path loss via the RIS, the solution is using subarrays with many elements and low pilot power and vice versa. The optimal percentage of energy spent on pilot signaling is in the order of 10-40%.

Place, publisher, year, edition, pages
Institute of Electrical and Electronics Engineers (IEEE), 2024
Keywords
Reconfigurable intelligent surface, energy efficiency, phase-shift optimization, subarrays, discrete phase-shifts, 6G
National Category
Engineering and Technology
Research subject
Information and Communication Technology
Identifiers
urn:nbn:se:kth:diva-343367 (URN)10.1109/twc.2023.3307605 (DOI)001201360000062 ()2-s2.0-85170544830 (Scopus ID)
Funder
Swedish Foundation for Strategic Research, FFL18-0227
Note

QC 20240212

Available from: 2024-02-12 Created: 2024-02-12 Last updated: 2026-08-19Bibliographically approved
2. Minimal Feedback Control Signaling for RIS: Codebook Design and SNR Analysis
Open this publication in new window or tab >>Minimal Feedback Control Signaling for RIS: Codebook Design and SNR Analysis
2026 (English)In: IEEE Transactions on Wireless Communications, ISSN 1536-1276, E-ISSN 1558-2248, Vol. 25, p. 15134-15148Article in journal (Refereed) Published
Abstract [en]

Reconfigurable intelligent surfaces (RISs) can greatly improve the signal quality of future communication systems by reflecting transmitted signals toward the receiver. However, even when the base station (BS) has perfect channel knowledge and can compute the optimal RIS phase-shift configuration, implementing this configuration requires feedback signaling over a control channel from the BS to the RIS. This feedback must be kept minimal, as it is transmitted wirelessly every time the channel changes. In this paper, we examine how the feedback load, measured in bits, affects the performance of an RIS-aided system. Specifically, we investigate the trade-offs between codebook-based and element-wise feedback schemes, and how these influence the achievable signal-to-noise ratio (SNR). We propose a novel quantization codebook, tailored for line-of-sight scenarios, that guarantees minimal SNR loss while reducing feedback overhead from linear to logarithmic scaling with the number of RIS elements. We demonstrate the codebook’s usefulness over Rician fading channels and extend it to 3D channel geometries with a uniform planar array through joint quantization of elevation and azimuth angles, including scenarios with a non-zero static path. Furthermore, we also analyze the SNR impact of discrete phase shifts and implement an efficient differential feedback scheme that leverages temporal correlation for mobility scenarios. Numerical simulations and analytical analysis are performed to quantify the performance degradation caused by reduced feedback load, shedding light on how efficiently RIS configurations can be fed back in practical systems.

Place, publisher, year, edition, pages
Institute of Electrical and Electronics Engineers (IEEE), 2026
Keywords
6G, control signaling, multiple antenna communications, quantization, Reconfigurable intelligent surfaces
National Category
Telecommunications Communication Systems Signal Processing
Identifiers
urn:nbn:se:kth:diva-380687 (URN)10.1109/TWC.2026.3680652 (DOI)001743162100003 ()2-s2.0-105036281784 (Scopus ID)
Note

QC 20260511

Available from: 2026-05-11 Created: 2026-05-11 Last updated: 2026-08-19Bibliographically approved
3. Fundamentals of Energy-Efficient Hardware Configurations for Wireless Links with Sleep Modes
Open this publication in new window or tab >>Fundamentals of Energy-Efficient Hardware Configurations for Wireless Links with Sleep Modes
(English)Manuscript (preprint) (Other academic)
Abstract [en]

In this paper, we examine the energy efficiency (EE) of a base station (BS) with multiple antennas. We use a state-of-the-art power consumption (PC) model that captures the passive and active parts of the transceiver circuitry, including the effects of radiated power, signal processing, and passive consumption.The paper treats the transmit power, bandwidth, and number of antennas as the optimization variables. We provide novel closed-form solutions for the optimal ratios of power per unit bandwidth and power per transmit antenna, and discover a new relationshipin which the radiated power equals the total transceiver powerat the EE-optimal operating point. A central finding is that the EE-optimal signal-to-noise ratio (SNR) collapses to a universal numerical constant of approximately 5.93 dB, independent of channel and hardware parameters. We present an algorithm that jointly optimizes the three design variables to achieve maximum EE under practical constraints, and provide analytical insight into whether maximum power or maximum bandwidth is optimal and how many antennas a BS should utilize. We further extend the optimization framework to incorporate quality-of-service(QoS) requirements and three advanced sleep modes of varying depth: absolute sleep, deep sleep, and idle mode. We characterize the optimal hardware configuration for each mode and determine when the rush-to-sleep strategy, which transmits briefly at the EE-optimal active configuration and sleeps the rest of the time, is optimal. Incorporating wake-up transition delays, we reveal how latency constraints and sleep-mode-specific transition times jointly dictate the optimal sleep mode for data packets with absolute deadlines. Together, these results indicate that energy-efficient operation requires treating transmission and sleep as a single coupled optimization.

Keywords
Energy efficiency, optimization, 6G, multiple antenna communications, sleep modes
National Category
Telecommunications
Research subject
Telecommunication
Identifiers
urn:nbn:se:kth:diva-387266 (URN)
Funder
Swedish Foundation for Strategic Research, FFL18-0277Vinnova, 2023-00572
Note

QC 20260819

Available from: 2026-08-19 Created: 2026-08-19 Last updated: 2026-08-19Bibliographically approved
4. Energy-Efficient Dual-Band Communication: How to Allocate Traffic to Sub-THz Carriers?
Open this publication in new window or tab >>Energy-Efficient Dual-Band Communication: How to Allocate Traffic to Sub-THz Carriers?
2026 (English)In: Proceedings of the ICCSPA 2026 - 7th International Conference on Communications, Signal Processing, and their Applications, Institute of Electrical and Electronics Engineers (IEEE) , 2026Conference paper, Published paper (Refereed)
Abstract [en]

As 6G wireless networks transition toward sub-Terahertz (sub-THz) frequencies to satisfy extreme capacity demands, managing the trade-off between massive bandwidth and power consumption becomes a critical design challenge. In this paper, we investigate the fundamental energy efficiency (EE) limits of a dual-band base station site combining a coverage-oriented sub-6 GHz carrier with a capacity-oriented sub-THz carrier. By jointly optimizing hardware parameters and advanced sleep modes via activity factors, we identify four distinct operational regions that govern the EE-optimal behavior across the complete range of data rates. We derive closed-form analytical thresholds that dictate precisely when the sub-THz band should awaken from sleep and how to allocate traffic between the bands in that case. Our results demonstrate that utilizing the sub-THz band is EE-optimal when the power cost of the bandwidth-limited sub-6 GHz band surpasses the static power penalty of activating the sub-THz circuitry. Ultimately, this framework provides mathematically rigorous guidelines for power consumption minimization and sleep-mode management in future green networks.

Place, publisher, year, edition, pages
Institute of Electrical and Electronics Engineers (IEEE), 2026
Keywords
6G, Energy efficiency, carrier aggregation, dual band, multiple antennas, optimization, sleep modes, terahertz
National Category
Telecommunications Communication Systems
Identifiers
urn:nbn:se:kth:diva-387004 (URN)10.1109/ICCSPA69228.2026.11600863 (DOI)2-s2.0-105045817864 (Scopus ID)
Conference
7th International Conference on Communications, Signal Processing, and their Applications, ICCSPA 2026, Alcala, Spain, Jun 15-18 2026
Note

Part of ISBN 979-8-3315-6128-4

QC 20260812

Available from: 2026-08-12 Created: 2026-08-12 Last updated: 2026-08-19Bibliographically approved

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